13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 7,302 holding rows worth $57,148,297,345.
- Accession
- 0001677044-24-000002
- Filer
- CIK 1677044
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 30,351 entries on the cover page, a total value of $57,148,297,345 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,148,297,345 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSAIC WEALTH, INC.
- included managerOSAIC INSTITUTIONS, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIVIC HEALTH SYSTEMS INC | 888705209 | COM NEW | 146 | $262 | dollars as filed | |
| PRECIPIO INC | 74019L602 | COM | 40 | $260 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 10 | $258 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,017 | $258 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 315 | $255 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 13 | $254 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 30 | $253 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 6 | $253 | dollars as filed | |
| VICTORIA'S SECRET CO | 926400952 | COM NEW | 14 | $252 | dollars as filed | put |
| QUANTUM CORP | 747906501 | COM | 718 | $250 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 98 | $248 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 97 | $242 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12 | $241 | dollars as filed | |
| BIOTRICITY INC | 09074H203 | COMMON STOCK | 210 | $241 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300 | $240 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 600 | $240 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 163 | $238 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 134 | $238 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 0 | $237 | dollars as filed | principalAmount filed as zero, left out of ratios. |
| GREENPRO CAP CORP | 39540F309 | COM NEW | 200 | $236 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 102 | $234 | dollars as filed | |
| A K A BRANDS HLDG CORP | 00152K200 | COM SHS | 29 | $233 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 750 | $233 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 53 | $232 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H509 | COM | 133 | $232 | dollars as filed | |
| OCEANPAL INC | Y6430L202 | COM | 104 | $232 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 17 | $231 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 20 | $228 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 460 | $227 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 27 | $227 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,004 | $223 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 20 | $222 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8 | $222 | dollars as filed | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 7 | $222 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 12 | $222 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 190 | $222 | dollars as filed | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 813 | $220 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 154 | $219 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 217 | $219 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 510 | $217 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 1,200 | $216 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M203 | COMMON | 167 | $216 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 50 | $213 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 70 | $212 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 23 | $206 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 150 | $206 | dollars as filed | |
| MOMENTUS INC | 60879E200 | COM | 119 | $204 | dollars as filed | |
| ALTERITY THERAPEUTICS LTD | 02155X205 | SPONSORED ADS | 81 | $200 | dollars as filed | |
| VEEVA SYS INC | 922475908 | CALL | 1 | $200 | dollars as filed | call |
| REALPHA TECH CORP | 75607T105 | COM | 100 | $199 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 300 | $198 | dollars as filed | |
| CARVER BANCORP ORD | 146875604 | COM | 100 | $197 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 48 | $195 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 150 | $195 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 100 | $194 | dollars as filed | |
| APOLLOMICS INC | G0411D107 | COM | 200 | $193 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 4 | $191 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 63 | $191 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 68 | $189 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 75 | $189 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 100 | $188 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 30 | $184 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 6 | $180 | dollars as filed | |
| CAZOO GROUP A | G2007L121 | CL A | 19 | $180 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 800 | $179 | dollars as filed | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 1 | $175 | dollars as filed | call |
| DZS INC | 268211109 | COMMON STOCK | 87 | $170 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 280 | $170 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 166 | $169 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 289 | $166 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21 | $165 | dollars as filed | |
| BTC DIGITAL LTD | G6055H155 | SHS NEW | 34 | $164 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 62 | $164 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 100 | $162 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4 | $160 | dollars as filed | |
| KINTARA THERAPEUTICS INC | 49720K200 | COM NEW | 949 | $160 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 20 | $158 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15 | $158 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 8 | $156 | dollars as filed | |
| LENNAR CORP | 526057954 | CL A | 31 | $155 | dollars as filed | put |
| VACCINEX INC | 918640202 | COMMON | 234 | $155 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 85 | $154 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3 | $152 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 104 | $152 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 665 | $152 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 44 | $151 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 60 | $147 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 251 | $146 | dollars as filed | |
| RUBICON TECHNOLOGIES INC | 78112J208 | CL A | 79 | $145 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 97 | $143 | dollars as filed | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 600 | $140 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 550 | $138 | dollars as filed | |
| KELLY SVCS INC | 488152307 | CL B | 7 | $136 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 43 | $135 | dollars as filed | |
