13F-HR filed by Kalos Management, Inc.
Kalos Management, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 137 holding rows worth $117,333,000.
- Accession
- 0001666788-16-000004
- Filer
- CIK 1666788
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 137 entries on the cover page, a total value of $117,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,333,000 with VALUE read as thousands by filing date, 13F file number 028-17377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 23,397 | $4,649,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 18,529 | $3,197,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 47,530 | $3,083,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 44,338 | $2,968,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 34,948 | $2,520,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 55,454 | $2,455,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,417 | $2,404,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 87,637 | $2,404,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,234 | $2,261,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,087 | $2,137,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 70,001 | $2,128,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 16,107 | $2,064,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 53,024 | $2,030,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 16,383 | $1,993,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 52,804 | $1,865,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,271 | $1,864,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 38,924 | $1,805,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 26,203 | $1,800,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 25,684 | $1,729,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 42,494 | $1,724,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 36,524 | $1,665,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 95,309 | $1,597,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 40,962 | $1,541,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 65,317 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 29,775 | $1,510,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,499 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9,839 | $1,478,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 11,690 | $1,459,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,153 | $1,455,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,175 | $1,410,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 36,981 | $1,383,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,320 | $1,373,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,595 | $1,327,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 28,015 | $1,292,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16,006 | $1,291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 29,064 | $1,254,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 74,510 | $1,222,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 10,599 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,098 | $1,066,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,409 | $1,064,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 39,975 | $1,064,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,097 | $1,063,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 9,678 | $1,038,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,271 | $1,010,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,116 | $924,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,346 | $874,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15,100 | $867,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,802 | $845,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,324 | $811,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 37,259 | $806,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,681 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 25,971 | $797,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,166 | $729,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,601 | $692,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 7,754 | $663,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 17,158 | $633,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 21,211 | $624,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 24,584 | $613,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,723 | $608,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,106 | $608,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 73,931 | $600,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,276 | $592,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,254 | $583,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,210 | $582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 38,417 | $580,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 36,681 | $576,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,786 | $554,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 30,375 | $553,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,952 | $549,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 14,256 | $531,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 23,756 | $523,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,630 | $519,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,180 | $511,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,542 | $497,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,269 | $486,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 18,912 | $474,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 28,935 | $472,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,952 | $461,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 21,765 | $455,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,219 | $452,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 41,552 | $451,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 15,191 | $442,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 16,625 | $416,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,995 | $415,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,715 | $412,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,666 | $398,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 11,318 | $395,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 13,706 | $389,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,736 | $375,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,645 | $375,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 23,683 | $375,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,239 | $370,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,131 | $366,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,071 | $365,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,751 | $346,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 12,344 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,856 | $346,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 7,177 | $338,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,509 | $337,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,269 | $325,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,747 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,600 | $314,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,524 | $312,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 35,284 | $312,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,581 | $311,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,319 | $304,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 377 | $303,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,129 | $302,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 31,747 | $301,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,037 | $298,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,143 | $298,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,456 | $292,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,956 | $292,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,896 | $291,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,112 | $289,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,859 | $284,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,850 | $282,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 29,259 | $268,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,695 | $251,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,877 | $244,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 311 | $242,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,500 | $223,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,247 | $221,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,773 | $218,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,010 | $216,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,671 | $214,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,432 | $204,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,535 | $202,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 16,993 | $181,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,034 | $171,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 11,814 | $156,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,940 | $136,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 16,408 | $134,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,153 | $48,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,171 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,572 | $20,000 | thousands by filing date | |
| Provision Holding, Inc. Com | 744121104 | COM | 14,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666788-16-000004 | this filing | 2016-11-15 | acceptance time not in the bulk data set |