13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 4,620 holding rows worth $4,062,014,000.
- Accession
- 0001681115-16-000009
- Filer
- CIK 1681115
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,739 entries on the cover page, a total value of $4,062,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,062,014,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 31,287 | $1,435,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,435 | $1,434,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 15,223 | $1,432,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 43,292 | $1,431,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 50,575 | $1,430,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 132,778 | $1,426,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,979 | $1,424,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 13,098 | $1,422,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 16,124 | $1,421,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 33,618 | $1,420,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 19,880 | $1,415,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 82,557 | $1,410,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 30,516 | $1,406,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 20,187 | $1,405,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,845 | $1,403,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 37,089 | $1,403,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 36,388 | $1,389,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 21,327 | $1,380,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,099 | $1,379,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 141,847 | $1,378,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 14,766 | $1,376,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 27,956 | $1,374,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 34,463 | $1,372,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,385 | $1,366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 27,068 | $1,358,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 25,626 | $1,353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 38,843 | $1,350,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 40,710 | $1,346,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 125,717 | $1,341,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 12,183 | $1,341,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 20,795 | $1,336,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14,164 | $1,334,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 12,459 | $1,332,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 81,247 | $1,320,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 11,611 | $1,312,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 25,255 | $1,307,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 40,501 | $1,305,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 43,094 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 40,939 | $1,291,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 44,541 | $1,288,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 101,818 | $1,287,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 43,805 | $1,287,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 22,816 | $1,281,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,168 | $1,273,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 44,564 | $1,273,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 15,799 | $1,272,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 16,863 | $1,272,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 20,740 | $1,271,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 75,567 | $1,270,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,746 | $1,268,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 11,109 | $1,258,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 10,323 | $1,255,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 54,616 | $1,246,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 23,118 | $1,242,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 34,579 | $1,235,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,954 | $1,221,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,898 | $1,213,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 11,309 | $1,210,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 24,491 | $1,209,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9,900 | $1,209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 46,997 | $1,203,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 91,103 | $1,201,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 27,404 | $1,198,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,857 | $1,196,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,842 | $1,194,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 27,022 | $1,192,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 33,147 | $1,188,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 27,053 | $1,185,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,766 | $1,183,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 26,636 | $1,177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 35,709 | $1,175,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 31,712 | $1,172,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 16,424 | $1,164,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 55,838 | $1,157,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 17,208 | $1,156,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 11,197 | $1,156,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 24,842 | $1,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 26,888 | $1,153,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 53,245 | $1,146,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,183 | $1,143,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 39,502 | $1,142,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 13,815 | $1,141,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 72,220 | $1,140,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,093 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 44,598 | $1,125,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 32,715 | $1,123,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 61,993 | $1,122,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 55,373 | $1,116,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,127 | $1,113,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 26,327 | $1,103,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 13,676 | $1,103,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 12,671 | $1,101,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,855 | $1,098,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 31,250 | $1,092,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,237 | $1,088,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 100,455 | $1,087,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,854 | $1,085,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 101,844 | $1,079,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,682 | $1,077,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 36,467 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,198 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 66,386 | $1,075,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,824 | $1,069,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 25,434 | $1,068,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,800 | $1,059,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,282 | $1,057,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 104,650 | $1,057,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14,634 | $1,055,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 42,897 | $1,055,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 33,495 | $1,054,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 35,149 | $1,054,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 64,728 | $1,054,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 89,549 | $1,053,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,878 | $1,046,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,543 | $1,044,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 95,935 | $1,043,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 101,855 | $1,033,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 98,496 | $1,031,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,789 | $1,021,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 19,190 | $1,020,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7,483 | $1,012,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 19,582 | $1,008,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 30,824 | $1,005,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 39,913 | $1,004,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 47,818 | $997,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 12,180 | $995,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 158,788 | $994,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 239,485 | $993,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 31,839 | $992,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 26,112 | $990,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,995 | $989,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,646 | $986,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,450 | $985,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 15,659 | $982,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 41,143 | $982,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,825 | $974,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 25,556 | $973,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 90,844 | $967,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 38,731 | $964,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12,127 | $961,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 30,183 | $955,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,346 | $953,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 72,900 | $946,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12,278 | $938,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,985 | $938,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16,242 | $935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 11,888 | $933,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,814 | $930,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 19,732 | $929,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,650 | $929,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 23,998 | $927,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 89,925 | $925,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 64,329 | $925,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 13,683 | $923,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,061 | $917,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,681 | $911,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,613 | $911,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 10,779 | $910,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19,938 | $908,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 44,458 | $907,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 38,736 | $904,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,229 | $901,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 42,320 | $898,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,363 | $892,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 18,354 | $889,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 21,956 | $888,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,784 | $888,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 23,270 | $887,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 35,281 | $886,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,217 | $875,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 13,361 | $875,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,939 | $874,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 16,208 | $874,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 33,062 | $870,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,633 | $868,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,011 | $865,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 27,980 | $861,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 44,151 | $860,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,989 | $856,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,482 | $854,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,138 | $851,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 13,614 | $850,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 27,203 | $846,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 26,600 | $843,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 24,442 | $842,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 87,693 | $841,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 34,183 | $839,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 29,317 | $838,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,406 | $834,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 47,675 | $833,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 18,379 | $830,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 81,963 | $829,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 13,737 | $828,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,692 | $824,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 9,337 | $824,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 17,121 | $821,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 49,570 | $821,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 9,678 | $819,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 36,838 | $818,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 20,429 | $818,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,521 | $815,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 24,809 | $815,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,095 | $814,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 57,699 | $814,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 52,418 | $812,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 106,058 | $810,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 12,614 | $805,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 22,823 | $804,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 347,203 | $802,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 102,610 | $801,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,344 | $800,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 24,721 | $799,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,685 | $799,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,522 | $795,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 26,182 | $791,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 34,434 | $791,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,771 | $790,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 15,490 | $788,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,024 | $787,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 73,664 | $785,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,941 | $784,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 15,457 | $783,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 177,177 | $781,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,181 | $778,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 140,207 | $778,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 18,636 | $774,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,267 | $771,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,982 | $769,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,934 | $767,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 18,418 | $767,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,091 | $767,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 11,869 | $766,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 149,835 | $766,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 51,270 | $764,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,696 | $762,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 22,144 | $761,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 53,334 | $761,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,632 | $760,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 67,984 | $759,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 19,146 | $759,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 19,633 | $759,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 206,229 | $757,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,609 | $756,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 53,194 | $755,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 52,944 | $753,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,063 | $752,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,778 | $752,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 12,266 | $751,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,474 | $750,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 30,956 | $748,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 19,989 | $747,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 13,817 | $747,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10,684 | $746,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,097 | $741,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 16,761 | $740,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,138 | $738,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,626 | $733,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 600 | $732,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,767 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 8,594 | $730,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 35,843 | $727,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 16,519 | $726,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,546 | $725,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,478 | $723,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,741 | $722,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 41,007 | $721,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 29,406 | $721,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 60,840 | $720,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 13,610 | $719,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,175 | $718,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,172 | $718,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,716 | $714,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 25,434 | $711,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 11,873 | $710,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 52,850 | $707,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 9,394 | $706,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,726 | $706,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 40,068 | $705,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 63,209 | $703,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 11,446 | $702,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 45,283 | $702,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 41,058 | $699,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 51,639 | $698,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,179 | $695,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 18,292 | $694,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 22,067 | $690,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 13,578 | $690,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 92,675 | $690,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,708 | $689,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 44,901 | $688,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,696 | $687,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 14,124 | $686,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 10,179 | $684,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,434 | $676,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,835 | $676,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 17,029 | $674,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 26,737 | $674,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 8,188 | $672,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,573 | $671,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 42,190 | $670,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 16,054 | $669,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,348 | $668,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 24,315 | $668,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 87,026 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,852 | $666,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 27,701 | $666,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 81,401 | $664,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 76,124 | $664,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 13,358 | $663,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 24,520 | $660,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,456 | $659,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 19,931 | $659,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 9,988 | $658,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,948 | $658,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,803 | $657,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 23,422 | $656,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 81,745 | $655,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,632 | $653,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,768 | $652,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12,022 | $651,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,237 | $650,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 26,866 | $650,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 494 | $647,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,486 | $643,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,657 | $642,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,878 | $641,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 54,421 | $640,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 19,478 | $638,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,873 | $637,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,982 | $637,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 11,107 | $637,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 