13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-04, with 7,465 holding rows worth $51,532,119,000.
- Accession
- 0001677044-22-000013
- Filer
- CIK 1677044
- Filed
- 2022-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 34,208 entries on the cover page, a total value of $51,532,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,532,119,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,290 | $13,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 9,431 | $13,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,154 | $13,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,000 | $13,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 272 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 382 | $13,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 1,299 | $13,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 4,580 | $13,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 4,930 | $13,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,100 | $12,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 540 | $12,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,075 | $12,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,020 | $12,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,054 | $12,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 2,500 | $12,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 367 | $12,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,665 | $12,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 1,643 | $12,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,900 | $12,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 3 | $12,000 | thousands by filing date | call |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 2,073 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 374 | $12,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 472 | $12,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,636 | $12,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,815 | $12,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 163 | $12,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 500 | $12,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $12,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 290 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 340 | $12,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951909 | SHS | 50 | $12,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,117 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1,250 | $12,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 96 | $12,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 363 | $12,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 917 | $12,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 510 | $12,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 6,209 | $12,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,539 | $12,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 12,000 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,779 | $12,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 409 | $12,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,190 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P548 | FUND | 150 | $12,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 770 | $12,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 1,200 | $12,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 125 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,154 | $12,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 2,977 | $12,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 1,200 | $12,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,200 | $12,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 4,384 | $12,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,930 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 23,000 | $12,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $12,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 8,852 | $12,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,200 | $12,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 3,494 | $11,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 164 | $11,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,585 | $11,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 597 | $11,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 935 | $11,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 4,100 | $11,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,434 | $11,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 359 | $11,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $11,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,172 | $11,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 506 | $11,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 1,000 | $11,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 106 | $11,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 267 | $11,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 3,706 | $11,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 593 | $11,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 462 | $11,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 428 | $11,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 644 | $11,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,412 | $11,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 905 | $11,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 4,100 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 328 | $11,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 1 | $11,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C243 | INVTOR 2 PLS 5 | 500 | $11,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 652 | $11,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 1 | $11,000 | thousands by filing date | call |
| ModivCare Inc | 60783X104 | Common Stock | 112 | $11,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,830 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 8,017 | $11,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 40 | $11,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 3,850 | $11,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 10,606 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 145 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,120 | $11,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 1,333 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 451 | $11,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 7,338 | $11,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 5,350 | $11,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1,200 | $11,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 907 | $11,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,512 | $11,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 5,602 | $11,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 12,600 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 1,388 | $11,000 | thousands by filing date | |
| MOLEKULE GROUP INC | 007744105 | COM | 3,060 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,050 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 500 | $11,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 11,600 | $11,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,027 | $11,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 828 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 356 | $10,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 372 | $10,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 463 | $10,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,380 | $10,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 4,200 | $10,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 657 | $10,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,197 | $10,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,243 | $10,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 647 | $10,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,277 | $10,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 1,500 | $10,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 398 | $10,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 637 | $10,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 1,050 | $10,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $10,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 2,500 | $10,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,747 | $10,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 200 | $10,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,039 | $10,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 730 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 236 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 498 | $10,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 200 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 220 | $10,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 500 | $10,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 277 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 830 | $10,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 1 | $10,000 | thousands by filing date | call |
| EQT CORP | 26884L909 | CALL | 30 | $10,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 204 | $10,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 710 | $10,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 621 | $10,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 783 | $10,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 280 | $10,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 8,000 | $10,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,052 | $10,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,226 | $10,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 4,625 | $10,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,520 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $10,000 | thousands by filing date | principal |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 1,000 | $10,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 1,000 | $10,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 1,725 | $10,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 329 | $10,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 1,000 | $10,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 730 | $10,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 1,000 | $10,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $10,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,010 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,000 | $10,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,000 | $10,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,000 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 1,020 | $10,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 7,425 | $10,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 300 | $10,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 6,000 | $10,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 1,200 | $10,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 128 | $10,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 1,000 | $10,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 1,000 | $10,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 450 | $10,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 4,937 | $10,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 1,000 | $10,000 | thousands by filing date | |
