13F-HR filed by Mosaic Family Wealth, LLC
Mosaic Family Wealth, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 677 holding rows worth $270,442,000.
- Accession
- 0001674343-18-000002
- Filer
- CIK 1674343
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 677 entries on the cover page, a total value of $270,442,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,442,000 with VALUE read as thousands by filing date, 13F file number 028-17441. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 312,614 | $44,354,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,178,777 | $36,200,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 130,202 | $13,434,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 77,410 | $12,691,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 146,592 | $9,657,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 62,199 | $8,062,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 93,010 | $6,481,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,947 | $4,018,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 24,010 | $3,703,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 63,112 | $3,686,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 70,658 | $3,319,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 27,945 | $3,261,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 19,921 | $2,711,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24,676 | $2,689,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 21,245 | $2,548,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 94,285 | $2,328,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 34,651 | $2,302,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 29,767 | $2,292,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 18,478 | $2,240,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 91,314 | $2,182,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,984 | $1,967,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 11,477 | $1,963,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 53,938 | $1,934,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 14,484 | $1,875,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,839 | $1,602,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 20,555 | $1,557,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 34,638 | $1,533,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 18,799 | $1,475,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25,188 | $1,470,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 59,445 | $1,455,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,887 | $1,430,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,032 | $1,414,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,772 | $1,351,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 66,427 | $1,348,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,839 | $1,278,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,690 | $1,245,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 12,849 | $1,176,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,893 | $1,132,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,028 | $1,095,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,908 | $1,046,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,280 | $1,013,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,566 | $1,008,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,287 | $983,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,180 | $969,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,733 | $938,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,610 | $916,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,016 | $914,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,109 | $831,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,138 | $815,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,850 | $794,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11,255 | $782,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,234 | $753,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,276 | $684,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 15,508 | $682,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 52,210 | $681,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 633 | $653,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,580 | $640,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,267 | $633,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,976 | $632,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,101 | $630,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,376 | $622,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,492 | $621,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,773 | $617,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,880 | $612,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,028 | $607,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,168 | $571,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,746 | $547,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 370 | $536,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 32,045 | $528,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,604 | $526,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,191 | $522,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,212 | $518,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,286 | $500,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,847 | $484,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,816 | $480,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,130 | $479,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 8,452 | $479,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,479 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,967 | $477,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 23,521 | $461,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,020 | $454,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,680 | $447,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,941 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,571 | $435,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,900 | $429,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,955 | $429,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,774 | $426,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 12,362 | $426,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,456 | $419,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 25,713 | $417,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,816 | $415,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,703 | $414,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,198 | $406,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,435 | $403,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,706 | $399,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,961 | $398,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,150 | $397,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,276 | $391,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,756 | $388,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,434 | $387,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,355 | $382,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,176 | $380,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,461 | $377,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,782 | $364,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,465 | $358,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 341 | $354,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,113 | $351,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,482 | $350,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,583 | $349,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,352 | $342,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,009 | $337,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,568 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,541 | $336,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,559 | $327,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,828 | $325,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,790 | $319,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,058 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,665 | $317,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,263 | $315,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,287 | $315,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,163 | $302,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 52,142 | $301,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $299,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,648 | $295,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 7,382 | $295,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,966 | $289,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,161 | $286,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,936 | $281,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,040 | $281,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,643 | $275,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,119 | $273,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,043 | $271,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,658 | $264,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,829 | $263,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,201 | $262,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,716 | $259,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 30,000 | $257,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,359 | $255,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,834 | $251,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,626 | $247,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,851 | $247,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,129 | $246,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,337 | $245,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,145 | $244,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,460 | $241,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,050 | $232,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,713 | $231,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,468 | $225,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,937 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,524 | $224,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,576 | $223,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,816 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,265 | $220,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,103 | $218,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,972 | $205,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,281 | $200,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,639 | $199,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,859 | $197,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,858 | $195,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,392 | $193,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,966 | $188,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 2,934 | $187,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 998 | $183,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,165 | $182,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,591 | $181,000 | thousands by filing date | |
| IJH | 464287507 | COM | 963 | $181,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,039 | $180,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,384 | $180,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 526 | $178,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,308 | $178,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 793 | $177,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,112 | $175,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,774 | $175,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,620 | $173,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,962 | $169,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,318 | $167,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,673 | $166,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,056 | $164,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,090 | $163,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,204 | $163,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $162,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,851 | $159,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 16,200 | $159,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,091 | $158,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,761 | $157,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,572 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,478 | $153,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 14,006 | $152,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,104 | $150,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 850 | $149,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,262 | $147,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,620 | $146,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,900 | $141,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,740 | $141,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,437 | $140,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 950 | $140,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 4,171 | $140,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 848 | $136,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 420 | $136,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,397 | $131,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,135 | $125,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,326 | $124,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,602 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,488 | $120,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,335 | $119,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 861 | $118,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,207 | $118,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,262 | $116,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,654 | $115,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $113,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,395 | $113,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 11,000 | $112,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,124 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 9,263 | $107,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,608 | $106,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,000 | $104,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,125 | $104,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,217 | $104,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 513 | $103,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,900 | $102,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,698 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 841 | $101,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,754 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,661 | $100,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,734 | $99,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,266 | $99,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,452 | $98,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,033 | $98,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 699 | $97,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 921 | $97,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 873 | $96,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,608 | $96,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,741 | $95,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 541 | $92,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,685 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 3,121 | $92,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 165 | $89,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,707 | $88,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,614 | $88,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,944 | $88,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 