13F-HR filed by Matisse Capital
Matisse Capital filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-08, with 150 holding rows worth $271,706,000.
- Accession
- 0001668256-21-000007
- Filer
- CIK 1668256
- Filed
- 2021-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 150 entries on the cover page, a total value of $271,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,706,000 with VALUE read as thousands by filing date, 13F file number 028-17404. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 747,000 | $14,716,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,233,000 | $13,279,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 578,248 | $11,449,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 262,240 | $11,080,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 712,000 | $9,904,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,180,050 | $8,591,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 144,608 | $7,265,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 264,700 | $7,173,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 258,540 | $7,133,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 510,000 | $6,227,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 276,900 | $6,050,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 282,035 | $5,920,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 310,248 | $5,861,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 996,408 | $5,829,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,166,605 | $5,751,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 628,923 | $5,717,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,670 | $5,264,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 121,952 | $5,251,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 387,493 | $5,080,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 169,891 | $4,905,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,266 | $4,849,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 320,249 | $4,461,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 366,386 | $3,316,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 510,700 | $3,243,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 277,831 | $3,173,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 19,910 | $3,173,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 920 | $3,022,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 84,300 | $2,968,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 287,718 | $2,966,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 119,100 | $2,776,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 292,100 | $2,681,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 131,692 | $2,680,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 196,463 | $2,595,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 254,216 | $2,479,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,997 | $2,275,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 37,266 | $2,215,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 208,890 | $2,191,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 80,080 | $2,036,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 120,674 | $1,922,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 126,071 | $1,754,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 638 | $1,706,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 116,000 | $1,705,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 185,744 | $1,668,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 8,086 | $1,665,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,272 | $1,593,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 44,005 | $1,399,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 125,730 | $1,353,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 163,189 | $1,306,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 278,700 | $1,157,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 89,150 | $1,098,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,248 | $1,053,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 70,000 | $993,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 47,000 | $961,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 32,706 | $944,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 65,100 | $932,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 58,000 | $876,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 43,674 | $870,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 56,146 | $866,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 68,000 | $851,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 64,148 | $843,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,564 | $842,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 88,396 | $830,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50,826 | $804,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 52,000 | $801,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 87,000 | $793,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 57,800 | $787,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,954 | $743,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 55,837 | $740,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 49,815 | $735,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $720,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 48,000 | $694,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 500 | $678,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,793 | $660,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 7,730 | $635,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,400 | $612,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 38,103 | $612,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 900 | $608,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,205 | $602,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,416 | $572,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 33,057 | $563,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 41,193 | $563,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,560 | $562,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,700 | $548,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 39,000 | $540,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 541 | $538,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 41,600 | $536,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 34,700 | $526,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,400 | $522,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,700 | $520,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 38,800 | $516,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,125 | $506,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,031 | $496,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,416 | $492,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,445 | $490,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,389 | $472,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,408 | $448,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,500 | $447,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 17,400 | $446,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 17,600 | $446,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 4,700 | $445,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 17,300 | $445,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 17,500 | $445,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,200 | $444,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 14,500 | $444,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,200 | $444,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 17,300 | $444,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $442,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,800 | $442,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,200 | $442,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4,400 | $440,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4,400 | $440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 16,600 | $440,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,100 | $439,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,800 | $439,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,700 | $438,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,641 | $424,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,150 | $397,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 20,592 | $395,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,500 | $390,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,400 | $376,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,000 | $356,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,770 | $347,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 7,544 | $343,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,090 | $342,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 20,608 | $327,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 18,888 | $323,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,300 | $297,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 750 | $293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,670 | $270,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,430 | $251,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,101 | $250,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,370 | $240,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 10,200 | $237,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,633 | $228,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,015 | $226,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $207,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,100 | $205,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,000 | $204,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,300 | $193,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 56,100 | $147,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,758 | $118,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 35,000 | $108,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,500 | $105,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,818 | $91,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $69,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 13,223 | $65,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,500 | $37,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 14,000 | $32,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,480 | $29,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 33,057 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001668256-21-000007 | this filing | 2021-11-08 | acceptance time not in the bulk data set |