13F-HR filed by Kalos Management, Inc.
Kalos Management, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 126 holding rows worth $169,151,000.
- Accession
- 0001666788-18-000002
- Filer
- CIK 1666788
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 126 entries on the cover page, a total value of $169,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,151,000 with VALUE read as thousands by filing date, 13F file number 028-17377. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROADCOM LTD | Y09827109 | SHS | 24,748 | $5,833,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,764 | $4,939,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 19,887 | $4,815,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 92,174 | $4,790,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 31,239 | $4,712,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 19,509 | $4,709,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 21,010 | $4,587,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 80,278 | $4,584,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 611,652 | $4,266,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 44,113 | $4,238,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,404 | $3,555,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 69,363 | $3,417,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 29,831 | $3,414,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 49,791 | $3,286,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,595 | $3,155,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 410,521 | $3,155,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 55,689 | $3,124,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 496,181 | $3,096,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 28,229 | $3,059,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 57,542 | $2,975,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 49,535 | $2,816,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 57,800 | $2,753,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 53,350 | $2,686,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 81,319 | $2,643,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 51,874 | $2,604,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 47,343 | $2,576,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 38,777 | $2,526,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 24,257 | $2,519,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22,501 | $2,452,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,379 | $2,229,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 84,382 | $2,181,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 39,072 | $2,029,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 60,623 | $1,910,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100,700 | $1,856,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,276 | $1,844,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 30,148 | $1,745,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 12,097 | $1,683,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 21,304 | $1,598,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35,900 | $1,588,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,783 | $1,485,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 92,374 | $1,484,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 26,643 | $1,398,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 64,953 | $1,245,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 64,496 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,103 | $1,056,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,833 | $1,043,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32,378 | $997,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 12,900 | $966,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 21,034 | $939,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 33,675 | $937,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 16,053 | $932,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,341 | $891,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,494 | $876,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 12,808 | $860,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 89,151 | $860,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,281 | $849,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,541 | $835,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 109,460 | $810,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 18,584 | $797,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 24,542 | $793,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,841 | $786,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 12,624 | $770,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 17,072 | $748,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,565 | $748,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,424 | $743,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,470 | $737,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 13,801 | $728,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,567 | $719,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 11,429 | $713,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 87,305 | $694,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15,331 | $688,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 11,910 | $664,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,634 | $663,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 24,662 | $619,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,280 | $613,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,252 | $606,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,116 | $590,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 13,871 | $590,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,869 | $588,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 15,087 | $583,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 16,794 | $573,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 21,959 | $556,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,320 | $510,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 20,171 | $509,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 18,177 | $503,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,846 | $497,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 15,762 | $495,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,424 | $494,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,025 | $486,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 33,411 | $459,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13,650 | $444,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 17,345 | $439,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 44,670 | $422,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,850 | $416,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,853 | $407,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,802 | $400,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,579 | $399,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 40,881 | $339,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 19,638 | $301,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,325 | $296,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 41,576 | $292,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 16,014 | $287,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 15,850 | $226,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,064 | $201,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,254 | $186,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $175,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 15,830 | $163,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,427 | $160,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 32,500 | $156,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 16,261 | $145,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,717 | $141,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 38,000 | $137,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,650 | $125,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 34,706 | $120,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 18,412 | $114,000 | thousands by filing date | |
| FS GLOBAL CR OPPORTUNITIE FDA | 30291b100 | LP | 14,902 | $111,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,739 | $109,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 12,072 | $108,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,341 | $101,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,847 | $90,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 15,000 | $82,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,500 | $57,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,077 | $47,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,551 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,872 | $24,000 | thousands by filing date | |
| GROWLIFE INC COM | 39985X104 | Stock | 216,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666788-18-000002 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001666788-18-000003 | base | 2018-05-14 | acceptance time not in the bulk data set |