13F-HR filed by CWA Asset Management Group, LLC
CWA Asset Management Group, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 285 holding rows worth $1,261,919,000 by the sum of the rows.
- Accession
- 0001667134-21-000004
- Filer
- CIK 1667134
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,499 entries on the cover page, a total value of $1,293,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,261,919,000 with VALUE read as thousands by filing date, 13F file number 028-17349. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,293,373,000, 2% more than the sum of the rows, $1,261,919,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,250,587 | $71,008,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 476,194 | $67,381,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 173,872 | $49,018,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 433,141 | $40,893,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,143 | $39,890,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,906 | $31,734,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 175,573 | $28,355,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 657,072 | $28,110,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 211,035 | $27,416,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 174,307 | $23,479,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 409,858 | $21,153,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 283,787 | $17,586,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 177,434 | $17,316,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 320,185 | $17,293,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 110,573 | $17,190,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 101,341 | $17,144,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 132,254 | $17,058,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 81,685 | $16,922,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 61,754 | $16,855,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 75,208 | $16,753,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 383,917 | $16,512,000 | thousands by filing date | |
| VTI | 922908769 | COM | 71,010 | $15,768,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 94,088 | $15,401,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 325,142 | $14,742,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 77,250 | $14,558,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 68,438 | $13,462,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 287,492 | $13,202,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,871 | $13,192,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 146,305 | $12,802,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 28,400 | $12,762,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 107,243 | $11,974,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 39,915 | $11,859,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31,148 | $11,775,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 60,326 | $11,595,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 79,619 | $11,097,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 509,430 | $11,085,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 300,595 | $10,864,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 30,170 | $10,109,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 709,421 | $9,896,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 455,273 | $9,893,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 213,618 | $9,724,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 400,279 | $9,623,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,601 | $9,270,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 36,981 | $8,916,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 186,053 | $8,754,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 66,787 | $8,377,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 98,170 | $8,090,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 116,440 | $7,781,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 41,775 | $7,328,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 62,912 | $7,074,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,157 | $6,956,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 25,807 | $6,801,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 133,749 | $6,753,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45,652 | $6,478,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 52,959 | $6,309,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 53,983 | $6,280,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 104,653 | $6,156,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 121,768 | $6,101,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 113,467 | $5,911,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 56,512 | $5,733,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,925 | $5,714,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 159,305 | $5,684,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 93,358 | $5,630,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,150 | $5,513,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,275 | $5,353,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,423 | $5,245,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 55,945 | $5,163,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 37,773 | $5,006,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 144,035 | $4,855,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 18,491 | $4,812,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 660,734 | $4,804,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,082 | $4,548,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 50,180 | $4,521,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 29,569 | $4,488,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 80,109 | $4,480,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,215 | $4,421,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,598 | $4,272,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 28,354 | $4,198,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 85,883 | $4,152,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 38,573 | $3,988,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,072 | $3,963,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 77,346 | $3,826,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,950 | $3,784,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 22,286 | $3,728,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 71,135 | $3,725,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 74,445 | $3,678,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 51,642 | $3,666,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 18,054 | $3,486,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 68,497 | $3,426,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 47,149 | $3,416,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,290 | $3,388,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,291,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,938 | $3,166,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18,572 | $3,143,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 11,168 | $3,143,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,874 | $3,105,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 44,039 | $2,993,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 63,247 | $2,983,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 35,487 | $2,786,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 43,468 | $2,549,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,558 | $2,541,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 17,841 | $2,415,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 27,559 | $2,369,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,892 | $2,222,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,117 | $2,065,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 55,963 | $2,053,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,396 | $1,998,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,374 | $1,997,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 73,869 | $1,963,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100,000 | $1,881,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,571 | $1,863,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 85,873 | $1,764,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,528 | $1,662,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 18,478 | $1,514,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,562 | $1,482,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,487 | $1,435,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 484,347 | $1,368,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,086 | $1,362,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 34,114 | $1,358,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 21,317 | $1,349,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,165 | $1,348,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,288 | $1,319,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 39,509 | $1,284,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,031 | $1,257,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,494 | $1,256,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 406,889 | $1,249,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,919 | $1,235,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,842 | $1,234,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,692 | $1,186,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 47,851 | $1,175,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,882 | $1,149,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,514 | $1,127,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,031 | $1,105,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,482 | $1,064,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 12,320 | $1,035,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,651 | $949,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,896 | $891,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,583 | $879,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,609 | $859,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,513 | $824,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,550 | $823,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,777 | $802,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,316 | $794,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,992 | $789,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 18,271 | $783,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,215 | $767,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 9,261 | $764,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 12,440 | $757,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,963 | $747,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,079 | $741,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,412 | $734,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,124 | $713,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,521 | $707,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,202 | $704,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,909 | $698,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,995 | $682,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,178 | $680,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,947 | $658,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 82,575 | $634,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,804 | $628,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 10,868 | $625,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,934 | $624,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,864 | $614,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 44,535 | $607,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 15,765 | $602,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,207 | $597,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,142 | $585,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,668 | $584,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 10,570 | $579,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 736 | $571,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,256 | $564,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,576 | $553,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,857 | $548,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,208 | $546,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,320 | $539,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,217 | $528,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,609 | $528,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,158 | $499,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,214 | $494,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,930 | $494,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,965 | $493,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,418 | $491,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,195 | $481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 25,000 | $474,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,463 | $471,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,552 | $457,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,959 | $455,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 96,391 | $453,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 12,377 | $450,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 6,817 | $442,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,395 | $441,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 21,828 | $438,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,893 | $427,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,800 | $418,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,374 | $416,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,021 | $414,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,970 | $412,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 9,153 | $406,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,025 | $405,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,674 | $399,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,366 | $398,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,691 | $391,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,129 | $382,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 5,017 | $379,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 653 | $373,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 7,539 | $363,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,875 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,553 | $355,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,090 | $355,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,194 | $352,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,600 | $351,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,328 | $349,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,771 | $347,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,333 | $343,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,463 | $341,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,414 | $338,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,171 | $324,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,749 | $320,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,543 | $319,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,406 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,642 | $304,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,830 | $302,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,999 | $301,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,800 | $301,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,817 | $299,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,377 | $295,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,387 | $289,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,073 | $289,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,313 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,730 | $287,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,872 | $285,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,376 | $283,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,583 | $282,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,671 | $277,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,214 | $276,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,920 | $267,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,632 | $264,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,554 | $260,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,352 | $260,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,786 | $258,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,941 | $255,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,385 | $252,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,582 | $251,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,383 | $251,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,929 | $246,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,342 | $242,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,500 | $242,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 900 | $239,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,217 | $238,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 892 | $237,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 905 | $237,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 70,888 | $233,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,821 | $229,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,325 | $222,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,005 | $220,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,636 | $218,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,697 | $216,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,842 | $216,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,132 | $215,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,000 | $215,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,672 | $213,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 5,464 | $213,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,003 | $209,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,569 | $208,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,198 | $208,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 41,132 | $208,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,458 | $206,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 427 | $205,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,511 | $204,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 5,500 | $203,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 3,300 | $203,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,296 | $193,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 33,281 | $162,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,570 | $142,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 272 | $105,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 200,000 | $89,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,000 | $28,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 2,000 | $27,000 | thousands by filing date | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 20,000 | $19,000 | thousands by filing date | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2,230 | $16,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $14,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,500 | $8,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,000 | $7,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 3,000 | $5,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001667134-21-000004 | this filing | 2021-11-12 | acceptance time not in the bulk data set |