13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,397 holding rows worth $67,672,243,006.
- Accession
- 0001677044-23-000041
- Filer
- CIK 1677044
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 34,218 entries on the cover page, a total value of $67,672,243,006 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,672,243,006 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSAIC WEALTH, INC.
- included managerOSAIC INSTITUTIONS, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEWORK INC | 96209A401 | COM | 161 | $483 | dollars as filed | |
| NULL | 44984F401 | NULL | 609 | $481 | dollars as filed | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 600 | $479 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 16 | $477 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 447 | $473 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 192 | $470 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 200 | $468 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 200 | $466 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 70 | $466 | dollars as filed | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 856 | $461 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 13 | $459 | dollars as filed | |
| PULMATRIX INC | 74584P301 | COM | 226 | $459 | dollars as filed | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 20 | $456 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 50 | $455 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 50 | $450 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 762 | $449 | dollars as filed | |
| S&W SEED COMPANY COM | 785135104 | COM | 400 | $448 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 215 | $446 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 500 | $443 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 50 | $442 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 30 | $441 | dollars as filed | |
| INKT | 603693102 | Stock | 402 | $440 | dollars as filed | |
| XPENG INC | 98422D905 | CALL | 2 | $438 | dollars as filed | call |
| CARVER BANCORP ORD | 146875604 | COM | 200 | $434 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 100 | $430 | dollars as filed | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 1 | $430 | dollars as filed | call |
| HARPOON THERAPEUTICS INC | 41358P205 | COM | 107 | $430 | dollars as filed | |
| NULL | 02008G102 | NULL | 100 | $430 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 360 | $428 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 2,000 | $427 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 134 | $426 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 12 | $426 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 203 | $418 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 16 | $416 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 968 | $414 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 77 | $408 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 600 | $407 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 25 | $405 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,018 | $396 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 150 | $395 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K203 | COM NEW | 100 | $395 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 100 | $389 | dollars as filed | |
| ALGORHYTHM HLDGS INC | 829322403 | COM | 379 | $383 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 25 | $382 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 500 | $375 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 300 | $372 | dollars as filed | |
| FOREMOST LITHIUM RES & TECH | 345510200 | COM NEW | 100 | $372 | dollars as filed | |
| HOME DEPOT INC | 437076902 | CALL | 3 | $369 | dollars as filed | call |
| IBIO INC COM | 451033609 | Stock | 1,224 | $369 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 45 | $366 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 500 | $365 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 172 | $361 | dollars as filed | |
| BED BATH & BEYOND INC | 690370901 | COM | 30 | $360 | dollars as filed | call |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 200 | $360 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 712 | $359 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 50 | $356 | dollars as filed | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 500 | $353 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,000 | $350 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 580 | $349 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 116 | $343 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 18 | $341 | dollars as filed | |
| MOMENTUS INC | 60879E200 | COM | 170 | $340 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 11 | $339 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 289 | $338 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 79 | $338 | dollars as filed | |
| INNOVATIVE EYEWEAR INC | 45791D109 | COM | 600 | $337 | dollars as filed | |
| Roundhill Cannabis ETF | 53656F128 | SHARES | 10 | $334 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 5 | $333 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 161 | $330 | dollars as filed | |
| OTONOMO TECHNOLOGIES LTD | M7571L129 | SHS NEW | 83 | $330 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 280 | $327 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 391 | $326 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 400 | $326 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 825 | $321 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14 | $320 | dollars as filed | |
| PSQ HOLDINGS INC | 693691907 | CL A | 6 | $315 | dollars as filed | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300 | $315 | dollars as filed | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 15 | $312 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 415 | $311 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 277 | $310 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 432 | $310 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 2,100 | $307 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,270 | $305 | dollars as filed | |
| OCEANPAL INC | Y6430L202 | COM | 104 | $305 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 11 | $303 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 30 | $302 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 28 | $301 | dollars as filed | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 625 | $300 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X906 | CALL | 30 | $300 | dollars as filed | call |
| REMARK HOLDINGS INC | 75955K300 | COM | 599 | $298 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 671 | $297 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 10 | $296 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 285 | $296 | dollars as filed | |
