13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-13, with 4,790 holding rows worth $94,004,697,745.
- Accession
- 0001666741-26-000002
- Filer
- CIK 1666741
- Filed
- 2026-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 4,790 entries on the cover page, a total value of $94,004,697,745 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,004,697,745 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 29,926 | $83,494 | dollars as filed | |
| INTELLINETICS INC | 45825X204 | COM | 11,203 | $83,462 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 34,269 | $83,272 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 14,123 | $82,196 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 86,000 | $81,855 | dollars as filed | |
| RAYTECH HLDG LTD | G7385S119 | SHS NEW | 23,678 | $81,689 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,982 | $81,517 | dollars as filed | |
| BLAIZE HLDGS INC | 092915107 | COM | 44,284 | $80,597 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,289 | $80,534 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 48,053 | $79,768 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 24,559 | $79,080 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 12,345 | $78,638 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 126,126 | $77,984 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,295 | $77,952 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 17,190 | $77,183 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 30,751 | $76,877 | dollars as filed | |
| ANGEL STUDIOS INC. CL A COM | 034948109 | Stock | 25,135 | $76,662 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 26,181 | $75,401 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,340 | $75,378 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 10,262 | $73,579 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 42,683 | $73,415 | dollars as filed | |
| FORWARD INDUSTRIES INC | 349932103 | COMMON STOCK | 16,348 | $72,422 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 44,156 | $72,416 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 28,382 | $71,806 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 15,845 | $70,986 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,639 | $70,182 | dollars as filed | |
| NEW ERA ENERGY DIGITAL INC | 64428N109 | COMMON STOCK | 17,200 | $69,832 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 10,213 | $69,551 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 14,041 | $69,081 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 29,003 | $68,737 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 23,832 | $68,636 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 73,887 | $68,301 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,000 | $68,276 | dollars as filed | put |
| SYNAPTICS INC | 87157DAJ8 | NOTE 0.750%12/0 | 66,000 | $68,178 | dollars as filed | |
| JAMES RIVER GROUP HOLDINGS I | 46990A102 | COMMON STOCK | 10,802 | $68,053 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 46,858 | $67,944 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 14,715 | $67,836 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 51,359 | $67,794 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 59,352 | $67,661 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 36,149 | $67,437 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 70,000 | $67,165 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,079 | $67,073 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 12,649 | $66,660 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 40,078 | $66,529 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 11,464 | $66,147 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 65,000 | $65,650 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 40,134 | $65,017 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 34,176 | $64,935 | dollars as filed | |
| GAMESTOP CORP NEW | 36467W117 | *W EXP 10/30/202 | 16,748 | $64,649 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,383 | $64,551 | dollars as filed | |
| ATAIBECKLEY INC | 04650F101 | COM SHS | 18,164 | $64,301 | dollars as filed | |
| WEBULL CORP | G9572D103 | ORD SHS | 13,330 | $63,984 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,333 | $63,732 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 42,123 | $63,185 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 14,353 | $61,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,646 | $59,760 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,256 | $59,076 | dollars as filed | |
| RICHTECH ROBOTICS INC | 765504105 | CL B | 28,138 | $58,808 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,900 | $58,736 | dollars as filed | put |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,338 | $58,490 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,711 | $58,372 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,800 | $58,350 | dollars as filed | put |
| LEGALZOOM COM INC | 52466B103 | COM | 10,186 | $57,755 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 64,000 | $56,858 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,580 | $56,570 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 10,004 | $55,522 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 12,933 | $55,353 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 14,264 | $55,059 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 58,927 | $54,932 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W501 | COM NEW | 45,000 | $54,900 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 21,598 | $54,211 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 57,000 | $54,036 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 12564W227 | COM NEW | 87,765 | $53,923 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 31,685 | $53,548 | dollars as filed | |
| VENTURE GLOBAL INC | 92333F101 | COM CL A | 27,000 | $52,634 | dollars as filed | put |
| HCA Healthcare Inc | 40412C101 | COM | 18,100 | $52,490 | dollars as filed | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 18,487 | $51,394 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,025 | $51,332 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 38,870 | $50,920 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 25,000 | $50,750 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 15,353 | $50,664 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 66,000 | $49,566 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 42,000 | $48,443 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 69,875 | $48,381 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,762 | $48,321 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 10,225 | $47,955 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 31,000 | $46,879 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 5,000 | $46,000 | dollars as filed | call |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 17,800 | $45,568 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 900 | $45,108 | dollars as filed | put |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 13,217 | $44,804 | dollars as filed | |