407 | $88,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 558 | $87,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,596 | $87,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,340 | $87,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 619 | $86,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,459 | $83,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,500 | $82,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,171 | $81,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 330 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,664 | $80,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,718 | $79,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 454 | $79,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,273 | $79,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 650 | $79,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,000 | $78,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,186 | $78,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,181 | $77,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,317 | $77,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 914 | $74,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,319 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 877 | $73,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,305 | $72,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,249 | $72,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 699 | $71,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,200 | $70,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,142 | $69,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 3,154 | $69,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 600 | $68,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 567 | $67,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 461 | $67,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 321 | $66,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 700 | $65,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,000 | $65,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,022 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,756 | $64,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,219 | $64,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 291 | $63,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,273 | $63,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 612 | $63,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 693 | $63,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 774 | $62,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,360 | $62,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 839 | $62,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 4,369 | $61,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 220 | $60,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 651 | $60,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 400 | $60,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,625 | $59,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 700 | $59,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 885 | $58,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 572 | $58,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 838 | $57,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,972 | $56,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,169 | $56,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 279 | $55,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 495 | $55,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,498 | $55,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,600 | $54,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 366 | $54,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 925 | $53,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 6,040 | $52,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 658 | $51,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 616 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,600 | $51,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,000 | $51,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 604 | $51,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 609 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $50,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,169 | $50,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,458 | $50,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,730 | $50,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,020 | $50,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,763 | $49,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 210 | $49,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 171 | $48,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,706 | $48,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 230 | $48,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 851 | $47,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,204 | $47,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 301 | $46,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,434 | $45,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 800 | $45,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 770 | $45,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,347 | $45,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 799 | $44,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,555 | $43,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,649 | $43,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 307 | $43,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 367 | $43,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 659 | $42,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 281 | $42,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,790 | $42,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,632 | $42,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 797 | $42,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 507 | $41,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 936 | $41,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 329 | $41,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,694 | $41,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,600 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $41,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 185 | $40,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 387 | $40,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 398 | $40,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,151 | $40,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 602 | $39,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 925 | $39,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,393 | $39,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 500 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 300 | $38,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 660 | $36,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 220 | $36,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 570 | $36,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 291 | $36,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,500 | $36,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 565 | $35,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,996 | $35,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 861 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,820 | $35,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,530 | $35,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,319 | $34,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,515 | $33,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 700 | $33,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 217 | $32,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,465 | $32,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 508 | $32,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 953 | $32,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 625 | $31,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 600 | $30,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,755 | $30,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 350 | $30,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,800 | $30,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 120 | $29,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 500 | $29,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 400 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 239 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 876 | $29,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,000 | $29,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 263 | $29,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 174 | $29,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,405 | $29,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,077 | $28,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 800 | $28,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,355 | $28,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 380 | $28,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 686 | $28,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 130 | $27,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 800 | $27,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $27,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 779 | $27,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 400 | $27,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,333 | $27,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 500 | $26,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $26,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 941 | $26,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $26,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,500 | $26,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,000 | $26,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,370 | $26,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,510 | $26,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 240 | $25,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 101 | $25,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 184 | $25,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 288 | $25,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 421 | $25,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 230 | $24,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 265 | $24,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $24,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 340 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 250 | $24,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,722 | $24,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 269 | $23,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 119 | $23,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 495 | $23,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,970 | $23,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 660 | $22,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 353 | $22,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 188 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 130 | $22,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,500 | $22,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 350 | $21,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 422 | $21,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 465 | $21,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,849 | $21,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 419 | $21,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $20,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 74 | $20,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $20,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 583 | $20,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $20,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,801 | $20,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 207 | $19,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 100 | $19,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 117 | $19,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 175 | $19,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 800 | $19,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 560 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 204 | $19,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,316 | $19,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 651 | $19,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 409 | $18,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,000 | $18,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 310 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 305 | $18,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 198 | $18,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,481 | $18,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 160 | $17,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,375 | $17,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 636 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 258 | $17,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,425 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 317 | $17,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,472 | $16,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 137 | $16,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 840 | $16,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 371 | $16,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 208 | $16,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 397 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 329 | $16,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 266 | $16,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 583 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,007 | $16,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 200 | $16,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 100 | $16,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 500 | $16,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 200 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 300 | $16,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 94 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 230 | $15,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 238 | $15,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 145 | $15,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 332 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 146 | $15,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 174 | $15,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $15,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 138 | $15,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 580 | $15,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 80 | $15,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,800 | $15,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,000 | $15,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 240 | $15,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 296 | $15,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 300 | $15,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 207 | $15,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 50 | $14,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 89 | $14,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 135 | $14,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 108 | $14,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 233 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 202 | $14,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 222 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 124 | $14,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 734 | $14,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 415 | $14,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $13,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 211 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674343-18-000002 | this filing | 2018-05-15 | acceptance time not in the bulk data set |