| HONEYWELL INTL INC | 438516906 | CALL | 1 | $295 | dollars as filed | call |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 24 | $294 | dollars as filed | |
| FIRST WAVE BIOPHARMA INC | 33749P309 | COM | 1,000 | $290 | dollars as filed | |
| SUPERCOM LTD NEW | M87095200 | SHS | 690 | $289 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7 | $288 | dollars as filed | |
| SAMSARA INC | 79589L906 | COM CL A | 18 | $288 | dollars as filed | call |
| GRINDR INC | 39854F101 | COM | 50 | $287 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 23 | $286 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 200 | $286 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 20 | $284 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,239 | $279 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 800 | $276 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 205 | $275 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $274 | dollars as filed | |
| SOUND GROUP INC | 53933L203 | SPONSORED ADS | 70 | $270 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5 | $268 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 600 | $266 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 26 | $264 | dollars as filed | |
| VACCINEX INC | 918640202 | COMMON | 234 | $264 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 200 | $262 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 106 | $256 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 485 | $255 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 126 | $251 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 190 | $251 | dollars as filed | |
| TIVIC HEALTH SYSTEMS INC | 888705209 | COM NEW | 146 | $251 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 10,000 | $250 | dollars as filed | |
| SMART POWERR CORP | 168913309 | COM | 200 | $250 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4 | $249 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 20 | $248 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 575 | $247 | dollars as filed | |
| PROSHARES TR | 74347G325 | CMN | 7 | $245 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M203 | COMMON | 166 | $244 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9 | $242 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 250 | $241 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 40 | $241 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 0 | $241 | dollars as filed | principalAmount filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC | 518439904 | CALL | 1 | $240 | dollars as filed | call |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 1,000 | $237 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 12 | $235 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 12 | $234 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 98 | $234 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 225 | $234 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 341 | $227 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 33 | $226 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 375 | $225 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 154 | $224 | dollars as filed | |
| PRECIPIO INC | 74019L602 | COM | 40 | $224 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 1,000 | $224 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 550 | $223 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 510 | $223 | dollars as filed | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 557 | $221 | dollars as filed | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 7 | $220 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 320 | $220 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 5 | $215 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 100 | $214 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 12 | $213 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 50 | $210 | dollars as filed | |
| LCID1 260116C00012000 | 549498903 | CALL | 2 | $210 | dollars as filed | call |
| NEXIMMUNE INC | 65344D109 | COM | 1,000 | $210 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523203 | SPONSORED ADR | 102 | $209 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 50 | $206 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 200 | $206 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 13 | $205 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 23 | $205 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 68 | $201 | dollars as filed | |
| GREENPRO CAP CORP | 39540F309 | COM NEW | 200 | $200 | dollars as filed | |
| VITA COCO CO INC | 92846Q907 | COM | 1 | $200 | dollars as filed | call |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 32 | $200 | dollars as filed | |
| ALTERITY THERAPEUTICS LTD | 02155X205 | SPONSORED ADS | 81 | $199 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 200 | $192 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 400 | $192 | dollars as filed | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 500 | $190 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 4 | $188 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 390 | $188 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 750 | $187 | dollars as filed | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 600 | $186 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 50 | $185 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 100 | $185 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 100 | $184 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 34 | $183 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 276 | $182 | dollars as filed | |
| JETAI INC | 47714H100 | COM | 56 | $181 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H509 | COM | 133 | $178 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 151 | $177 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 250 | $175 | dollars as filed | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 1 | $173 | dollars as filed | call |
| HELIOGEN INC COM NEW | 42329E204 | Stock | 46 | $173 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 135 | $171 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 10 | $170 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 166 | $169 | dollars as filed | |
| COUPANG INC | 22266T909 | CALL | 15 | $168 | dollars as filed | call |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 100 | $167 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A403 | DLY MSFT BEAR 1X | 9 | $167 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 17 | $166 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 75 | $164 | dollars as filed | |
| RUBICON TECHNOLOGIES INC | 78112J208 | CL A | 79 | $164 | dollars as filed | |
| BLOCK INC | 852234903 | CALL | 19 | $160 | dollars as filed | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 135 | $160 | dollars as filed | |
