13F-HR filed by WEALTHSOURCE PARTNERS, LLC
WEALTHSOURCE PARTNERS, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 413 holding rows worth $762,027,000.
- Accession
- 0001674623-20-000002
- Filer
- CIK 1674623
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 413 entries on the cover page, a total value of $762,027,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $762,027,000 with VALUE read as thousands by filing date, 13F file number 028-17456. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,215,380 | $57,467,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 501,054 | $32,689,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 420,847 | $32,325,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 276,612 | $27,938,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 396,976 | $26,042,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 560,108 | $21,054,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 403,053 | $20,253,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 184,191 | $19,904,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,314 | $18,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 487,021 | $17,197,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 126,394 | $15,870,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 135,657 | $13,214,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 244,552 | $13,157,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 57,905 | $12,188,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 76,854 | $9,834,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,224 | $8,393,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 172,682 | $8,018,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 203,114 | $7,895,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 54,914 | $6,171,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 117,796 | $6,102,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 46,845 | $6,094,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 53,314 | $6,073,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 71,513 | $5,996,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 30,481 | $5,902,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 92,517 | $5,727,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,749 | $5,414,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 17,730 | $5,245,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 44,326 | $5,078,000 | thousands by filing date | |
| IJH | 464287507 | COM | 24,622 | $5,068,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,897 | $4,797,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 83,412 | $4,719,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 111,154 | $4,568,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 84,380 | $4,260,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 92,580 | $4,117,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 62,754 | $3,842,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,773 | $3,732,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 83,506 | $3,679,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 139,083 | $3,604,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 116,229 | $3,578,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 17,687 | $3,391,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 89,307 | $3,378,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,138 | $3,270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 126,947 | $3,265,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,860 | $3,118,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13,085 | $3,116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 26,878 | $3,069,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 58,253 | $3,036,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 55,941 | $3,007,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17,083 | $2,917,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,555 | $2,873,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 69,901 | $2,839,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 56,490 | $2,756,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 29,313 | $2,720,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,223 | $2,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 90,823 | $2,653,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,334 | $2,599,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 30,632 | $2,501,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,236 | $2,454,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,116 | $2,452,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,697 | $2,313,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 108,884 | $2,313,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 75,554 | $2,258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,805 | $2,183,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,026 | $2,147,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 17,903 | $2,146,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,080 | $2,081,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 22,182 | $2,061,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 27,003 | $2,043,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,094 | $1,997,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,300 | $1,966,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 38,706 | $1,951,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 35,375 | $1,943,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,437 | $1,921,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,898 | $1,921,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,314 | $1,906,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 28,866 | $1,828,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,914 | $1,806,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 100,000 | $1,799,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,827 | $1,793,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 35,561 | $1,792,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,354 | $1,787,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 81,592 | $1,755,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,950 | $1,733,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,325 | $1,659,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,825 | $1,658,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,213 | $1,656,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 31,761 | $1,602,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 66,841 | $1,600,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,436 | $1,564,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 39,831 | $1,540,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,189 | $1,529,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 45,357 | $1,525,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,391 | $1,514,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,746 | $1,467,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 101,008 | $1,465,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,499 | $1,443,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,742 | $1,440,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 28,531 | $1,423,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24,189 | $1,410,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,500 | $1,408,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 16,541 | $1,407,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,703 | $1,396,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,534 | $1,371,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 17,976 | $1,371,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 27,673 | $1,371,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 29,067 | $1,354,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 20,584 | $1,330,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,967 | $1,305,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,039 | $1,300,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,698 | $1,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 67,071 | $1,269,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,163 | $1,268,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,929 | $1,253,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 22,272 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,519 | $1,228,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 22,863 | $1,226,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,091 | $1,201,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,821 | $1,195,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,269 | $1,189,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 877 | $1,175,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,451 | $1,159,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 21,717 | $1,151,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,409 | $1,147,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,739 | $1,139,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 23,100 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,695 | $1,130,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,180 | $1,129,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 83,000 | $1,112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 37,695 | $1,104,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,745 | $1,097,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 25,976 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,350 | $1,092,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,465 | $1,080,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 38,923 | $1,065,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,974 | $1,057,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,668 | $1,039,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,777 | $1,030,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,916 | $1,026,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,182 | $1,025,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 20,083 | $1,023,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,600 | $1,003,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18,484 | $991,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,344 | $983,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 13,788 | $983,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 45,905 | $977,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 38,464 | $967,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 64,668 | $960,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,445 | $955,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,822 | $944,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 31,505 | $942,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,446 | $936,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,052 | $927,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,656 | $926,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 28,968 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,166 | $900,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,482 | $891,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,376 | $851,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,051 | $851,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 31,729 | $840,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,218 | $819,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,495 | $811,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,985 | $811,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 26,116 | $803,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,057 | $796,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 13,544 | $791,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 384 | $789,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,553 | $779,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 32,388 | $765,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,940 | $761,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,778 | $759,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 12,610 | $749,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 23,524 | $748,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,100 | $748,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,939 | $740,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,768 | $739,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,649 | $724,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,641 | $721,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,975 | $700,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,139 | $698,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,118 | $694,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,585 | $673,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,757 | $671,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,925 | $655,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11,241 | $652,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,765 | $648,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,637 | $642,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 26,148 | $637,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,429 | $637,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 27,000 | $635,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,236 | $634,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,672 | $633,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,129 | $627,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 50,000 | $627,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 78,350 | $617,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,235 | $611,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,543 | $609,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,152 | $597,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,366 | $594,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 234,051 | $594,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 69,834 | $593,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,568 | $589,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,060 | $587,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,040 | $587,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,021 | $587,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,424 | $583,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,553 | $562,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,567 | $561,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,989 | $559,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,009 | $553,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,050 | $552,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,020 | $547,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,483 | $544,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11,286 | $544,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,042 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,015 | $539,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,926 | $538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,270 | $537,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,040 | $536,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,637 | $536,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,792 | $535,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,677 | $530,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 8,511 | $520,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 13,988 | $519,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,839 | $517,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,022 | $516,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,310 | $514,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,096 | $514,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,051 | $507,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 18,894 | $506,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 16,666 | $502,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 35,258 | $499,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,667 | $498,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,869 | $490,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,977 | $490,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,229 | $489,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 9,068 | $489,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,115 | $486,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,055 | $486,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 18,542 | $479,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,372 | $476,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,979 | $476,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,409 | $474,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 12,742 | $471,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,985 | $471,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,708 | $469,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,026 | $447,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,406 | $441,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,173 | $441,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,644 | $440,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,000 | $435,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 21,388 | $434,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,904 | $434,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,536 | $432,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,812 | $425,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,440 | $422,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 503 | $421,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,830 | $420,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,768 | $419,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,340 | $416,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,038 | $415,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,516 | $412,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,821 | $411,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,610 | $406,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,888 | $406,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 8,555 | $403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,225 | $400,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,922 | $393,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,420 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,082 | $384,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,048 | $379,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,081 | $379,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 5,416 | $372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 28,893 | $370,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 26,160 | $367,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 10,789 | $367,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,772 | $366,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 14,365 | $365,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,129 | $365,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,934 | $365,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,002 | $361,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,600 | $361,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,262 | $352,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,716 | $350,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,196 | $350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 23,280 | $349,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,453 | $347,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,036 | $345,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 17,048 | $342,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,226 | $340,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,545 | $338,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,296 | $338,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,589 | $337,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,109 | $336,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,647 | $335,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 12,035 | $331,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,705 | $330,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,850 | $327,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,123 | $324,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,878 | $321,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,438 | $316,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 33,470 | $316,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,105 | $315,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,465 | $315,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,438 | $313,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,292 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,234 | $311,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,884 | $306,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,500 | $305,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,022 | $303,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,272 | $301,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,704 | $301,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,704 | $300,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,628 | $298,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,923 | $296,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,841 | $296,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,606 | $296,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,947 | $295,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,074 | $295,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,188 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,237 | $290,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,600 | $288,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,567 | $286,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,014 | $285,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,848 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,830 | $282,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,745 | $281,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 30,554 | $281,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 7,717 | $277,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,153 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,378 | $275,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,123 | $272,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,680 | $270,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,034 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,826 | $269,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 14,615 | $266,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,900 | $264,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,136 | $260,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,149 | $257,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 43,127 | $256,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,037 | $256,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,770 | $255,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,071 | $254,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,514 | $253,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,340 | $252,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,717 | $252,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 947 | $250,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,933 | $250,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,913 | $249,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 55,353 | $249,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,070 | $247,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,036 | $247,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 491 | $247,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 692 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,533 | $244,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,149 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,148 | $242,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,713 | $240,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,351 | $238,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,093 | $236,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,889 | $234,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,636 | $233,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 993 | $233,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,004 | $233,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,402 | $233,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,073 | $233,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,408 | $232,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 553 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,494 | $229,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,350 | $229,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,147 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,174 | $228,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,722 | $228,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,248 | $226,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,186 | $225,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,617 | $223,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,379 | $223,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,270 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,707 | $220,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,699 | $219,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,072 | $219,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,420 | $218,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,425 | $218,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,876 | $218,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,861 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,522 | $217,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,811 | $214,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,418 | $214,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,079 | $214,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,659 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,063 | $208,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 892 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 7,830 | $207,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 9,705 | $207,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,703 | $206,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,540 | $205,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,508 | $205,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,401 | $204,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,784 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,210 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,759 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,587 | $200,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,699 | $186,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,195 | $166,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14,000 | $160,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,780 | $153,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,034 | $151,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,809 | $119,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 23,500 | $118,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,225 | $98,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,000 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,745 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 22,500 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 16,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674623-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |