13F-HR filed by SevenBridge Financial Group, LLC
SevenBridge Financial Group, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-28, with 860 holding rows worth $139,716,000.
- Accession
- 0001673954-16-000006
- Filer
- CIK 1673954
- Filed
- 2016-11-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 861 entries on the cover page, a total value of $139,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,716,000 with VALUE read as thousands by filing date, 13F file number 028-17476. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Moderately Conservative Portfolio | H33523636 | CS | 542 | $11,000 | thousands by filing date | |
| Moderate Portfolio | H33556120 | CS | 501 | $11,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11 | $10,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 191 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 75 | $10,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $10,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 149 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 382 | $10,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 225 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 200 | $10,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 200 | $10,000 | thousands by filing date | |
| Moderate Portfolio | H33523543 | CS | 466 | $10,000 | thousands by filing date | |
| Moderate Portfolio | H33523553 | CS | 424 | $10,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 67 | $9,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 72 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 550 | $9,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 200 | $9,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 400 | $9,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 180 | $9,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 450 | $9,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 275 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 65 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $9,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 150 | $9,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 260 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 400 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 218 | $9,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 46 | $9,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 377 | $9,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 150 | $9,000 | thousands by filing date | |
| Conservative Portfolio (Index) | H32329292 | CS | 771 | $9,000 | thousands by filing date | |
| Moderate Portfolio | H33523538 | CS | 382 | $9,000 | thousands by filing date | |
| Conservative Portfolio | H33523607 | CS | 523 | $9,000 | thousands by filing date | |
| Conservative Portfolio | H33523627 | CS | 496 | $9,000 | thousands by filing date | |
| Aggressive Portfolio | H33523655 | CS | 381 | $9,000 | thousands by filing date | |
| Aggressive Portfolio | H33523668 | CS | 362 | $9,000 | thousands by filing date | |
| Short-Term Portfolio | H33523669 | CS | 643 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 570 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $8,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 152 | $8,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 150 | $8,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 200 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 200 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 250 | $8,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 114 | $8,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 109 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 175 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 500 | $8,000 | thousands by filing date | |
| Aggressive Portfolio | H33521199 | CS | 326 | $8,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33521200 | CS | 336 | $8,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33521201 | CS | 386 | $8,000 | thousands by filing date | |
| Conservative Portfolio | H33523527 | CS | 445 | $8,000 | thousands by filing date | |
| Moderate Portfolio | H33523588 | CS | 362 | $8,000 | thousands by filing date | |
| Conservative Portfolio | H33523632 | CS | 450 | $8,000 | thousands by filing date | |
| Conservative Portfolio | H33523675 | CS | 460 | $8,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33556121 | CS | 379 | $8,000 | thousands by filing date | |
| Aggressive Portfolio | H33556522 | CS | 313 | $8,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33556523 | CS | 324 | $8,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150 | $7,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $7,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 688 | $7,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 114 | $7,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 87 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 53 | $7,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 100 | $7,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,100 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 150 | $7,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 100 | $7,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 82 | $7,000 | thousands by filing date | |
| Aggressive Portfolio | H33523544 | CS | 282 | $7,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523545 | CS | 292 | $7,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523546 | CS | 339 | $7,000 | thousands by filing date | |
| Aggressive Portfolio | H33523554 | CS | 262 | $7,000 | thousands by filing date | |
| Moderately Aggressive Track: Short-Term Portfolio | H33911745 | CS | 496 | $7,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33912268 | CS | 279 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 49 | $6,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 106 | $6,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 80 | $6,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 230 | $6,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 464 | $6,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 35 | $6,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 200 | $6,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 340 | $6,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 400 | $6,000 | thousands by filing date | |
| Aggressive Portfolio | H33523539 | CS | 232 | $6,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523540 | CS | 239 | $6,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523541 | CS | 278 | $6,000 | thousands by filing date | |
| Moderate Portfolio | H33523548 | CS | 280 | $6,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523555 | CS | 269 | $6,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523556 | CS | 304 | $6,000 | thousands by filing date | |
| Aggressive Portfolio | H33523589 | CS | 224 | $6,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523590 | CS | 230 | $6,000 | thousands by filing date | |