| NEMAURA MED INC | 640442208 | COMMON | 500 | $158 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 516 | $154 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 60 | $153 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 350 | $152 | dollars as filed | |
| MODERNA INC | 60770K907 | CALL | 2 | $146 | dollars as filed | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 62 | $143 | dollars as filed | |
| Histogen Inc Ordinary Shares | 43358Y202 | COM | 275 | $142 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 12 | $141 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 9 | $141 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3 | $138 | dollars as filed | |
| ADITXT INC | 007025604 | COM | 11 | $136 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 900 | $132 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 63 | $132 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 1,259 | $132 | dollars as filed | |
| EBET INC | 278700109 | COM | 4,166 | $131 | dollars as filed | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R303 | COM | 45 | $129 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 221 | $128 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 20 | $127 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 14 | $124 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11 | $123 | dollars as filed | |
| BTC DIGITAL LTD | G6055H155 | SHS NEW | 34 | $122 | dollars as filed | |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 2 | $122 | dollars as filed | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100 | $121 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 133 | $120 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 6 | $120 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 97 | $117 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 272 | $116 | dollars as filed | |
| KELLY SVCS INC | 488152307 | CL B | 7 | $114 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 112 | $112 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,166 | $112 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 50 | $110 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 55 | $110 | dollars as filed | |
| DATADOG INC | 23804L903 | CALL | 1 | $109 | dollars as filed | call |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 14 | $108 | dollars as filed | |
| BLUEJAY DIAGNOSTICS INC | 095633301 | COMMON | 25 | $108 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 48 | $107 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 4 | $106 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 40 | $106 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21 | $105 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 25 | $105 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 4 | $105 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 300 | $104 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,187 | $103 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 82 | $100 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 100 | $98 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 5 | $95 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3 | $94 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 26 | $94 | dollars as filed | |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 136 | $94 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 50 | $93 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 44 | $89 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 195 | $87 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 100 | $87 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 4 | $86 | dollars as filed | |
| RETO ECO SOLUTIONS INC | G75271117 | SHS NEW | 150 | $84 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $81 | dollars as filed | |
| NFT LIMITED | G6363T107 | CLASS A | 500 | $81 | dollars as filed | |
| ASTROTECH CORP | 046484309 | COM | 8 | $80 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 100 | $80 | dollars as filed | |
| ENPHASE ENERGY INC | 29355A907 | COM | 1 | $80 | dollars as filed | call |
| COEPTIS THERAPEUTICS HLDGS INC COM NEW | 19207A108 | Stock | 67 | $78 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 500 | $78 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 575 | $76 | dollars as filed | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 100 | $76 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339305 | COMMON | 170 | $76 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 30 | $75 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 25 | $75 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 11 | $73 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 100 | $72 | dollars as filed | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 48 | $71 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M903 | CALL | 2 | $70 | dollars as filed | call |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $69 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 10 | $69 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 50 | $68 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 23 | $67 | dollars as filed | |
| SOLIGENIX INC | 834223505 | COM NEW | 121 | $67 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 400 | $66 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 63 | $64 | dollars as filed | |
| BAOSHENG MEDIA GROUP HLDNG | G08908124 | SHS NEW | 13 | $63 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 87 | $60 | dollars as filed | |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 30 | $59 | dollars as filed | call |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 50 | $58 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 114 | $58 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 4 | $57 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 150 | $57 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 8 | $55 | dollars as filed | |
| CLEVER LEAVES HOLDINGS IN | 186760203 | Common Stock | 16 | $55 | dollars as filed | |
| INVITAE CORP | 46185L903 | CALL | 5 | $52 | dollars as filed | call |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 120 | $51 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 100 | $49 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 22 | $48 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 89 | $47 | dollars as filed | |
| SONIC FDRY INC | 83545R207 | COM NEW | 70 | $46 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 19 | $44 | dollars as filed | |
| GUARDION HEALTH SCIENCES INC | 40145Q500 | COM | 6 | $44 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 14 | $43 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 540 | $43 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 36 | $42 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 347 | $42 | dollars as filed | |
| FRESH TRACKS THERAPEUTICS INC | 10802T204 | Com | 43 | $42 | dollars as filed | |