| AEYE INC | 008183204 | CL A NEW | 59 | $134 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 55 | $132 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 100 | $131 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,239 | $130 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 23 | $128 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 135 | $127 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 116 | $127 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 1,800 | $126 | dollars as filed | |
| ISHARES TR | 46438G406 | IBONDS OCT 2025 | 5 | $126 | dollars as filed | |
| ADDVANTAGE TECHNOLOGIES GROU | 006743405 | COM | 50 | $123 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 117 | $121 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 14 | $117 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4 | $117 | dollars as filed | |
| SHIFTPIXY INC | 82452L401 | COM NEW | 21 | $115 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 200 | $115 | dollars as filed | |
| REGIS CORP | 758932206 | COM SHS | 12 | $113 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $112 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 671 | $109 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 1,279 | $107 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 28 | $106 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 100 | $106 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11 | $103 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 750 | $101 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 15 | $100 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 100 | $100 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 13 | $99 | dollars as filed | |
| DATADOG INC | 23804L903 | CALL | 1 | $97 | dollars as filed | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 516 | $94 | dollars as filed | |
| NFT LIMITED | G6363T107 | CLASS A | 506 | $94 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 55 | $93 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 15 | $92 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 34 | $92 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 100 | $91 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 100 | $91 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 8 | $90 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 9 | $89 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 225 | $89 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 112 | $88 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 128 | $88 | dollars as filed | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 50 | $87 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5 | $86 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 50 | $84 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 22 | $84 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 36 | $81 | dollars as filed | |
| JETAI INC | 47714H100 | COM | 56 | $81 | dollars as filed | |
| TARGET CORP | 87612E906 | CALL | 1 | $80 | dollars as filed | call |
| IBIO INC | 451033708 | CMN | 58 | $79 | dollars as filed | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R303 | COM | 45 | $78 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 5 | $74 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 25 | $73 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 4 | $72 | dollars as filed | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 100 | $72 | dollars as filed | |
| ADITXT INC | 007025604 | COM | 11 | $72 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 400 | $72 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 40 | $71 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 575 | $71 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 12 | $70 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 25 | $68 | dollars as filed | |
| ASTROTECH CORP | 046484309 | COM | 8 | $67 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 41 | $66 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 300 | $65 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 440 | $63 | dollars as filed | |
| PANBELA THERAPEUTICS INC | 69833W305 | COMMON | 70 | $63 | dollars as filed | |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 4 | $62 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 20 | $61 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2 | $61 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 87 | $61 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 50 | $60 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M407 | COM | 66 | $59 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 6 | $56 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 50 | $56 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 10,000 | $54 | dollars as filed | |
| RETO ECO SOLUTIONS INC | G75271117 | SHS NEW | 150 | $53 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523203 | SPONSORED ADR | 51 | $52 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 10 | $50 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 19 | $49 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 6 | $49 | dollars as filed | |
| BAOSHENG MEDIA GROUP HLDNG | G08908124 | SHS NEW | 13 | $46 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3 | $46 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025887 | COM | 150 | $46 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,166 | $44 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 100 | $44 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 97 | $43 | dollars as filed | |
| PAXMEDICA INC | 70424C203 | COMMON | 58 | $43 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22 | $41 | dollars as filed | |
| XINYUAN REAL ESTATE CO LTD | 98417P204 | SPON ADR | 15 | $41 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 23 | $40 | dollars as filed | |
| SOLIGENIX INC | 834223505 | COM NEW | 53 | $40 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 14 | $39 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 13 | $39 | dollars as filed | put |
| INVITAE CORP | 46185L903 | CALL | 5 | $39 | dollars as filed | call |
| LASER PHOTONICS CORP | 51807Q100 | COM | 33 | $38 | dollars as filed | |
| D R HORTON INC | 23331A959 | COM | 38 | $38 | dollars as filed | put |
| AMTD IDEA GROUP | 00180G304 | SPON ADS | 21 | $37 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 150 | $37 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 15 | $35 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y202 | COMMON | 8 | $35 | dollars as filed | |
| ROBLOX CORP | 771049903 | CALL | 33 | $33 | dollars as filed | call |
| CLEVER LEAVES HOLDINGS IN | 186760203 | Common Stock | 16 | $33 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 77 | $33 | dollars as filed | |
| GUARDION HEALTH SCIENCES INC | 40145Q500 | COM | 6 | $32 | dollars as filed | |
| PSQ HOLDINGS INC | 693691907 | CL A | 6 | $30 | dollars as filed | call |
| BLUEJAY DIAGNOSTICS INC | 095633301 | COMMON | 25 | $30 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 7 | $29 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 18 | $29 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1 | $28 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 4 | $26 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 121 | $25 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238122 | SHS NEW | 53 | $24 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 30 | $24 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339305 | COMMON | 161 | $24 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 12 | $23 | dollars as filed | |
