13F-HR filed by Mosaic Family Wealth, LLC
Mosaic Family Wealth, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-26, with 173 holding rows worth $361,032,000.
- Accession
- 0001674343-21-000004
- Filer
- CIK 1674343
- Filed
- 2021-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 174 entries on the cover page, a total value of $361,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $361,032,000 with VALUE read as thousands by filing date, 13F file number 028-17441. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 265,135 | $76,934,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,211,178 | $45,734,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 178,968 | $24,227,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 80,411 | $22,528,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 223,914 | $11,305,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 73,289 | $10,370,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 26,197 | $6,190,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 119,656 | $5,984,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 41,012 | $5,726,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 32,252 | $5,459,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 37,177 | $5,399,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 37,490 | $3,900,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 18,965 | $3,810,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,742 | $3,766,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 45,912 | $3,582,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 2,800 | $3,582,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 38,348 | $3,277,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 49,207 | $3,066,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 18,216 | $2,851,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 37,157 | $2,731,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 804 | $2,641,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 135,873 | $2,602,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,716 | $2,457,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 29,165 | $2,390,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,475 | $2,211,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 64,222 | $2,089,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,420 | $2,025,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,388 | $1,995,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,520 | $1,940,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 18,177 | $1,850,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 22,203 | $1,743,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,228 | $1,728,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 24,135 | $1,713,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,515 | $1,677,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 25,994 | $1,664,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,816 | $1,614,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 597 | $1,591,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,558 | $1,581,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,359 | $1,512,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,531 | $1,450,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,997 | $1,419,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 207,409 | $1,361,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,809 | $1,325,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 45,000 | $1,231,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 16,205 | $1,221,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,528 | $1,209,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 18,357 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,225 | $1,152,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,105 | $1,136,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,530 | $1,124,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 84,065 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 12,723 | $1,108,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15,964 | $1,085,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,387 | $981,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 98,971 | $980,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,715 | $939,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,163 | $934,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,531 | $905,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,012 | $888,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,303 | $879,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 8,636 | $854,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,620 | $852,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 13,826 | $849,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 22,670 | $841,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 7,645 | $839,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,018 | $815,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 304 | $813,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 6,928 | $810,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,465 | $805,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 6,224 | $801,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,602 | $800,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 27,067 | $783,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,449 | $781,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,216 | $770,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 16,820 | $767,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,528 | $739,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,912 | $736,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,177 | $730,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,023 | $726,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50,300 | $717,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 8,808 | $713,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,036 | $668,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,169 | $668,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,898 | $659,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 14,500 | $657,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,479 | $655,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,048 | $623,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,533 | $620,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,804 | $612,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 36,380 | $605,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,075 | $603,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,735 | $574,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,255 | $571,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,694 | $570,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,312 | $565,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,020 | $565,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,546 | $563,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,659 | $545,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,495 | $535,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,400 | $525,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,716 | $510,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,019 | $489,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,176 | $489,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,173 | $484,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,328 | $482,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,683 | $476,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,716 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,608 | $472,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,703 | $464,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,434 | $456,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 91,314 | $448,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,387 | $444,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,034 | $423,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,073 | $423,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,689 | $403,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 986 | $385,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,445 | $381,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,960 | $377,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,594 | $369,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,163 | $363,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,355 | $356,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,235 | $353,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,157 | $350,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,478 | $329,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,198 | $322,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 928 | $320,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,871 | $317,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 32,151 | $308,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,269 | $302,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,044 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,981 | $299,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 10,988 | $299,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,047 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,796 | $292,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,500 | $288,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 623 | $280,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,420 | $278,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,377 | $275,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,919 | $275,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,318 | $274,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,644 | $271,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,792 | $269,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,651 | $267,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,539 | $263,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,178 | $258,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,909 | $253,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,809 | $251,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,117 | $249,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 7,370 | $246,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,450 | $240,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,109 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,823 | $237,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,882 | $236,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,524 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,966 | $233,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,894 | $231,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,565 | $229,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,712 | $227,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,367 | $224,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,490 | $221,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,503 | $216,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,121 | $216,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,634 | $211,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,992 | $210,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 563 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,777 | $201,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,786 | $182,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,721 | $150,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,560 | $122,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 12,275 | $57,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,500 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674343-21-000004 | this filing | 2021-10-26 | acceptance time not in the bulk data set |