| GERON CORP | 374163103 | COM | 29,767 | $44,353 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 10,664 | $43,083 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,800 | $43,075 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 24,083 | $42,386 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,949 | $41,941 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 17,512 | $41,679 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,000 | $41,330 | dollars as filed | call |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 13,126 | $40,691 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,722 | $40,558 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 10,325 | $40,268 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,748 | $40,263 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 17,616 | $39,988 | dollars as filed | |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 9,025 | $39,891 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 27,260 | $39,800 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,220 | $39,674 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 14,841 | $39,625 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 11,298 | $39,430 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 67,441 | $39,298 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 15,674 | $38,715 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,700 | $38,577 | dollars as filed | call |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 19,041 | $38,463 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,200 | $38,428 | dollars as filed | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,000 | $37,740 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 19,555 | $37,155 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 16,413 | $37,093 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 15,585 | $35,690 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 14,016 | $35,040 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 57,307 | $34,768 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,368 | $34,630 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,400 | $34,601 | dollars as filed | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 19,325 | $34,205 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,200 | $33,630 | dollars as filed | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,509 | $32,692 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,100 | $32,549 | dollars as filed | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,378 | $31,974 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 41,150 | $31,253 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 21,360 | $30,972 | dollars as filed | |
| XTI AEROSPACE INC | 98423K405 | COM NEW | 14,580 | $30,181 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 12,730 | $29,534 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,100 | $29,004 | dollars as filed | call |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 11,127 | $28,708 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,722 | $28,427 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 14,781 | $28,084 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 20,846 | $26,891 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,200 | $26,620 | dollars as filed | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,796 | $26,488 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,576 | $26,440 | dollars as filed | |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 27,000 | $26,420 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 62,000 | $26,052 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 40,213 | $25,785 | dollars as filed | |
| VERTICAL AEROSPACE LTD SHS NEW | G9471C206 | Stock | 11,397 | $25,187 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,000 | $25,020 | dollars as filed | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21,100 | $24,939 | dollars as filed | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 14,466 | $24,448 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 24,207 | $23,858 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 21,000 | $23,730 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,170 | $23,391 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 17,402 | $23,319 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 700 | $23,205 | dollars as filed | put |
| PACIRA BIOSCIENCES INC | 695127AJ9 | NOTE 2.125% 5/1 | 24,000 | $23,117 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 23,000 | $21,563 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 18,990 | $21,269 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 19,000 | $20,938 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 11,500 | $20,930 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 25,140 | $20,866 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 21,666 | $20,493 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,217 | $20,025 | dollars as filed | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 15,350 | $19,802 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,633 | $19,707 | dollars as filed | |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 20,000 | $19,270 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $18,909 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 10,506 | $18,386 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 18,000 | $18,180 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,001 | $18,102 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 600 | $17,685 | dollars as filed | call |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 14,704 | $17,498 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,298 | $17,158 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 14,300 | $17,016 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 17,000 | $16,963 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 13,000 | $16,900 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 400 | $16,840 | dollars as filed | put |
| LANTERN PHARMA INC | 51654W101 | COM | 12,228 | $16,752 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 17,000 | $16,524 | dollars as filed | |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 16,000 | $16,304 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 25,153 | $15,909 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,000 | $15,640 | dollars as filed | put |
| INTRUSION INC | 46121E304 | COM | 18,087 | $14,842 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $14,180 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,318 | $13,929 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 10,045 | $12,958 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 11,008 | $12,659 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 12,000 | $12,443 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 16,456 | $12,199 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 20,437 | $11,586 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 600 | $11,515 | dollars as filed | put |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 12,000 | $11,356 | dollars as filed | |
| BUZZFEED INC | 12430A300 | CL A NEW | 18,595 | $11,317 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,991 | $11,194 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 16,599 | $10,854 | dollars as filed | |
| BED BATH & BEYOND INC WT EXP 100726 | 075896159 | Stock | 19,008 | $10,673 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,300 | $10,560 | dollars as filed | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 23,883 | $10,313 | dollars as filed | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 3,800 | $10,146 | dollars as filed | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 30,749 | $10,101 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 61,000 | $9,850 | dollars as filed | call |
