13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 4,620 holding rows worth $4,062,014,000.
- Accession
- 0001681115-16-000009
- Filer
- CIK 1681115
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,739 entries on the cover page, a total value of $4,062,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,062,014,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 360 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 125 | $3,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 210 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,632 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 49 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 590 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,660 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 200 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,149 | $3,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 100 | $3,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 40 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 150 | $3,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 900 | $3,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 150 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 140 | $3,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,667 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 60 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 5,425 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 697 | $3,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 150 | $3,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 117 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 50 | $3,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 886 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 200 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 140 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 20 | $3,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 194 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,600 | $3,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 38 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 324 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 200 | $3,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 202 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 100 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 199 | $3,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,300 | $3,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 213 | $3,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 539 | $3,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 700 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 375 | $3,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 152 | $3,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 528 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 737 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,100 | $3,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $3,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3 | $3,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,174 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 221 | $2,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 244 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 123 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 29 | $2,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 28 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 300 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 97 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 100 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 33 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 385 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 76 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 234 | $2,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 79 | $2,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 74 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 433 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 207 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 42 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 97 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 15 | $2,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 66 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 81 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 73 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 102 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $2,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 827 | $2,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 75 | $2,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 67 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 272 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 132 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 161 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 266 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 136 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 49 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 122 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 61 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 709 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 718 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 151 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 95 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 144 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 170 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 287 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 339 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 86 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 79 | $2,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 250 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 118 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 152 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 86 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 80 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 120 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,216 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287902 | CALL | 20 | $2,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 2 | $2,000 | thousands by filing date | put |
| Community West Bancshares | 204157101 | Common Stock | 37,473 | $2,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,000 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 12 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $2,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 3,000 | $2,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 23,650 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 347 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,850 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 647 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 198 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 107 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 111 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 117 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 445 | $2,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 105 | $2,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 60 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 342 | $2,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 100 | $2,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,674 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 100 | $2,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 79 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 93 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 680 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,000 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,500 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 5,880 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 162 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,033 | $2,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 40 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 380 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 150 | $2,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $2,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 55 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 49 | $2,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 90 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 80 | $2,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 158 | $2,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 100 | $2,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 315 | $2,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 161 | $2,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 100 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 350 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 602 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 314 | $2,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 124 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 502 | $2,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,507 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 140 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 362 | $2,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 1,460 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 65 | $2,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 52 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,500 | $2,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 100 | $2,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 100 | $2,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 10,000 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 50 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24 | $1,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 37 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 16 | $1,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 46 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 16 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 100 | $1,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 33 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 38 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 52 | $1,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 78 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 37 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 49 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 58 | $1,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 169 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 19 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 67 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 57 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 114 | $1,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 44 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 181 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 47 | $1,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 28 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 73 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 40 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 111 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 113 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 109 | $1,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 58 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 153 | $1,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 58 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45 | $1,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 77 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 65 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 84 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 74 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 32 | $1,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 31 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 128 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 478 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 108 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 38 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 153 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,867 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 39 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,178 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 78 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 73 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 34 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 100 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 206 | $1,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 77 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 10 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 231 | $1,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 35 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 200 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 10 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F906 | CALL | 7 | $1,000 | thousands by filing date | call |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 177 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 320 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 3 | $1,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 54 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 51 | $1,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 45 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 23 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 52 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 47 | $1,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 49 | $1,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 74 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 336 | $1,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 801 | $1,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,060 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 163 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 90 | $1,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 129 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 175 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 41 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 100 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 60 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 120 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 155 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 235 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 59 | $1,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 48 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 41 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 30 | $1,000 | thousands by filing date | put |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 12 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 150 | $1,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 31 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 70 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 154 | $1,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 31 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 800 | $1,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 145 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 300 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 200 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 211 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 271 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,250 | $1,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 60 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,075 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 100 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 758 | $1,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 42 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,020 | $1,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 50 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 119 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,700 | $1,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 88 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 35 | $1,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 76 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $1,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 104 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 600 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 6,344 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 300 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,000 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 271 | $1,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 70 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,400 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 75 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 18 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 5 | $1,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 195 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 20 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 62 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 100 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 250 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 225 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 200 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 225 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 200 | $1,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 35 | $1,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 700 | $1,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 1,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC CALL | 06740Q902 | IPATH S&P500 VIX | 5 | $1,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH INDL N V SHS | N20944109 | Stock | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINET GROUP INC COM | 896288107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNA FINL CORP | 126117100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 485 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTEC INDS INC | 046224101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STOCK YDS BANCORP INC | 861025104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILLTOP HLDGS INC | 432748101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680R206 | CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROGEN INC | 31572Q808 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLUBCORP HLDGS INC | 18948M108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT SPINCO INC | 36473H104 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKE INC | 654106903 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADOBE INC | 00724F951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 21,370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V907 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD | 09228F953 | PUT | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P956 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,442 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMO WTR CORP | 74165N105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITALGLOBE INC | 25389M877 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 11 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,629 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 2,189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 60 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medgenics Inc New | 58436Q203 | COM NEW | 525 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,789 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 1,715 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 678 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000009 | this filing | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000010 | base | 2017-11-02 | acceptance time not in the bulk data set |