| Conservative Portfolio | H33523637 | CS | 316 | $6,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33911742 | CS | 259 | $6,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33912347 | CS | 248 | $6,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33912348 | CS | 248 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 57 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 124 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 52 | $5,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 47 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 624 | $5,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 690 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 369 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 300 | $5,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 114 | $5,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 75 | $5,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 105 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 168 | $5,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76 | $5,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 365 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $5,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 133 | $5,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 5 | $5,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 48 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 50 | $5,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 137 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 308 | $5,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 200 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 944 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 200 | $5,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 126 | $5,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 300 | $5,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 200 | $5,000 | thousands by filing date | |
| ALCOA CORP COM NEW | 013817507 | Stock | 200 | $5,000 | thousands by filing date | |
| Petrobras Global Finance BV | 71645WAR2 | FB | 5,000 | $5,000 | thousands by filing date | |
| Conservative Portfolio | H33523532 | CS | 306 | $5,000 | thousands by filing date | |
| Moderate Portfolio | H33523563 | CS | 221 | $5,000 | thousands by filing date | |
| Moderate Portfolio | H33523573 | CS | 212 | $5,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523591 | CS | 260 | $5,000 | thousands by filing date | |
| Moderate Portfolio | H33523598 | CS | 213 | $5,000 | thousands by filing date | |
| Moderate Portfolio | H33523608 | CS | 204 | $5,000 | thousands by filing date | |
| Conservative Portfolio | H33523657 | CS | 261 | $5,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33911719 | CS | 193 | $5,000 | thousands by filing date | |
| Moderately Aggressive Track: Conservative Portfolio | H33911743 | CS | 289 | $5,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 150 | $4,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 40 | $4,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 125 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 70 | $4,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 80 | $4,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 70 | $4,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 49 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 73 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 385 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 81 | $4,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 35 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 198 | $4,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 100 | $4,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 217 | $4,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 844 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 156 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 75 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 155 | $4,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,200 | $4,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 65,000 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 700 | $4,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 50 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 200 | $4,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 400 | $4,000 | thousands by filing date | |
| Conservative Portfolio | H33523522 | CS | 225 | $4,000 | thousands by filing date | |
| Aggressive Portfolio | H33523549 | CS | 172 | $4,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523550 | CS | 177 | $4,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523551 | CS | 202 | $4,000 | thousands by filing date | |
| Moderate Portfolio | H33523558 | CS | 196 | $4,000 | thousands by filing date | |
| Moderate Portfolio | H33523638 | CS | 173 | $4,000 | thousands by filing date | |
| Conservative Portfolio | H33556524 | CS | 223 | $4,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 38 | $3,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 23 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32 | $3,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 41 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 68 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 100 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 40 | $3,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 145 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $3,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 194 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 121 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 99 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 200 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 101 | $3,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 49 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 135 | $3,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 100 | $3,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,000 | $3,000 | thousands by filing date | |
| Conservative Portfolio | H33523542 | CS | 163 | $3,000 | thousands by filing date | |
| Conservative Portfolio | H33523547 | CS | 199 | $3,000 | thousands by filing date | |
| Conservative Portfolio | H33523557 | CS | 176 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523559 | CS | 120 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523560 | CS | 124 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523561 | CS | 141 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523564 | CS | 136 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523565 | CS | 140 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523566 | CS | 160 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523574 | CS | 131 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523575 | CS | 135 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523576 | CS | 152 | $3,000 | thousands by filing date | |
| Conservative Portfolio | H33523592 | CS | 150 | $3,000 | thousands by filing date | |
| Moderate Portfolio | H33523593 | CS | 115 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523599 | CS | 132 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523600 | CS | 135 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523601 | CS | 153 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523609 | CS | 123 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523610 | CS | 128 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523611 | CS | 149 | $3,000 | thousands by filing date | |
| Aggressive Portfolio | H33523639 | CS | 105 | $3,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523640 | CS | 108 | $3,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523641 | CS | 126 | $3,000 | thousands by filing date | |
| Moderate Portfolio | H33523643 | CS | 120 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio (Index) | H33911746 | CS | 222 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33911747 | CS | 115 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio (Index) | H33911748 | CS | 222 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33911749 | CS | 115 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio (Index) | H33911750 | CS | 222 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33911751 | CS | 115 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderate Portfolio (Index) | H33911752 | CS | 225 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderate Portfolio | H33911753 | CS | 120 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio (Index) | H33912382 | CS | 222 | $3,000 | thousands by filing date | |