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 1,600 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,020 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,000 | $10,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 262 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 24,000 | $9,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 239 | $9,000 | thousands by filing date | |
| TPG INC COM CL A | 872657101 | Stock | 302 | $9,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,276 | $9,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 340 | $9,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 670 | $9,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 500 | $9,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,269 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 332 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 213 | $9,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,023 | $9,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 157 | $9,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 671 | $9,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 93 | $9,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,500 | $9,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 383 | $9,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 332 | $9,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 649 | $9,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 410 | $9,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 138 | $9,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 522 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 130 | $9,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 268 | $9,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 200 | $9,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 1,340 | $9,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,015 | $9,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 929 | $9,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,942 | $9,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 60 | $9,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 833 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 207 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 365 | $9,000 | thousands by filing date | |
| SONO TEK CORP | 835483108 | COM | 1,400 | $9,000 | thousands by filing date | |
| FORTINET INC | 34959E909 | CALL | 1 | $9,000 | thousands by filing date | call |
| DEERE & CO | 244199905 | CALL | 1 | $9,000 | thousands by filing date | call |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 7,631 | $9,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 331 | $9,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 350 | $9,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 9,420 | $9,000 | thousands by filing date | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 310 | $9,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 34,500 | $9,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 638 | $9,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 3,000 | $9,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,074 | $9,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 2,200 | $9,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 4,846 | $9,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 6,595 | $9,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,284 | $9,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 500 | $9,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,500 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 173 | $9,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 7,315 | $9,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 870 | $9,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $9,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 900 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10 | $9,000 | thousands by filing date | principal |
| SONO GROUP N V | N81409109 | COM | 1,640 | $9,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 6,486 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 900 | $9,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 6,567 | $9,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 3,598 | $9,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 321 | $8,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 683 | $8,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 308 | $8,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 602 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,448 | $8,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 571 | $8,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $8,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 96 | $8,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,885 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 200 | $8,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 400 | $8,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 649 | $8,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,295 | $8,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 134 | $8,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 387 | $8,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 819 | $8,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,300 | $8,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 778 | $8,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 328 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $8,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 1,100 | $8,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,320 | $8,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,200 | $8,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $8,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 80 | $8,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,387 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,042 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 288 | $8,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 1 | $8,000 | thousands by filing date | call |
| SYNOPSYS INC | 871607907 | CALL | 1 | $8,000 | thousands by filing date | call |
| AIRBNB INC | 009066901 | CALL | 1 | $8,000 | thousands by filing date | call |
| MODERNA INC | 60770K907 | CALL | 2 | $8,000 | thousands by filing date | call |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,005 | $8,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,125 | $8,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 3,081 | $8,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 5,000 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 42,910 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y764 | FUND | 333 | $8,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,516 | $8,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 3,475 | $8,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 1,298 | $8,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 1,907 | $8,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,168 | $8,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 876 | $8,000 | thousands by filing date | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 2,500 | $8,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 2,500 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 309 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 525 | $8,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,687 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 105 | $8,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 13,359 | $8,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 962 | $8,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 800 | $8,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 636 | $7,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 100 | $7,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 101 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 210 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 38,915 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 109 | $7,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 350 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 548 | $7,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 740 | $7,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 843 | $7,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 272 | $7,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 713 | $7,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 343 | $7,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 512 | $7,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 630 | $7,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 275 | $7,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 700 | $7,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 793 | $7,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,228 | $7,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,200 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 554 | $7,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,131 | $7,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 540 | $7,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 2,043 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H543 | CMN | 300 | $7,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 3 | $7,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L597 | ESG & CLM DEVELP | 146 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 173 | $7,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 957 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 1 | $7,000 | thousands by filing date | call |
