13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-31, with 4,673 holding rows worth $4,314,509,000.
- Accession
- 0001681115-17-000001
- Filer
- CIK 1681115
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 12,911 entries on the cover page, a total value of $4,314,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,314,509,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEYCORP COM | 493267108 | Stock | 27,399 | $500,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,336 | $492,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 17,055 | $492,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,695 | $491,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,796 | $491,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 20,154 | $490,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 19,421 | $489,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,035 | $488,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,225 | $487,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 16,856 | $487,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 9,683 | $486,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 31,345 | $483,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,038 | $482,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,143 | $482,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 60,079 | $482,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,577 | $481,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 9,199 | $481,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 79,076 | $478,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 28,136 | $478,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 20,384 | $477,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,181 | $477,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,878 | $476,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,617 | $475,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,559 | $475,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 33,627 | $475,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 17,947 | $474,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 12,268 | $474,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,440 | $473,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,758 | $473,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 4,432 | $473,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 18,385 | $472,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 14,911 | $471,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,259 | $470,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 25,787 | $470,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 24,317 | $470,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 14,617 | $469,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 6,996 | $469,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,382 | $468,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,104 | $468,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 8,302 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 12,958 | $463,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 105,003 | $463,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 81,846 | $462,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,099 | $461,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,503 | $461,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,846 | $460,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,950 | $460,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,044 | $454,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,352 | $454,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 22,554 | $452,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 13,499 | $452,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,500 | $451,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,778 | $450,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,542 | $448,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 24,322 | $447,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,670 | $445,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,539 | $444,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 65,799 | $443,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,436 | $442,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7,135 | $442,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,976 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,616 | $440,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 63,044 | $439,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,554 | $436,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 8,347 | $435,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,394 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,691 | $431,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 8,386 | $431,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,314 | $428,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 17,602 | $428,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 19,134 | $428,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,405 | $426,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,316 | $425,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 145,992 | $425,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 10,708 | $423,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,066 | $423,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,282 | $422,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,609 | $421,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 411 | $421,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 9,538 | $420,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15,437 | $420,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,377 | $419,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 26,006 | $419,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 29,276 | $418,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 31,791 | $416,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,295 | $415,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,330 | $414,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,645 | $414,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 6,506 | $414,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,644 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,380 | $413,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,490 | $412,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,951 | $411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,889 | $411,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,920 | $410,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 82,161 | $410,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,116 | $410,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 17,459 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,523 | $409,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,576 | $408,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,370 | $407,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,415 | $407,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,503 | $404,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 34,888 | $404,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 24,500 | $404,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,347 | $403,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,511 | $402,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 8,220 | $402,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,901 | $402,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 27,700 | $401,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 24,715 | $401,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 30,377 | $399,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,934 | $397,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 38,843 | $396,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 79,298 | $396,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,961 | $391,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 18,453 | $391,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,882 | $390,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 30,180 | $390,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,034 | $390,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,187 | $387,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,354 | $387,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,301 | $387,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,716 | $387,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,496 | $386,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,582 | $386,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,113 | $386,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,477 | $386,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,712 | $386,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,534 | $385,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,203 | $385,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,725 | $384,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,666 | $384,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,149 | $384,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,505 | $383,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 15,497 | $383,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,268 | $382,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 21,366 | $382,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,589 | $380,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 9,156 | $380,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,355 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,805 | $375,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 6,290 | $375,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,336 | $373,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20,712 | $373,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,833 | $373,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,688 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,885 | $373,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 14,766 | $373,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 25,251 | $373,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,280 | $372,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 6,910 | $372,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,368 | $371,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,218 | $370,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,374 | $369,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,143 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,921 | $368,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,797 | $367,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,755 | $367,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,632 | $367,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,515 | $367,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,235 | $366,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 25,265 | $366,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 14,816 | $366,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 21,316 | $365,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 10,121 | $365,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 370,825 | $363,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,575 | $362,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,038 | $362,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,411 | $362,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,946 | $361,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 11,337 | $361,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,133 | $361,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,840 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,058 | $358,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,066 | $357,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 62,302 | $356,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,501 | $356,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,613 | $355,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,444 | $354,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,985 | $352,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,832 | $351,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,529 | $351,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,193 | $351,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,737 | $350,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,137 | $348,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,648 | $348,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,138 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,976 | $347,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 13,622 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,773 | $347,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,463 | $346,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,136 | $345,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,777 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,040 | $345,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,729 | $344,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,036 | $344,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 193,206 | $344,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,404 | $343,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,300 | $342,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 27,246 | $342,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 4,378 | $342,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,365 | $341,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 113,023 | $341,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,397 | $340,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,881 | $340,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,558 | $340,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,720 | $340,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 71,480 | $337,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,971 | $336,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,845 | $335,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,662 | $335,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 15,972 | $335,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 14,234 | $334,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,356 | $333,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,998 | $333,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,826 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,612 | $332,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,154 | $331,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 31,340 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 7,033 | $331,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,094 | $330,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,730 | $330,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,339 | $330,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 7,791 | $330,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,865 | $329,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,417 | $329,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 8,624 | $329,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,879 | $328,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,270 | $326,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 70,308 | $326,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 55,563 | $326,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 3,284 | $326,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 17,585 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 11,700 | $325,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 11,956 | $325,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 14,283 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,821 | $324,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 32,605 | $324,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,063 | $324,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 22,107 | $323,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 28,448 | $322,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,936 | $321,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,742 | $320,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,343 | $319,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 122,544 | $319,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,664 | $318,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,000 | $318,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 24,730 | $318,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,420 | $317,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,474 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 11,578 | $316,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 26,763 | $315,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 10,052 | $313,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,351 | $312,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 13,218 | $312,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 86,595 | $312,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 36,680 | $311,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,220 | $310,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,540 | $310,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 70,974 | $309,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,176 | $308,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 13,000 | $308,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 52,390 | $308,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,648 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 7,682 | $307,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 10,990 | $307,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,804 | $305,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,951 | $305,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 19,060 | $304,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,427 | $304,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,343 | $303,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,461 | $303,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 55,319 | $303,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 14,093 | $302,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,930 | $301,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,736 | $301,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,604 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,578 | $301,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,015 | $301,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 21,872 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 13,439 | $300,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,462 | $299,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,567 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,388 | $298,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,652 | $297,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,526 | $297,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,024 | $297,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,188 | $296,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,183 | $296,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,492 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,561 | $295,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,340 | $295,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 10,278 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,756 | $294,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 18,986 | $294,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,945 | $292,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,706 | $292,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,815 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,189 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,251 | $290,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 56,185 | $290,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,041 | $288,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,842 | $288,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,581 | $287,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,544 | $287,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,008 | $286,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,808 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,204 | $285,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,715 | $285,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,509 | $285,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,686 | $285,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,577 | $285,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,110 | $284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 10,720 | $283,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,012 | $282,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,801 | $281,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 4,110 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,865 | $278,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,840 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 11,572 | $278,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 31,762 | $277,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,912 | $277,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,214 | $276,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,286 | $276,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,129 | $274,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 9,157 | $274,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,418 | $274,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,489 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,897 | $273,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,732 | $272,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,140 | $272,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 34,298 | $271,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 5,179 | $271,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,320 | $269,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 24,753 | $269,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 14,594 | $269,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 37,999 | $268,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,761 | $267,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,000 | $267,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 17,547 | $267,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 49,075 | $267,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 341 | $266,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,518 | $266,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,097 | $265,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,843 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,452 | $264,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,142 | $264,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,083 | $264,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 10,917 | $263,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 45,871 | $263,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,553 | $262,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,071 | $261,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,080 | $261,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 13,810 | $261,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,818 | $261,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,849 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 10,375 | $261,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,287 | $261,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 12,287 | $261,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,793 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 13,846 | $259,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 16,310 | $259,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,442 | $259,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,762 | $259,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,962 | $259,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 7,900 | $257,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 10,161 | $257,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,782 | $256,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 34,553 | $256,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 17,040 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,655 | $256,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,102 | $255,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,639 | $254,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,566 | $253,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,568 | $253,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,551 | $253,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,415 | $252,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 177,137 | $252,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,579 | $252,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,446 | $252,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,382 | $251,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,144 | $251,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 12,578 | $251,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 8,082 | $251,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,329 | $250,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,501 | $250,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,922 | $250,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,172 | $250,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,273 | $250,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,140 | $249,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,719 | $249,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,825 | $249,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,002 | $248,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,294 | $248,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 8,678 | $248,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 18,294 | $247,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,508 | $247,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 26,682 | $247,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 38,515 | $247,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,306 | $246,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,109 | $246,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 22,047 | $246,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,187 | $246,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 848 | $244,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,153 | $243,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,641 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 16,115 | $243,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 45,621 | $242,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,643 | $242,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,341 | $240,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,764 | $240,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,029 | $240,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 16,658 | $240,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,083 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,838 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,482 | $239,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 76,957 | $239,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,855 | $238,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,936 | $238,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,652 | $237,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,427 | $237,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,067 | $237,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,923 | $236,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,663 | $236,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,120 | $236,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,815 | $235,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 22,829 | $235,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 16,559 | $235,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,597 | $234,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 7,750 | $234,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,645 | $234,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,085 | $233,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,969 | $232,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,325 | $231,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,157 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,646 | $231,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 9,008 | $229,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,587 | $228,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,651 | $228,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,104 | $228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,000 | $228,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,520 | $226,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,988 | $226,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,615 | $226,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,860 | $225,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 17,550 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,725 | $224,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,241 | $224,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,819 | $223,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 10,894 | $223,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 22,075 | $223,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 65,720 | $223,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,871 | $223,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 10,311 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,854 | $223,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 323 | $223,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,095 | $222,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,288 | $222,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,269 | $221,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,576 | $220,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,467 | $220,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,871 | $219,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,547 | $219,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,705 | $217,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 19,084 | $217,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,784 | $217,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 21,320 | $216,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,985 | $216,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,430 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,961 | $214,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,330 | $214,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,100 | $214,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,300 | $214,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,371 | $213,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,659 | $213,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 68,244 | $212,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,281 | $212,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,629 | $211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,629 | $211,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 9,445 | $211,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 14,450 | $211,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,146 | $211,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,190 | $210,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,479 | $210,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,126 | $210,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 66,839 | $210,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 5,305 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,465 | $209,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 14,090 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 8,785 | $209,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,437 | $208,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 44,443 | $208,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,221 | $208,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,745 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,648 | $208,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,536 | $208,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 10,904 | $208,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,975 | $207,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 18,330 | $207,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000001 | this filing | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | base | 2017-11-02 | acceptance time not in the bulk data set |