13,084 | $636,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 43,642 | $635,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 16,285 | $634,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 33,220 | $630,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,615 | $629,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 138,205 | $626,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,724 | $624,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 668 | $623,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 23,239 | $623,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 49,570 | $621,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,328 | $621,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 78,504 | $620,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,385 | $619,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 12,576 | $616,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,792 | $616,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 7,754 | $615,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 72,032 | $611,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 18,001 | $610,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 59,315 | $609,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 28,256 | $608,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,979 | $608,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21,642 | $606,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 9,211 | $606,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,945 | $601,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 21,960 | $601,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,041 | $600,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 13,183 | $600,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 20,305 | $600,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15,190 | $597,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 5,070 | $597,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 39,307 | $596,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,694 | $595,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,265 | $595,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,326 | $593,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 20,081 | $593,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 26,653 | $591,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,641 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 22,349 | $590,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,999 | $588,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,886 | $587,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,785 | $587,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,085 | $585,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 25,782 | $583,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 11,109 | $583,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,982 | $581,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 56,297 | $581,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 28,810 | $576,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 9,539 | $576,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 39,431 | $576,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 12,902 | $574,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 45,047 | $574,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 24,103 | $573,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 7,921 | $573,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,404 | $572,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 13,931 | $572,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,341 | $571,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 65,694 | $571,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,568 | $567,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,591 | $566,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,646 | $565,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,881 | $565,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 8,626 | $565,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 12,920 | $562,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 29,171 | $560,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 15,799 | $559,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 115,184 | $559,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,051 | $558,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 133,979 | $558,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,761 | $558,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,253 | $557,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 44,290 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,762 | $553,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 13,453 | $553,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 84,376 | $552,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 15,355 | $550,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,506 | $550,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 36,385 | $550,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 29,846 | $547,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 9,481 | $546,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,802 | $545,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,467 | $545,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 377 | $545,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 63,894 | $545,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,324 | $544,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 25,936 | $544,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,935 | $543,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,656 | $542,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,539 | $541,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 16,820 | $541,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,309 | $540,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 11,768 | $539,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 41,976 | $539,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,602 | $537,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 27,730 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,485 | $536,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,614 | $536,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 14,638 | $535,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,724 | $534,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,703 | $531,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 62,781 | $527,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,376 | $526,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,391 | $525,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,420 | $524,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 10,515 | $522,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,114 | $521,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,794 | $520,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 131,357 | $520,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 97,697 | $519,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,632 | $519,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,181 | $517,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,532 | $516,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,229 | $515,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,108 | $515,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,104 | $515,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 23,284 | $514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 12,283 | $513,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 32,534 | $513,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 131,992 | $513,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 16,341 | $512,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,395 | $510,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 14,093 | $509,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,956 | $509,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,848 | $507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,696 | $506,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 22,958 | $506,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,290 | $506,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 10,778 | $505,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,653 | $505,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 13,005 | $505,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,545 | $504,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,059 | $501,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 80,575 | $500,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,079 | $500,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,493 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,856 | $497,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,377 | $495,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 679 | $492,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 31,237 | $491,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 30,866 | $491,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,517 | $490,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 108,930 | $489,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,952 | $488,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5,815 | $485,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 60,788 | $484,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,823 | $483,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 19,535 | $482,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,029 | $479,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 63,744 | $479,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,092 | $478,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,274 | $478,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 27,272 | $476,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 16,669 | $474,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 16,981 | $474,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 16,190 | $474,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 6,196 | $473,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,345 | $472,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,993 | $470,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,551 | $470,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 21,041 | $470,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,490 | $467,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 413,125 | $467,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,423 | $466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,763 | $465,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,172 | $465,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,750 | $463,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 26,207 | $462,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,435 | $461,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 16,550 | $461,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,410 | $458,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000009 | this filing | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000010 | base | 2017-11-02 | acceptance time not in the bulk data set |