13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-31, with 4,673 holding rows worth $4,314,509,000.
- Accession
- 0001681115-17-000001
- Filer
- CIK 1681115
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,911 entries on the cover page, a total value of $4,314,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,314,509,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POPEYES LA KITCHEN INC | 732872106 | COM | 180 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 550 | $11,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,350 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 744 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 479 | $11,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 888 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 310 | $11,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 964 | $11,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 350 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 305 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 375 | $11,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 171 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7 | $11,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 615 | $11,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,098 | $11,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 380 | $11,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 296 | $11,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 91 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 206 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,637 | $11,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,238 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 231 | $11,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 547 | $11,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 877 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $11,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 6,000 | $11,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 700 | $11,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 9 | $11,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11 | $11,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 475 | $11,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,200 | $10,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 135 | $10,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 290 | $10,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 250 | $10,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 297 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $10,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,062 | $10,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 200 | $10,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 316 | $10,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 189 | $10,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 500 | $10,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,962 | $10,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,508 | $10,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 420 | $10,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 225 | $10,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 539 | $10,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 615 | $10,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 512 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $10,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 80 | $10,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 689 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 250 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 400 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $10,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 4,654 | $10,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,425 | $10,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,090 | $10,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 235 | $10,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $10,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 258 | $10,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,900 | $10,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 472 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 439 | $10,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 126 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 406 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 192 | $10,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,514 | $10,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10 | $10,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 157 | $10,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 80 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 500 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 430 | $10,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,890 | $10,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 10 | $10,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 63 | $10,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 10 | $10,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,623 | $10,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 10 | $10,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,268 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $9,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 723 | $9,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 238 | $9,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 483 | $9,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 177 | $9,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 738 | $9,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 137 | $9,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 7,649 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 821 | $9,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 116 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 16,055 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 210 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 250 | $9,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 210 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 394 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 138 | $9,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,750 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 710 | $9,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 795 | $9,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 297 | $9,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 366 | $9,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 287 | $9,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 382 | $9,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 679 | $9,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 290 | $9,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 362 | $9,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 740 | $9,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 136 | $9,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 108 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $9,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 229 | $9,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 298 | $9,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $9,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9 | $9,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 2,158 | $9,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,945 | $9,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 600 | $9,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,659 | $9,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,000 | $9,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,187 | $9,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,025 | $9,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 900 | $9,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 532 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $9,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,616 | $9,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 186 | $9,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 432 | $9,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 454 | $9,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 5,300 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 127 | $9,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 165 | $9,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $9,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 530 | $9,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 329 | $8,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,629 | $8,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 67 | $8,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 210 | $8,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 118 | $8,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 102 | $8,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 600 | $8,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 119 | $8,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 640 | $8,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 165 | $8,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 200 | $8,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 304 | $8,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 193 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $8,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 500 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 599 | $8,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 138 | $8,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 530 | $8,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 151 | $8,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,094 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 167 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $8,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 243 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,176 | $8,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 241 | $8,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 161 | $8,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 8 | $8,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 2,396 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 205 | $8,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $8,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 300 | $8,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 112 | $8,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 240 | $8,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 455 | $8,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 550 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8 | $8,000 | thousands by filing date | principal |
| LRAD CORP | 50213V109 | COM | 4,760 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,750 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 4 | $8,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 251 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 391 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 537 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 502 | $8,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2 | $8,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 1,030 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 128 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 6 | $8,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 4 | $8,000 | thousands by filing date | principal |
| ELKHORN ETF TR | 287711204 | FTSE RAFI EQTY | 300 | $8,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 320 | $7,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 294 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 420 | $7,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 240 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 679 | $7,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 99 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 279 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 192 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 623 | $7,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 92 | $7,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 212 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 375 | $7,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 783 | $7,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 97 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 181 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 435 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,400 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 366 | $7,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 281 | $7,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 287 | $7,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 260 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 187 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 268 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 268 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 277 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 379 | $7,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 618 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 169 | $7,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,070 | $7,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $7,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 606 | $7,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,500 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,940 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 445 | $7,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,236 | $7,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 346 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 505 | $7,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 171 | $7,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,365 | $7,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 441 | $7,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,026 | $7,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,183 | $7,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,478 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $7,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 566 | $7,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 7,850 | $7,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,185 | $7,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 402 | $7,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7 | $7,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 294 | $7,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 875 | $7,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 25 | $7,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 378 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,800 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 191 | $6,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $6,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 91 | $6,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 490 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 513 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 208 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 803 | $6,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 651 | $6,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 79 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 200 | $6,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 109 | $6,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 103 | $6,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 88 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 281 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 446 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,300 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 675 | $6,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 250 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $6,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $6,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 665 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 200 | $6,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 148 | $6,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,353 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200 | $6,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 297 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,476 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 429 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 302 | $6,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 208 | $6,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 204 | $6,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 402 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 129 | $6,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 200 | $6,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 174 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 44 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 335 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $6,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 315 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,265 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 464 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 387 | $6,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 109 | $6,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 167 | $6,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 200 | $6,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,150 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,000 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $6,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 225 | $6,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 177 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 684 | $6,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 326 | $6,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 188 | $6,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 247 | $6,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,637 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,886 | $6,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 179 | $6,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $6,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015901 | COM | 5 | $6,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 346 | $6,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 350 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 350 | $6,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 6 | $6,000 | thousands by filing date | principal |
| APPTIO INC | 03835C108 | CL A | 315 | $6,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 373 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 436 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 335 | $6,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 232 | $6,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 210 | $6,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 300 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 100 | $6,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 2,330 | $6,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 200 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 200 | $5,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $5,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $5,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 164 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 122 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 193 | $5,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,000 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 56 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 48 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 300 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 659 | $5,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 181 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 766 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $5,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,746 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 150 | $5,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 109 | $5,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 201 | $5,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,200 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 76 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 98 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 237 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 235 | $5,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 895 | $5,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 269 | $5,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $5,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 250 | $5,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 775 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 411 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,231 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 187 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 73 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 166 | $5,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 300 | $5,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 300 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 230 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 133 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 587 | $5,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 192 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,226 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 162 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 480 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 174 | $5,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 140 | $5,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,150 | $5,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 390 | $5,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 126 | $5,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $5,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 160 | $5,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $5,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 100 | $5,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 89 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $5,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,025 | $5,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,385 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,000 | $5,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5 | $5,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 485 | $5,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,491 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 207 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 37 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 256 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 145 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 95 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 111 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 527 | $5,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 594 | $5,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,000 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 394 | $5,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 985 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 6,100 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 7 | $5,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 2,632 | $5,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 66 | $4,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 54 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 300 | $4,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 300 | $4,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 128 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 144 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 347 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 815 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 86 | $4,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 71 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 60 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,500 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 363 | $4,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 146 | $4,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 125 | $4,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 66 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 102 | $4,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 171 | $4,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 457 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,760 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 575 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 148 | $4,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 241 | $4,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $4,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 161 | $4,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 200 | $4,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 258 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $4,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 308 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 285 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 194 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 290 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 638 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 222 | $4,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 160 | $4,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 140 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 243 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100 | $4,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 102 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 250 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 186 | $4,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 540 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 86 | $4,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 358 | $4,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 856 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 700 | $4,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 278 | $4,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,095 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 200 | $4,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 212 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 364 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 850 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 508 | $4,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 580 | $4,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 137 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 130 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,619 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,425 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 697 | $4,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 287 | $4,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 77 | $4,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,200 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 950 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 260 | $4,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 300 | $4,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 278 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 197 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 158 | $4,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 228 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4 | $4,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 959 | $4,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,000 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000001 | this filing | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | base | 2017-11-02 | acceptance time not in the bulk data set |