13F-HR filed by Kalos Management, Inc.
Kalos Management, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 199 holding rows worth $250,873,000.
- Accession
- 0001666788-19-000004
- Filer
- CIK 1666788
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 200 entries on the cover page, a total value of $250,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,873,000 with VALUE read as thousands by filing date, 13F file number 028-17377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 59,274 | $10,671,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 106,852 | $7,897,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 105,931 | $7,825,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,619 | $7,599,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 80,751 | $7,553,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 26,806 | $7,215,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 35,545 | $6,708,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 583,129 | $5,675,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 15,833 | $4,369,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 63,583 | $4,021,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 20,960 | $3,340,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 570,580 | $3,336,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 92,791 | $3,186,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 71,087 | $3,063,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 59,433 | $3,058,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,500 | $3,008,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,180 | $3,000,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 22,925 | $2,961,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 51,582 | $2,919,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 86,260 | $2,918,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 32,681 | $2,887,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 150,043 | $2,875,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 137,089 | $2,835,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 25,092 | $2,803,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 49,724 | $2,748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 37,622 | $2,674,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 42,705 | $2,455,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 165,715 | $2,426,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 40,133 | $2,290,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 125,357 | $2,185,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 264,822 | $2,170,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 60,373 | $2,116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 11,094 | $2,108,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,296 | $2,103,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 48,404 | $2,039,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 73,609 | $2,006,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 21,933 | $1,979,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 35,471 | $1,902,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 28,394 | $1,872,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 8,942 | $1,845,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,233 | $1,829,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 57,391 | $1,790,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 43,830 | $1,783,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 47,861 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,841 | $1,704,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 14,775 | $1,651,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 6,697 | $1,640,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,152 | $1,639,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 19,925 | $1,631,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 21,890 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 48,239 | $1,619,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 48,051 | $1,602,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 69,666 | $1,589,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,288 | $1,572,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,046 | $1,567,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 20,774 | $1,522,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35,787 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12,501 | $1,417,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,068 | $1,375,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,937 | $1,369,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 21,687 | $1,269,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 44,557 | $1,240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 44,815 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 21,727 | $1,205,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,533 | $1,192,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 26,862 | $1,166,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,111 | $1,161,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,764 | $1,141,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 58,370 | $1,136,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,441 | $1,135,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 18,319 | $1,133,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,083 | $1,128,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,041 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,898 | $1,117,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 69,945 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,620 | $1,082,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 188,650 | $1,079,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,987 | $1,065,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 611 | $1,059,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 39,939 | $1,046,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,913 | $1,036,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 19,085 | $1,018,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,438 | $971,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 256,645 | $948,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 36,862 | $902,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 7,574 | $895,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 11,724 | $888,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 22,840 | $873,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 59,406 | $858,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,033 | $850,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,959 | $824,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,487 | $801,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 39,394 | $790,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,656 | $783,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 8,245 | $775,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 12,116 | $772,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 20,992 | $761,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,453 | $758,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,138 | $733,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,736 | $732,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,626 | $730,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 17,769 | $718,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,185 | $714,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,587 | $713,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 18,750 | $680,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 73,235 | $666,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,057 | $645,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,966 | $645,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,777 | $643,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,920 | $628,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 28,007 | $626,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,506 | $612,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 42,891 | $607,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 50,138 | $595,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 14,486 | $581,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 10,219 | $560,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,599 | $558,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 455 | $553,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,758 | $543,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 2,405 | $538,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,396 | $538,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 8,927 | $510,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,988 | $509,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 15,035 | $509,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,385 | $492,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,579 | $490,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,057 | $486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,930 | $483,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,585 | $454,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15,429 | $446,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,348 | $433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,834 | $416,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,087 | $412,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,495 | $391,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,736 | $370,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,786 | $366,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,932 | $358,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,930 | $350,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,985 | $321,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,212 | $316,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,229 | $313,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,198 | $307,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,461 | $300,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,716 | $296,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,176 | $293,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 57,471 | $291,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,055 | $283,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,360 | $282,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 8,486 | $280,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,471 | $277,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,197 | $270,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,098 | $270,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,192 | $269,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,683 | $263,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,960 | $260,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,569 | $252,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,747 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,787 | $246,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 4,012 | $245,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 30,647 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,663 | $243,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,053 | $242,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,897 | $240,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,649 | $240,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,750 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,278 | $233,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,151 | $233,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,315 | $229,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,238 | $226,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,130 | $218,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,818 | $216,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,621 | $211,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,787 | $211,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 8,339 | $211,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,772 | $209,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,494 | $204,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,208 | $201,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $186,000 | thousands by filing date | |
| FS INVESTMENT CORP III COM | 30282X103 | Stock | 24,618 | $186,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,400 | $180,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 47,343 | $150,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,858 | $142,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 25,050 | $107,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 22,604 | $101,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 33,364 | $101,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 18,310 | $90,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,850 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,251 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,367 | $77,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,500 | $67,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,950 | $53,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,000 | $51,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 66,900 | $46,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,900 | $42,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,500 | $33,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,250 | $21,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,000 | $14,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 47,500 | $14,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 12,250 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666788-19-000004 | this filing | 2019-11-14 | acceptance time not in the bulk data set |