13F-HR filed by WEALTHSOURCE PARTNERS, LLC
WEALTHSOURCE PARTNERS, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-16, with 280 holding rows worth $268,995,000.
- Accession
- 0001674623-18-000002
- Filer
- CIK 1674623
- Filed
- 2018-04-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 280 entries on the cover page, a total value of $268,995,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,995,000 with VALUE read as thousands by filing date, 13F file number 028-17456. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 739371813 | EXCHANGE TRADED | 97,548 | $8,859,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 72,627 | $8,563,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 146,719 | $8,502,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 73,833 | $8,010,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 54,041 | $5,888,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 24,121 | $5,723,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 92,521 | $4,792,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,493 | $4,432,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,491 | $4,380,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 51,936 | $4,289,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 58,606 | $4,053,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 117,674 | $4,014,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,865 | $3,928,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 37,681 | $3,920,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 93,436 | $3,845,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 30,396 | $3,535,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,104 | $3,410,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 69,766 | $3,334,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 34,310 | $3,272,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 39,636 | $3,251,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 105,692 | $3,248,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,943 | $3,243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 104,356 | $3,194,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,203 | $3,120,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 53,794 | $3,027,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28,350 | $2,993,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 33,662 | $2,782,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 24,363 | $2,770,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 20,907 | $2,544,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,396 | $2,466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 49,285 | $2,118,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 8,750 | $2,041,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,388 | $1,919,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 69,423 | $1,849,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,802 | $1,827,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 57,375 | $1,819,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 37,454 | $1,787,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 31,447 | $1,746,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,104 | $1,732,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,222 | $1,732,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 28,423 | $1,719,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 35,754 | $1,692,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,446 | $1,675,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26,424 | $1,664,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,244 | $1,661,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 129,112 | $1,641,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,242 | $1,637,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 40,656 | $1,598,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 31,366 | $1,584,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,875 | $1,554,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,695 | $1,514,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 33,771 | $1,377,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 70,282 | $1,322,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,309 | $1,301,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,977 | $1,293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,919 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,656 | $1,153,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,194 | $1,095,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 21,540 | $1,087,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,999 | $1,048,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,833 | $1,035,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 35,606 | $1,035,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,605 | $989,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,928 | $988,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 18,324 | $982,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 222,304 | $958,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 32,427 | $955,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,027 | $948,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,842 | $906,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,103 | $905,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 23,929 | $884,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,306 | $874,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,843 | $864,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,873 | $862,000 | thousands by filing date | |
| POWERSHARES BULLETSHARES 2018 HIGH YIELD CORPORATE BOND PORTFOLIO | 73939W201 | ETF | 34,025 | $862,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,180 | $861,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,573 | $859,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,998 | $857,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,173 | $855,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,176 | $853,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,847 | $846,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,990 | $844,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,300 | $840,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,136 | $818,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 33,195 | $807,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,685 | $806,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,301 | $805,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,911 | $805,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,499 | $804,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,268 | $764,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,714 | $752,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $750,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,658 | $749,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,719 | $735,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,667 | $705,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,644 | $704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,598 | $693,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,234 | $675,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 17,376 | $672,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,082 | $650,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,921 | $646,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,833 | $614,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,025 | $605,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,942 | $605,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,880 | $595,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,534 | $593,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,230 | $592,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,699 | $591,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 29,236 | $587,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,496 | $586,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 33,671 | $585,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,079 | $584,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 79,847 | $578,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 37,703 | $570,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 11,048 | $569,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 8,102 | $565,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 21,984 | $564,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,765 | $563,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 16,549 | $532,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,868 | $522,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,643 | $517,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,468 | $504,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 16,393 | $501,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,763 | $483,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 532 | $472,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,360 | $470,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,490 | $467,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,433 | $465,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 10,641 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,848 | $464,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,712 | $463,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 13,375 | $460,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,093 | $459,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,765 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 10,272 | $449,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,433 | $441,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,363 | $433,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,078 | $432,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,074 | $428,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 26,400 | $423,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,242 | $422,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 16,866 | $422,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,722 | $418,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,600 | $418,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,115 | $413,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,679 | $409,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,135 | $405,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,905 | $404,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,128 | $402,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T ULTRA SHRT DUR | 73935B797 | CEF | 7,940 | $399,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,177 | $389,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,955 | $389,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,559 | $379,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,000 | $378,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,389 | $372,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 15,903 | $371,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 23,505 | $364,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,290 | $364,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,433 | $363,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,950 | $361,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,183 | $361,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,300 | $359,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,153 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 12,030 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,895 | $355,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,835 | $352,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,481 | $352,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,847 | $351,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,530 | $350,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,876 | $349,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,757 | $347,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,345 | $346,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,989 | $345,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,883 | $345,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,220 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,772 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,932 | $341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,710 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,348 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,951 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,956 | $331,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,272 | $331,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,930 | $328,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,365 | $328,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,099 | $328,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,984 | $326,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,365 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,461 | $320,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,405 | $319,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,236 | $318,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,958 | $313,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,415 | $313,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,589 | $313,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,774 | $305,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 7,125 | $305,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,205 | $298,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,931 | $298,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,795 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 16,886 | $295,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 6,095 | $295,000 | thousands by filing date | |
| POWERSHARES S&P MIDCAP 400 PURE GROWTH PORTFOLIO | 739371672 | ETF | 2,176 | $295,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 30,550 | $289,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,641 | $284,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,023 | $281,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED SP 500 VALUE | 739371714 | CEF | 4,776 | $281,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,727 | $278,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,409 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,953 | $277,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,010 | $275,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,192 | $273,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,129 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,628 | $271,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 19,345 | $264,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,705 | $264,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 305 | $253,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,984 | $253,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,250 | $253,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,285 | $253,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,900 | $252,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,445 | $251,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,000 | $249,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,990 | $245,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,540 | $240,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,222 | $239,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,178 | $238,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,253 | $237,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,959 | $235,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,499 | $233,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 274 | $232,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,176 | $232,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 9,125 | $232,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,435 | $231,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,169 | $230,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,231 | $229,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,418 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 6,044 | $228,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 9,325 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,465 | $227,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,544 | $224,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,285 | $224,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,940 | $224,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,850 | $223,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,273 | $223,000 | thousands by filing date | |
| PowerShares Bulletshares 2019 | 73939W409 | GUG BULSH 2019 | 9,125 | $223,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,457 | $221,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,581 | $220,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,756 | $219,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,205 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,475 | $217,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,507 | $213,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 6,042 | $213,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,879 | $212,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 7,899 | $210,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 901 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,342 | $207,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,599 | $205,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,207 | $203,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,338 | $203,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,873 | $203,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 3,749 | $203,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,189 | $201,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,125 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 10,000 | $191,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 12,650 | $172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,600 | $168,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,350 | $164,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,820 | $163,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,246 | $159,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 24,021 | $147,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 30,000 | $125,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,192 | $111,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 100,000 | $101,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,018 | $100,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,225 | $92,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,512 | $75,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 15,027 | $54,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 25,858 | $43,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 11,200 | $30,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,500 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674623-18-000002 | this filing | 2018-04-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001674623-18-000003 | base | 2018-04-16 | acceptance time not in the bulk data set |