13F-HR filed by HORIZON FINANCIAL SERVICES, LLC
HORIZON FINANCIAL SERVICES, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-22, with 146 holding rows worth $151,934,000.
- Accession
- 0001674020-21-000004
- Filer
- CIK 1674020
- Filed
- 2021-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 146 entries on the cover page, a total value of $151,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,934,000 with VALUE read as thousands by filing date, 13F file number 028-20382. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisory Alpha LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 215,718 | $13,810,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 252,661 | $9,854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 323,654 | $9,661,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 200,472 | $8,320,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 118,711 | $7,429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 316,287 | $6,993,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 120,955 | $6,446,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 54,965 | $6,049,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 69,426 | $5,721,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 154,853 | $5,607,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 67,938 | $5,208,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 51,038 | $5,109,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 114,489 | $4,869,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 257,121 | $3,865,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 215,889 | $3,769,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 116,596 | $3,656,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,882 | $2,360,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,751 | $2,203,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,455 | $2,163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 49,180 | $2,042,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 34,187 | $2,005,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 48,314 | $1,995,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 33,708 | $1,855,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 19,225 | $1,815,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,785 | $1,810,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 20,090 | $1,715,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,825 | $1,374,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 43,791 | $1,343,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,859 | $1,319,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 30,904 | $1,090,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 17,943 | $1,018,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,471 | $980,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,205 | $934,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 56,291 | $855,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,593 | $852,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 16,802 | $852,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 38,924 | $846,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 15,161 | $820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 24,122 | $794,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 17,628 | $782,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,973 | $778,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 218 | $716,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,662 | $639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 11,740 | $610,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,453 | $567,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,550 | $501,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 10,009 | $497,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,493 | $459,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,740 | $388,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,097 | $373,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,492 | $360,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,049 | $349,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,536 | $330,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,049 | $302,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,405 | $291,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,895 | $283,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,028 | $266,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 580 | $227,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,258 | $223,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,168 | $221,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,018 | $207,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,428 | $192,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 6,021 | $156,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,796 | $151,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,295 | $138,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,949 | $134,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,200 | $131,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,229 | $125,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 975 | $124,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 990 | $122,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,684 | $114,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,435 | $112,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,781 | $93,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 907 | $90,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,401 | $89,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,005 | $89,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,067 | $84,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,525 | $78,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 700 | $73,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 298 | $70,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 415 | $68,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6,389 | $62,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 500 | $58,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,405 | $55,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4,270 | $55,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20 | $52,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 679 | $50,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 228 | $47,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 764 | $44,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 279 | $39,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 225 | $36,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 150 | $36,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 120 | $28,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 701 | $28,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9 | $24,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 395 | $24,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 212 | $19,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 430 | $17,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,501 | $16,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,095 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 110 | $14,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 76 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 204 | $13,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,170 | $13,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,500 | $11,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,000 | $11,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,005 | $11,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 455 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 125 | $9,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 85 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 270 | $7,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 151 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 190 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 82 | $6,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 113 | $5,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 97 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 600 | $5,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,000 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 150 | $4,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 40 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30 | $3,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 300 | $3,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 200 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 10 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 25 | $2,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 30 | $2,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 10 | $2,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10 | $2,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 150 | $2,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250 | $2,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 40 | $2,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 990 | $2,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27 | $1,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 15 | $1,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 129 | $1,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 14 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 125 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKILLZ INC | 83067L109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOVAX LABS INC | 373678507 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001674020-21-000004 | this filing | 2021-10-22 | acceptance time not in the bulk data set |