13F-HR filed by WEALTHSOURCE PARTNERS, LLC
WEALTHSOURCE PARTNERS, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-17, with 348 holding rows worth $695,250,000.
- Accession
- 0001674623-20-000005
- Filer
- CIK 1674623
- Filed
- 2020-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 351 entries on the cover page, a total value of $695,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $695,250,000 with VALUE read as thousands by filing date, 13F file number 028-17456. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 811,805 | $60,155,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,782,370 | $49,889,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 491,512 | $34,401,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 401,348 | $33,356,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 226,021 | $30,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 767,481 | $24,053,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 707,830 | $22,707,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,529 | $20,622,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 332,805 | $19,023,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 443,115 | $19,005,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 254,282 | $17,365,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 235,715 | $17,037,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 65,085 | $15,330,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 442,810 | $14,037,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 205,573 | $12,464,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 45,737 | $12,110,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 231,881 | $11,596,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 267,331 | $9,766,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,248 | $9,615,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 62,833 | $7,502,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 225,109 | $5,763,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 111,198 | $5,216,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 43,007 | $5,084,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 50,594 | $4,853,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,695 | $4,676,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,395 | $4,363,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 33,140 | $4,341,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 36,995 | $4,269,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,612 | $3,682,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,266 | $3,489,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,922 | $3,060,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 46,388 | $2,883,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 21,755 | $2,651,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 21,848 | $2,630,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,486 | $2,600,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 67,726 | $2,588,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,063 | $2,451,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 22,224 | $2,397,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 82,567 | $2,281,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,033 | $2,272,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,383 | $2,210,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,286 | $2,078,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,046 | $2,016,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,637 | $2,000,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,549 | $1,905,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 54,718 | $1,831,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,344 | $1,818,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 71,564 | $1,798,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,257 | $1,777,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,954 | $1,742,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 21,037 | $1,739,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 19,890 | $1,723,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,238 | $1,710,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,624 | $1,666,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15,107 | $1,650,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,514 | $1,626,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,941 | $1,555,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 90,288 | $1,534,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,414 | $1,527,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24,746 | $1,455,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 62,683 | $1,450,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,503 | $1,346,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,673 | $1,336,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,413 | $1,323,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 41,350 | $1,307,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,985 | $1,299,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,625 | $1,292,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 31,516 | $1,272,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,606 | $1,268,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,263 | $1,266,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,481 | $1,242,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 22,244 | $1,229,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 50,653 | $1,215,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,022 | $1,191,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,032 | $1,180,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,152 | $1,170,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 23,045 | $1,169,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,807 | $1,165,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 818 | $1,160,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,207 | $1,148,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,229 | $1,123,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 26,792 | $1,121,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 21,312 | $1,100,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 50,578 | $1,081,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 19,038 | $1,077,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18,461 | $1,066,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,693 | $1,065,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,947 | $1,057,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,404 | $1,051,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,562 | $1,037,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 58,727 | $1,021,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 21,150 | $1,012,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,038 | $1,005,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,022 | $996,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 17,331 | $982,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,968 | $949,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 29,792 | $933,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,286 | $925,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,529 | $925,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 32,989 | $919,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,648 | $903,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,327 | $902,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 42,159 | $897,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,354 | $894,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 7,965 | $891,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 553 | $881,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,048 | $881,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 14,485 | $878,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,574 | $872,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,156 | $852,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,642 | $851,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,144 | $849,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,424 | $849,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,928 | $845,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,900 | $842,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,107 | $841,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,768 | $839,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 776 | $838,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,338 | $836,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 15,984 | $809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 22,181 | $801,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,914 | $800,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,952 | $796,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 15,765 | $795,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,901 | $782,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,895 | $777,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,253 | $777,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,732 | $776,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,107 | $769,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 60,600 | $768,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,094 | $764,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,578 | $762,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 29,260 | $761,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 73,500 | $761,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,785 | $756,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,715 | $755,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,239 | $751,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 38,500 | $747,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,117 | $736,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 12,277 | $722,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,102 | $719,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,580 | $715,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 311,819 | $711,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,969 | $708,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,675 | $702,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,050 | $687,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,991 | $683,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,998 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,200 | $683,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,718 | $682,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 9,282 | $678,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,291 | $675,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 30,771 | $665,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,886 | $657,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 616 | $648,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,531 | $643,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,801 | $642,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,478 | $642,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,504 | $639,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,953 | $637,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 23,674 | $635,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 22,154 | $623,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,340 | $605,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,112 | $600,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,892 | $600,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 50,479 | $599,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 27,249 | $595,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,095 | $592,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,547 | $578,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,236 | $577,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,800 | $575,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 16,531 | $568,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 69,000 | $555,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,963 | $552,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,261 | $549,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,580 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 19,600 | $540,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,845 | $536,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,787 | $531,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 38,050 | $527,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,426 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,270 | $524,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 20,795 | $521,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,129 | $521,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 22,125 | $515,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,115 | $507,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,740 | $503,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,603 | $497,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 21,290 | $496,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,651 | $493,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,969 | $485,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,725 | $481,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,319 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,460 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,076 | $465,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,993 | $463,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,582 | $453,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 5,424 | $446,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,154 | $443,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 8,540 | $437,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,201 | $435,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,287 | $432,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,520 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,575 | $422,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 441 | $419,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,118 | $415,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,184 | $403,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,566 | $392,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,230 | $388,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,210 | $388,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,788 | $386,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,579 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,621 | $368,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,850 | $367,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,425 | $366,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,984 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,091 | $365,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,485 | $356,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,957 | $356,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,971 | $356,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,260 | $351,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,066 | $347,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,244 | $344,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,965 | $344,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,727 | $343,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,902 | $340,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,594 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,447 | $327,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,674 | $321,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,616 | $321,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,702 | $320,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,524 | $319,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,145 | $317,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,715 | $317,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 947 | $313,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,357 | $312,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,845 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,585 | $309,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,953 | $307,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 595 | $303,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,374 | $301,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 962 | $300,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,170 | $298,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,198 | $295,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,071 | $290,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,311 | $290,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,562 | $282,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,485 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,655 | $281,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,560 | $281,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,589 | $281,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 868 | $281,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,065 | $279,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,523 | $279,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,844 | $278,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,378 | $277,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 12,705 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,951 | $275,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,170 | $272,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,985 | $272,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,118 | $269,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,346 | $269,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,760 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,576 | $269,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,002 | $269,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $267,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 25,010 | $262,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,585 | $260,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,456 | $257,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,919 | $257,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,780 | $257,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,343 | $256,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,400 | $255,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,480 | $250,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,807 | $247,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,837 | $247,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,158 | $246,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,770 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 10,500 | $245,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,715 | $239,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,149 | $238,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,593 | $237,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,803 | $236,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,354 | $236,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,161 | $236,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,163 | $233,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,835 | $231,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 995 | $229,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,610 | $229,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,143 | $227,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,762 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,005 | $222,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,874 | $220,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,713 | $220,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,925 | $219,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,388 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 10,835 | $218,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 702 | $216,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,091 | $216,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,257 | $215,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,815 | $215,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,673 | $214,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,717 | $213,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,016 | $210,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,075 | $210,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,350 | $209,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,084 | $208,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,924 | $206,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 842 | $203,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,527 | $203,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,600 | $203,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 478 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,984 | $202,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,156 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,032 | $201,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,240 | $187,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,968 | $182,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 65,059 | $178,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,822 | $175,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,815 | $168,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,986 | $163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,188 | $158,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 30,195 | $146,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,780 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 13,507 | $140,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,540 | $138,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,284 | $91,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,000 | $80,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,969 | $79,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 36,853 | $48,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,274 | $45,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 20,000 | $44,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,000 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,300 | $34,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,725 | $28,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 23,500 | $27,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,316 | $25,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,745 | $19,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,500 | $16,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,000 | $13,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 400 | $11,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 22,500 | $11,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,500 | $8,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 200 | $5,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 38,500 | $5,000 | thousands by filing date | call |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 36,000 | $5,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 400 | $3,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674623-20-000005 | this filing | 2020-08-17 | acceptance time not in the bulk data set |