13F-HR filed by Financial Connections Group, Inc.
Financial Connections Group, Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 312 holding rows worth $101,592,000.
- Accession
- 0001668292-22-000004
- Filer
- CIK 1907157
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 312 entries on the cover page, a total value of $101,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,592,000 with VALUE read as thousands by filing date, 13F file number 028-21874. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 43,279 | $13,888,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80,156 | $8,679,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 43,325 | $7,922,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 199,208 | $6,573,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 139,285 | $5,615,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 143,446 | $5,232,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 120,547 | $4,754,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,997 | $4,616,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 16,982 | $3,753,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 70,130 | $2,325,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,139 | $2,293,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 37,934 | $2,082,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 32,271 | $2,051,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,686 | $1,999,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,403 | $1,787,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 23,500 | $1,616,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,992 | $1,525,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 27,704 | $1,369,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,995 | $1,239,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,593 | $1,208,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 13,676 | $937,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,920 | $838,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,768 | $815,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 17,143 | $814,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 14,950 | $791,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 14,817 | $723,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 11,318 | $705,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 9,626 | $597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,116 | $547,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,845 | $464,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,743 | $416,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,575 | $390,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 9,406 | $332,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 308 | $325,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,420 | $319,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 7,244 | $311,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 106 | $307,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,839 | $300,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,653 | $283,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,175 | $276,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,554 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,325 | $247,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,935 | $240,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 473 | $224,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,220 | $204,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,250 | $204,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,593 | $198,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,670 | $196,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 842 | $187,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 3,667 | $182,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,106 | $179,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,888 | $177,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 53 | $176,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 811 | $175,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 409 | $170,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,105 | $170,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 750 | $170,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 331 | $157,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 3,043 | $157,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 463 | $155,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 582 | $153,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,065 | $149,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 2,671 | $145,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 859 | $143,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,046 | $141,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,113 | $138,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,464 | $136,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,582 | $133,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,205 | $130,000 | thousands by filing date | |
| Invesco QQQ Trust | 40609E107 | COM | 303 | $120,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,029 | $119,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,113 | $117,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 227 | $113,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 416 | $105,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,106 | $102,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,008 | $94,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 277 | $91,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 302 | $88,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 290 | $86,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,298 | $85,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,351 | $84,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 620 | $82,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 435 | $82,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 676 | $75,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,449 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,350 | $69,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $66,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,305 | $66,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 1,325 | $65,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 113 | $64,000 | thousands by filing date | |
| Redwood Mortgage Inv VII | 758059992 | COM | 64,787 | $64,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 517 | $63,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 914 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 497 | $60,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 105 | $58,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 87 | $56,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 222 | $56,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 84 | $55,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19 | $54,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 334 | $54,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 223 | $54,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 757 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 100 | $54,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 500 | $54,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 652 | $52,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 135 | $51,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 417 | $49,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 470 | $49,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 230 | $48,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 431 | $46,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 400 | $46,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 66 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 703 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 477 | $41,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 188 | $39,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,051 | $39,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 656 | $38,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 447 | $37,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 238 | $36,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,336 | $36,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 200 | $36,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 85 | $35,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 741 | $35,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 201 | $34,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 147 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 120 | $33,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 206 | $32,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 526 | $32,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 380 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 308 | $31,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 718 | $31,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 602 | $30,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 229 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 262 | $30,000 | thousands by filing date | |
| Greenbacker Renewable Energy Company LLC Class I | 39299F104 | COM | 3,604 | $30,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 477 | $28,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 1,003 | $28,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 235 | $27,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 107 | $26,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 405 | $26,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 131 | $26,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 141 | $26,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 192 | $25,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 28 | $25,000 | thousands by filing date | |
| KBS REIT II NSA | 48299L102 | Stock | 16,374 | $25,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 139 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,200 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 687 | $24,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 94 | $23,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 33 | $23,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 75 | $22,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 125 | $22,000 | thousands by filing date | |
| ARES REAL ESTATE INCOME TR CL E NSA | 0CW997014 | COM | 2,800 | $22,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 169 | $21,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 156 | $21,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 610 | $20,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 319 | $20,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 141 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 277 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 240 | $20,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 187 | $19,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 116 | $19,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 249 | $19,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 160 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 62 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90 | $18,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 628 | $17,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 162 | $16,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 220 | $16,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 31 | $16,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 292 | $16,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 300 | $16,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 225 | $16,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 70 | $16,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 437 | $16,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 3,761 | $16,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,015 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 291 | $15,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 287 | $14,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 311 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 253 | $14,000 | thousands by filing date | |
| VALE S A | 91912E109 | SPONSORED ADS | 1,000 | $14,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 132 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 223 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 109 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 200 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 401 | $13,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 295 | $13,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 86 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 170 | $12,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 50 | $12,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 699 | $12,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 2,029 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 279 | $12,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 464 | $12,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 300 | $12,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 17 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 79 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 234 | $11,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 404 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100 | $11,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 67 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 96 | $10,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 125 | $10,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 100 | $10,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 264 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,114 | $10,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 26 | $9,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 60 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 83 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 206 | $9,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 673 | $9,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 303 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $9,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 350 | $9,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 331 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 334 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 100 | $9,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 175 | $9,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 115 | $8,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 51 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,072 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 57 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 156 | $8,000 | thousands by filing date | |
| GLOBAL SHIP L 875 PFDPFD SER B | Y27183121 | GSL+B | 334 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 95 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,141 | $7,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 30 | $7,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 532 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 100 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 200 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,091 | $7,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,000 | $7,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 43 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 238 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10 | $6,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 31 | $6,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 500 | $6,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 224 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 82 | $6,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 317 | $6,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 179 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 28 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 72 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 50 | $5,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 75 | $5,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 317 | $5,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 109 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 98 | $5,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $5,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 500 | $5,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| LUCID GROUP INC | 549498111 | W EXP 07/23/202 | 155 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60 | $4,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 511 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 143 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 16 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 93 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 24 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 250 | $4,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 32 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 100 | $3,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 11 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 525 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 24 | $3,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16 | $2,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 30 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 135 | $2,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 100 | $2,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 174 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 21 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 133 | $1,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 26 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 66 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 412 | $1,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 60 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 28 | $1,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 38 | $1,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 133 | $1,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 300 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XP INC CL A | G98239109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONTIER CORPORATION | 928881101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNOVIS BIO INC | 03615A108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOVYST INC | 27923Q109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 770 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Else Nutrition Holdings Inc | 290257104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001668292-22-000004 | this filing | 2022-02-14 | acceptance time not in the bulk data set |