13F-HR filed by Kalos Management, Inc.
Kalos Management, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 163 holding rows worth $186,465,000.
- Accession
- 0001666788-18-000005
- Filer
- CIK 1666788
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 163 entries on the cover page, a total value of $186,465,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,465,000 with VALUE read as thousands by filing date, 13F file number 028-17377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 61,745 | $10,939,000 | thousands by filing date | |
| INVESCO QQQ TR | 4609E0000 | ETF | 39,960 | $7,410,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 34,668 | $6,993,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,423 | $6,966,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 38,928 | $6,498,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 77,043 | $6,000,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 23,935 | $5,860,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 37,610 | $4,039,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 82,722 | $3,913,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 516,093 | $3,749,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,819 | $3,423,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,821 | $3,303,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 20,865 | $3,164,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 54,456 | $3,098,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 462,231 | $2,992,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 40,658 | $2,969,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,101 | $2,895,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 47,534 | $2,884,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 133,152 | $2,693,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,702 | $2,550,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 76,134 | $2,535,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 23,450 | $2,510,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 48,674 | $2,364,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22,142 | $2,249,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 12,519 | $2,213,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 96,341 | $1,916,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,749 | $1,891,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,627 | $1,860,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 54,816 | $1,789,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 57,493 | $1,699,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 96,540 | $1,682,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 28,763 | $1,593,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,354 | $1,526,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 34,983 | $1,505,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 79,772 | $1,497,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,690 | $1,460,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,224 | $1,383,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 32,885 | $1,345,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 7,295 | $1,277,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 23,256 | $1,256,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 14,209 | $1,208,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 45,397 | $1,204,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 30,808 | $1,186,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 573 | $1,122,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 43,130 | $1,078,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 23,408 | $1,048,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,345 | $1,044,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,829 | $982,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,948 | $973,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 102,559 | $970,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 145,676 | $969,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,665 | $944,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 62,760 | $921,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 11,902 | $915,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 9,054 | $910,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,155 | $897,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 13,897 | $896,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,080 | $892,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,497 | $837,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,363 | $833,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,317 | $788,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 30,214 | $783,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 13,792 | $776,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,263 | $773,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,631 | $769,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 15,821 | $765,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 11,206 | $760,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,316 | $759,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 27,009 | $740,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 31,209 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,323 | $703,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,357 | $668,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,364 | $650,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 546 | $640,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 22,361 | $635,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 8,027 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,482 | $626,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 20,237 | $606,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,719 | $560,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 11,480 | $560,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 14,558 | $556,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 46,503 | $543,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,938 | $540,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,055 | $540,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 13,673 | $527,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 15,912 | $509,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,061 | $506,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 18,721 | $500,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,995 | $497,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 15,244 | $494,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 13,363 | $493,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,333 | $492,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,399 | $487,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 19,412 | $460,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 30,254 | $458,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,680 | $449,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,111 | $446,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,300 | $439,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,450 | $438,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,971 | $435,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,021 | $432,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,896 | $430,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,982 | $422,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,493 | $417,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,607 | $412,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,893 | $407,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,483 | $404,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,212 | $403,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13,401 | $396,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,250 | $392,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 39,543 | $384,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,802 | $378,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,080 | $361,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 9,645 | $357,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,828 | $336,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 12,224 | $327,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 69,900 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,423 | $300,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,290 | $297,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,387 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,340 | $288,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 7,233 | $285,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 43,730 | $284,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,788 | $267,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 46,750 | $261,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,589 | $254,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,304 | $251,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,103 | $243,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,148 | $241,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,500 | $241,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,749 | $239,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,183 | $238,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 627 | $233,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,759 | $224,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,036 | $221,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,798 | $219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 182 | $214,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 759 | $212,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,340 | $207,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,983 | $202,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,835 | $200,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,146 | $196,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,310 | $180,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,700 | $176,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,400 | $175,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $165,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,638 | $164,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,500 | $144,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 17,175 | $142,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,801 | $140,000 | thousands by filing date | |
| FS GLOBAL CR OPPORTUNITIE FDA | 30291b100 | LP | 17,726 | $140,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 19,570 | $138,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,750 | $126,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,600 | $120,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,450 | $115,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 12,422 | $112,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,367 | $65,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 14,242 | $59,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,500 | $48,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,650 | $46,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,535 | $25,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 16,250 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,872 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666788-18-000005 | this filing | 2018-11-14 | acceptance time not in the bulk data set |