| PACER FDS TR | 69374H519 | SWA MOD APR ETF | 340 | $7,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 209 | $7,000 | thousands by filing date | |
| EVERPURE INC | 74624M902 | CALL | 10 | $7,000 | thousands by filing date | call |
| NETFLIX INC. | 64110L906 | CALL | 1 | $7,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 2 | $7,000 | thousands by filing date | call |
| DOCUSIGN INC | 256163906 | COM | 2 | $7,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 724 | $7,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 961 | $7,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 243 | $7,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,200 | $7,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,213 | $7,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 195 | $7,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 755 | $7,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 487 | $7,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 59,041 | $7,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 8,292 | $7,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 992 | $7,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 2,418 | $7,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 2,700 | $7,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,320 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $7,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 241 | $7,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 500 | $7,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 313 | $7,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 2,115 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 4,233 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,691 | $7,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 78 | $7,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 3,890 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 30,099 | $7,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 200 | $7,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 8,201 | $7,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 696 | $7,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 33,000 | $7,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 3,115 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 63 | $7,000 | thousands by filing date | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 374 | $6,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 1,000 | $6,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 209 | $6,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 348 | $6,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 730 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 320 | $6,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 229 | $6,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 780 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 748 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 380 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 350 | $6,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 419 | $6,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,400 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 178 | $6,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 1,167 | $6,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 383 | $6,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 600 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 224 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 200 | $6,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 200 | $6,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 409 | $6,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 5 | $6,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123901 | CALL | 1 | $6,000 | thousands by filing date | call |
| SNOWFLAKE INC | 833445909 | CALL | 1 | $6,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830905 | CALL | 25 | $6,000 | thousands by filing date | call |
| DATADOG INC | 23804L903 | CALL | 1 | $6,000 | thousands by filing date | call |
| UPSTART HLDGS INC | 91680M907 | CALL | 2 | $6,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134907 | CALL | 10 | $6,000 | thousands by filing date | call |
| AUTODESK INC | 052769906 | CALL | 1 | $6,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736904 | CALL | 4 | $6,000 | thousands by filing date | call |
| TANDEM DIABETES CARE INC | 875372903 | CALL | 4 | $6,000 | thousands by filing date | call |
| MISTER CAR WASH INC | 60646V105 | COM | 400 | $6,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 1 | $6,000 | thousands by filing date | call |
| ENPHASE ENERGY INC | 29355A907 | COM | 2 | $6,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,891 | $6,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 486 | $6,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 616 | $6,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 2,000 | $6,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 1,396 | $6,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 2,000 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,084 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $6,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 400 | $6,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 6,179 | $6,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 500 | $6,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 709 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 4,004 | $6,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 324 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 374 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 1 | $6,000 | thousands by filing date | call |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 7,975 | $6,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 10,000 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| LINDE PLC | G5494J903 | CALL | 1 | $6,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,287 | $6,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 3,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 240 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 6,031 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 789 | $6,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 2,075 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 300 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 4,790 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 236 | $6,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,001 | $6,000 | thousands by filing date | |
| HARBOR CUSTOM | 41150T207 | PFD | 416 | $6,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 241 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP PLC | G06242904 | CALL | 1 | $6,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 50,000 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 200 | $6,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,000 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,047 | $5,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 554 | $5,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 21 | $5,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,222 | $5,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 800 | $5,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 717 | $5,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 219 | $5,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 545 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 209 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 50 | $5,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 656 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 142 | $5,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 1 | $5,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 865 | $5,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,225 | $5,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 297 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 103 | $5,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 147 | $5,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,208 | $5,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 98 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,115 | $5,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 1,024 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 3,381 | $5,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,000 | $5,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 1,000 | $5,000 | thousands by filing date | |
| VEEVA SYS INC | 922475908 | CALL | 1 | $5,000 | thousands by filing date | call |
| INTUIT | 461202903 | CALL | 1 | $5,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 603 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $5,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 155 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 74 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $5,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 230 | $5,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY INC | 573874904 | CALL | 2 | $5,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 150 | $5,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 500 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 15 | $5,000 | thousands by filing date | call |
| C3 AI INC | 12468P904 | CALL | 7 | $5,000 | thousands by filing date | call |
| BOX INC | 10316T904 | CALL | 3 | $5,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P903 | CALL | 1 | $5,000 | thousands by filing date | call |
| XPO INC | 983793900 | CALL | 1 | $5,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 1 | $5,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361902 | CALL | 11 | $5,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 1 | $5,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 2 | $5,000 | thousands by filing date | call |
| GLOBAL X FDS | 37960A107 | S&P 500 TAIL | 200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-22-000013 | this filing | 2022-05-04 | acceptance time not in the bulk data set |