| ANTELOPE ENTERPRISE HLDGS LT | G041JN122 | SHS NEW | 9 | $23 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 63 | $23 | dollars as filed | |
| AFFIRM HLDGS INC | 00827B956 | PUT | 20 | $20 | dollars as filed | put |
| GOODRX HLDGS INC | 38246G908 | COM CL A | 2 | $20 | dollars as filed | call |
| LCID1 260116C00012000 | 549498903 | CALL | 2 | $20 | dollars as filed | call |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 14 | $20 | dollars as filed | |
| GROM SOCIAL ENTRPRISES INC | 39878L506 | COM | 18 | $20 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 47 | $20 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 36 | $20 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 2 | $19 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 36 | $19 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 2,705 | $18 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 300 | $18 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 9 | $18 | dollars as filed | |
| CONNS INC | 208242107 | COM | 4 | $17 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 22 | $16 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 6 | $15 | dollars as filed | |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 41 | $15 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 1 | $15 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K603 | COMMON | 4 | $15 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 26 | $15 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 60 | $13 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 10 | $13 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 4 | $13 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 800 | $13 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 37 | $13 | dollars as filed | |
| Volcon Inc | 92864V202 | Common Stock | 142 | $13 | dollars as filed | |
| XPENG INC | 98422D905 | CALL | 2 | $12 | dollars as filed | call |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 77 | $12 | dollars as filed | |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 2,340 | $12 | dollars as filed | |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 5 | $11 | dollars as filed | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 1,100 | $11 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 540 | $11 | dollars as filed | |
| ONTRAK INC | 683373302 | COM NEW | 28 | $11 | dollars as filed | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 170 | $11 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1 | $10 | dollars as filed | |
| DISNEY WALT CO | 254687906 | COM | 10 | $10 | dollars as filed | call |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 3 | $10 | dollars as filed | |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 1 | $9 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 490 | $9 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G508 | COM | 7 | $9 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 300 | $9 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 17 | $9 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 3 | $8 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 37 | $8 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 3 | $7 | dollars as filed | |
| MODERNA INC | 60770K907 | CALL | 2 | $7 | dollars as filed | call |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 19 | $7 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 500 | $7 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 125 | $7 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 4 | $7 | dollars as filed | |
| ENPHASE ENERGY INC | 29355A907 | COM | 1 | $6 | dollars as filed | call |
| AINOS INC | 00902F303 | COM | 3 | $6 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 4 | $5 | dollars as filed | |
| CREATIVE MED TECHNOLOGY HLDG | 22529Y408 | COM NEW | 1 | $5 | dollars as filed | |
| ATLASSIAN CORPORATION | 049468901 | CALL | 1 | $5 | dollars as filed | call |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3 | $5 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12 | $5 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 30 | $5 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $5 | dollars as filed | |
| COINBASE GLOBAL INC | 19260Q957 | PUT | 4 | $4 | dollars as filed | put |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 10 | $4 | dollars as filed | |
| COUPANG INC | 22266T909 | CALL | 15 | $3 | dollars as filed | call |
| BLOCK INC | 852234903 | CALL | 3 | $3 | dollars as filed | call |
| QUANTUMSCAPE CORP | 74767V909 | CALL | 3 | $3 | dollars as filed | call |
| DOXIMITY INC | 26622P907 | CL A | 1 | $3 | dollars as filed | call |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 4 | $3 | dollars as filed | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 5 | $3 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 15 | $3 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1 | $2 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1 | $2 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302125 | CLASS A ORD NEW | 1 | $2 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 34 | $2 | dollars as filed | |
| GREENLANE HLDGS INC | 395330301 | CL A NEW | 5 | $2 | dollars as filed | |
| DATASEA INC | 238116206 | COM NEW | 10 | $2 | dollars as filed | |
| REVOLUTION MEDICINES INC | 76155X118 | *W EXP 12/17/202 | 4 | $1 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M903 | CALL | 1 | $1 | dollars as filed | call |
| COLLECTIVE AUDIENCE INCORPORATED | 193939105 | COM | 1 | $1 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 2 | $1 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 2 | $1 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 4 | $1 | dollars as filed | |
| RESHAPE LIFESCIENCES INC COM | 76090R200 | Common Stock | 5 | $1 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1 | $1 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D402 | COM NEW | 1 | $1 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 27 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 12 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y906 | COM NEW | 1 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 1 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 310 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TINGO GROUP INC | 55328R109 | COM | 5,750 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 30 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635705 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AFRICAN AGRICULTURE HOLDINGS | 00792J118 | *W EXP 12/06/202 | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FREIGHT TECHNOLOGIES INC | G51413113 | SHS NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-24-000002 | this filing | 2024-02-12 | acceptance time not in the bulk data set |