13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-01, with 516 holding rows worth $1,087,524,073.
- Accession
- 0001666789-23-000002
- Filer
- CIK 1666789
- Filed
- 2023-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 516 entries on the cover page, a total value of $1,087,524,073 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,087,524,073 with VALUE read as dollars as filed, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TILRAY INC | 88688T100 | COM CL 2 | 20,170 | $51,031 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 10,000 | $49,100 | dollars as filed | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,000 | $47,450 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,525 | $44,562 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 11,452 | $42,600 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 47,200 | $35,400 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 15,000 | $34,650 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,445 | $32,733 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 11,506 | $31,412 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,000 | $28,350 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 50,000 | $24,110 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 30,276 | $13,019 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $5,795 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 36,000 | $5,166 | dollars as filed | |
| IMAC HLDGS INC | 44967K104 | COM | 19,021 | $2,720 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,000 | $1,435 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666789-23-000002 | this filing | 2023-05-01 | acceptance time not in the bulk data set |