| Moderately Aggressive Track: Moderately Aggressive Portfolio | H33912383 | CS | 115 | $3,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 1,300 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 64 | $2,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 100 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 137 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 143 | $2,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 59 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 107 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $2,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 100 | $2,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 67 | $2,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 72 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 34 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,000 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 46 | $2,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 75,000 | $2,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 8 | $2,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 58 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 56 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 950 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 10 | $2,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037909 | COM | 30 | $2,000 | thousands by filing date | call |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 185 | $2,000 | thousands by filing date | |
| Call (msft) Microsoft Corp Jan 20 17 $60 (100 Shs) | 2136659JJ | CL | 20 | $2,000 | thousands by filing date | call |
| Call (pii) Polaris Inds Inc Mar 17 17 $80 (100 Shs) | 2900329SM | CL | 4 | $2,000 | thousands by filing date | call |
| Conservative Portfolio | H33523552 | CS | 117 | $2,000 | thousands by filing date | |
| Conservative Portfolio | H33523567 | CS | 93 | $2,000 | thousands by filing date | |
| Moderate Portfolio | H33523568 | CS | 106 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523569 | CS | 66 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523570 | CS | 67 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523571 | CS | 76 | $2,000 | thousands by filing date | |
| Conservative Portfolio | H33523577 | CS | 88 | $2,000 | thousands by filing date | |
| Moderate Portfolio | H33523578 | CS | 107 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523579 | CS | 66 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523580 | CS | 68 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523581 | CS | 77 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523594 | CS | 71 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523595 | CS | 73 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523596 | CS | 83 | $2,000 | thousands by filing date | |
| Conservative Portfolio | H33523602 | CS | 88 | $2,000 | thousands by filing date | |
| Conservative Portfolio | H33523612 | CS | 87 | $2,000 | thousands by filing date | |
| Moderate Portfolio | H33523613 | CS | 106 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523614 | CS | 64 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523615 | CS | 67 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523616 | CS | 77 | $2,000 | thousands by filing date | |
| Moderate Portfolio | H33523618 | CS | 104 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523619 | CS | 63 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523620 | CS | 65 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523621 | CS | 76 | $2,000 | thousands by filing date | |
| Aggressive Portfolio | H33523644 | CS | 72 | $2,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523645 | CS | 75 | $2,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523646 | CS | 87 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 10 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 119 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 41 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7 | $1,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 70 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 43 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 48 | $1,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 59 | $1,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 82 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 15 | $1,000 | thousands by filing date | put |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 60 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 75 | $1,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 10 | $1,000 | thousands by filing date | call |
| Orgenesis, Inc. | 68619K105 | COM | 3,000 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 42 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 43 | $1,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 73 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 74 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 30 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 150 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 200 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 200 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10 | $1,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 67 | $1,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 26 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 15 | $1,000 | thousands by filing date | call |
| TIDEWATER COMMON STOCK TDW | 886423952 | Cmn | 1 | $1,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 125 | $1,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 50 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523562 | CS | 82 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523572 | CS | 44 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523582 | CS | 45 | $1,000 | thousands by filing date | |
| Moderate Portfolio | H33523583 | CS | 61 | $1,000 | thousands by filing date | |
| Aggressive Portfolio | H33523584 | CS | 38 | $1,000 | thousands by filing date | |
| Moderately Aggressive Portfolio | H33523585 | CS | 39 | $1,000 | thousands by filing date | |
| Moderately Conservative Portfolio | H33523586 | CS | 44 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523597 | CS | 48 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523617 | CS | 46 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523622 | CS | 45 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523642 | CS | 74 | $1,000 | thousands by filing date | |
| Conservative Portfolio | H33523647 | CS | 51 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEL CORP | 458140950 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAPLES INC | 855030102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR EAST ENERGY CORPCOM | 307325100 | EQUITIES | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Liberty Power | 320697105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adia Nutrition Inc | 00687W109 | Equities | 45,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR NORTH ENVIRONMENTAL | 85516A105 | Equities | 2,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Put (aapl) Apple Inc Jan 20 17 $90 (100 Shs) | 2136029CA | PT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Conservative Portfolio | H33523587 | CS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001673954-16-000006 | this filing | 2016-11-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001673954-16-000007 | base | 2016-12-20 | acceptance time not in the bulk data set |