| BIOCEPT INC | 09072V600 | COM NEW | 33 | $41 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3 | $40 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22 | $40 | dollars as filed | |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 61 | $40 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 50 | $38 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 300 | $36 | dollars as filed | |
| CSP INC | 126389105 | CMN | 2 | $35 | dollars as filed | |
| ONTRAK INC | 683373302 | COM NEW | 40 | $35 | dollars as filed | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 1,100 | $33 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 800 | $32 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238122 | SHS NEW | 53 | $32 | dollars as filed | |
| CONNS INC | 208242107 | COM | 8 | $31 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 47 | $31 | dollars as filed | |
| GROM SOCIAL ENTRPRISES INC | 39878L506 | COM | 23 | $30 | dollars as filed | |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 4 | $29 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 2 | $29 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 133 | $28 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 30 | $27 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 1 | $25 | dollars as filed | call |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 34 | $25 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 4 | $24 | dollars as filed | |
| QUANTUMSCAPE CORP | 74767V909 | CALL | 3 | $24 | dollars as filed | call |
| ANTELOPE ENTERPRISE HLDGS LT | G041JN122 | SHS NEW | 8 | $24 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 14 | $24 | dollars as filed | |
| AIRNET TECHNOLOGY INC-ADR | 00941Q203 | COM | 25 | $24 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 4 | $23 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3 | $22 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 10 | $22 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 50 | $22 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 107 | $22 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 1,429 | $21 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 36 | $20 | dollars as filed | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 170 | $20 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 2 | $19 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 24 | $19 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 125 | $19 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 14 | $19 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 22 | $19 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 50 | $18 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 18 | $17 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 37 | $17 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 19 | $16 | dollars as filed | |
| CREATIVE MED TECHNOLOGY HLDG | 22529Y408 | COM NEW | 3 | $15 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 6 | $14 | dollars as filed | |
| DOCUSIGN INC | 256163906 | COM | 2 | $14 | dollars as filed | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 2 | $13 | dollars as filed | call |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1 | $12 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 3 | $11 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 75 | $11 | dollars as filed | |
| AINOS INC COM | 00902F204 | Stock | 17 | $11 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 5 | $11 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 100 | $10 | dollars as filed | |
| DISNEY WALT CO | 254687906 | COM | 10 | $10 | dollars as filed | call |
| ATLASSIAN CORPORATION | 049468901 | CALL | 1 | $10 | dollars as filed | call |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 2,340 | $10 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 180 | $9 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 300 | $9 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 30 | $9 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 2 | $8 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 500 | $8 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 490 | $7 | dollars as filed | |
| C3IS INC | Y18284102 | COM | 16 | $7 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 4 | $6 | dollars as filed | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 6 | $6 | dollars as filed | |
| BAUDAX BIO INC COM PAR $0 01 | 07160F404 | COM NEW | 22 | $6 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 358 | $6 | dollars as filed | |
| DOXIMITY INC | 26622P907 | CL A | 1 | $5 | dollars as filed | call |
| FIVE9 INC | 338307901 | COM | 1 | $5 | dollars as filed | call |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3 | $5 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 5 | $5 | dollars as filed | |
| EDESA BIOTECH INC | 27966L108 | COM | 8 | $5 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1 | $4 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 2 | $4 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 1 | $4 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 10 | $4 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $4 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2 | $3 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 1 | $3 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 100 | $3 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 4 | $3 | dollars as filed | |
| RESHAPE LIFESCIENCES INC COM | 76090R200 | Common Stock | 10 | $3 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 15 | $3 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 33 | $2 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 4 | $2 | dollars as filed | |
| GREENLANE HLDGS INC | 395330301 | CL A NEW | 5 | $2 | dollars as filed | |
| PANBELA THERAPEUTICS INC | 69833W305 | COMMON | 2 | $2 | dollars as filed | |
| DATASEA INC | 238116206 | COM NEW | 10 | $2 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302125 | CLASS A ORD NEW | 1 | $1 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 2 | $1 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635705 | COM NEW | 1 | $1 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 34 | $1 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1 | $1 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D402 | COM NEW | 1 | $1 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,362 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 27 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 12 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y906 | COM NEW | 1 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| GOODRX HLDGS INC | 38246G908 | COM CL A | 2 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| ALIGN TECHNOLOGY INC | 016255901 | COM | 1 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,471 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FREIGHT TECHNOLOGIES INC | G51413113 | SHS NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-23-000041 | this filing | 2023-11-13 | acceptance time not in the bulk data set |