| XCELENERGY INC | 98389B100 | COM | 3,400 | $9,690 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $9,631 | dollars as filed | |
| GENIUS GROUP LTD | Y3005A117 | SHS NEW | 29,500 | $9,599 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 12,790 | $8,973 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,200 | $8,493 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,611 | $8,236 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $8,200 | dollars as filed | put |
| VOLITIONRX LTD | 928661107 | COM | 40,550 | $8,191 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 10,103 | $7,779 | dollars as filed | |
| CLEANCORE SOLUTIONS INC | 184492106 | CLASS B COM SHS | 20,645 | $7,356 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 35,100 | $6,732 | dollars as filed | put |
| Broadcom Inc. | 11135F101 | COM | 600 | $6,622 | dollars as filed | call |
| CLOUDASTRUCTURE INC | 18912E207 | COM CL A | 10,817 | $6,580 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,200 | $6,270 | dollars as filed | put |
| NEXTNRG INC | 652941105 | COM | 15,500 | $6,200 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 11,025 | $6,091 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2,000 | $6,040 | dollars as filed | call |
| SUPER MICRO COMPUTER INC | 86800U302 | COM NEW | 2,000 | $6,000 | dollars as filed | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $5,960 | dollars as filed | call |
| General Electric Company | 369604301 | COM | 400 | $5,780 | dollars as filed | put |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 1,500 | $5,495 | dollars as filed | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 200 | $5,100 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 500 | $5,035 | dollars as filed | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 17,150 | $4,939 | dollars as filed | |
| GABELLI EQUITY TR INC | 362397226 | rt | 690,580 | $4,834 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 400 | $4,660 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 100 | $4,560 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 300 | $4,548 | dollars as filed | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $4,225 | dollars as filed | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $3,295 | dollars as filed | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,500 | $3,239 | dollars as filed | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 100 | $3,230 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $2,880 | dollars as filed | call |
| Boston Scientific Corporation | 101137107 | COM | 8,500 | $2,550 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,000 | $2,550 | dollars as filed | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $2,490 | dollars as filed | call |
| NIKE,Inc. Class B | 654106103 | COM | 4,500 | $2,475 | dollars as filed | call |
| ARISTA NETWORKS INC | 040413205 | COM | 200 | $2,452 | dollars as filed | call |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 100 | $2,407 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 300 | $2,400 | dollars as filed | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 500 | $2,400 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 600 | $2,280 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 500 | $1,980 | dollars as filed | call |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 1,300 | $1,928 | dollars as filed | call |
| BROADWIND INC | 11161T207 | CMN | 25,000 | $1,700 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $1,670 | dollars as filed | call |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 2,500 | $1,670 | dollars as filed | call |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 32,500 | $1,625 | dollars as filed | call |
| ROCKET COS INC | 77311W101 | COM CL A | 1,000 | $1,600 | dollars as filed | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 200 | $1,500 | dollars as filed | put |
| ZSCALERINC | 98980G102 | STOK | 200 | $1,470 | dollars as filed | call |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 1,200 | $1,458 | dollars as filed | put |
| D-WAVE QUANTUM INC | 26740W109 | COM | 1,500 | $1,410 | dollars as filed | call |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000 | $1,395 | dollars as filed | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 300 | $1,280 | dollars as filed | put |
| TERAWULF INC | 88080T104 | COM | 700 | $1,267 | dollars as filed | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,000 | $1,260 | dollars as filed | call |
| SUNRUN INC | 86771W105 | COM | 1,000 | $1,220 | dollars as filed | call |
| BLOOM ENERGY CORP | 093712107 | COM | 100 | $1,200 | dollars as filed | call |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 500 | $1,165 | dollars as filed | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,000 | $1,150 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 1,500 | $1,110 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $1,060 | dollars as filed | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 200 | $1,033 | dollars as filed | call |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $825 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 500 | $630 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $607 | dollars as filed | |
| USA RARE EARTH INC COM | 91733P107 | Stock | 500 | $600 | dollars as filed | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $581 | dollars as filed | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,000 | $570 | dollars as filed | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100 | $560 | dollars as filed | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 500 | $525 | dollars as filed | put |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 500 | $505 | dollars as filed | call |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 300 | $402 | dollars as filed | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 400 | $400 | dollars as filed | put |
| USA RARE EARTH INC COM | 91733P107 | Stock | 1,100 | $399 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 500 | $395 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 100 | $390 | dollars as filed | put |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $360 | dollars as filed | call |
| ZSCALERINC | 98980G102 | STOK | 100 | $319 | dollars as filed | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $315 | dollars as filed | put |
| QUANTUM COMPUTING INC | 74766W108 | COM | 2,000 | $300 | dollars as filed | call |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 1,000 | $280 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 100 | $266 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 400 | $264 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,717 | $213 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D112 | rt | 23,415 | $187 | dollars as filed | |
| NEUBERGER HIGH YIELD-RT | 64128C130 | WT | 22,707 | $182 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,200 | $136 | dollars as filed | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 300 | $90 | dollars as filed | put |
| VANGUARD STAR FDS | 921909768 | COM | 200 | $86 | dollars as filed | put |
| GEMINI SPACE STA INC | 36866J105 | CL A COM | 1,000 | $50 | dollars as filed | call |
| United States Oil Fund LP | 91232N207 | COM | 100 | $24 | dollars as filed | put |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 100 | $16 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666741-26-000002 | this filing | 2026-05-13 | acceptance time not in the bulk data set |