13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-02-17, with 4,685 holding rows worth $91,495,772,866.
- Accession
- 0001666741-26-000001
- Filer
- CIK 1666741
- Filed
- 2026-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 4,685 entries on the cover page, a total value of $91,495,772,866 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,495,772,866 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 12,272 | $51,664 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 59,155 | $51,465 | dollars as filed | |
| GAMESTOP CORP NEW | 36467W117 | *W EXP 10/30/202 | 16,986 | $51,128 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 12,714 | $51,108 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 40,078 | $50,498 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $50,400 | dollars as filed | call |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 10,050 | $50,150 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 18,896 | $48,752 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 500 | $47,945 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,100 | $47,703 | dollars as filed | put |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 10,966 | $46,715 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,900 | $46,494 | dollars as filed | put |
| INTEGRA RES CORP | 45826T509 | COM | 11,567 | $46,392 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 11,008 | $46,380 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 17,800 | $45,746 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 16,235 | $45,458 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,950 | $45,224 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,700 | $45,179 | dollars as filed | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,398 | $45,127 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 39,531 | $45,066 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W501 | COM NEW | 42,500 | $44,625 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 41,000 | $44,046 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,389 | $43,278 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,042 | $42,313 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 20,722 | $41,858 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 17,423 | $41,294 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 18,990 | $41,208 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 14,224 | $41,107 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 30,082 | $40,911 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 17,180 | $40,545 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,949 | $40,269 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 12,814 | $40,236 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 26,584 | $40,142 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 40,000 | $39,800 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 23,660 | $39,749 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 26,800 | $39,491 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 11,228 | $38,400 | dollars as filed | |
| BLAIZE HLDGS INC | 092915107 | COM | 19,659 | $38,335 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 12,500 | $38,000 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 12,228 | $37,051 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 21,279 | $36,174 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 62,000 | $35,724 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 10,217 | $35,657 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 11,127 | $34,716 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 20,246 | $34,215 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 40,496 | $33,535 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,889 | $33,440 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,088 | $32,981 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 11,322 | $32,494 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 39,572 | $32,449 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 19,041 | $32,370 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,368 | $31,539 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 16,948 | $31,523 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 16,208 | $31,444 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 27,260 | $31,349 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 10,060 | $31,085 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 73,300 | $30,786 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,001 | $27,712 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,219 | $27,694 | dollars as filed | |
| PROKIDNEY CORP | 74291D104 | CMN | 12,288 | $27,525 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 28,373 | $26,129 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,958 | $26,115 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 10,000 | $25,700 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,781 | $25,092 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 10,512 | $24,703 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 11,500 | $24,668 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,200 | $23,958 | dollars as filed | call |
| NEXTNRG INC | 652941105 | COM | 15,500 | $22,475 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 23,000 | $22,103 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 25,653 | $21,885 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,758 | $21,516 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 18,675 | $21,255 | dollars as filed | |
| INTRUSION INC | 46121E304 | COM | 18,087 | $20,800 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 15,259 | $20,753 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,000 | $20,200 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,218 | $19,618 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 19,000 | $19,570 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,000 | $19,520 | dollars as filed | call |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 17,000 | $18,573 | dollars as filed | |
| BUZZFEED INC | 12430A300 | CL A NEW | 19,925 | $18,532 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,997 | $18,196 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,000 | $17,944 | dollars as filed | put |
| IONQ INC COM | 46222L108 | Stock | 3,000 | $17,550 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 61,000 | $17,150 | dollars as filed | call |
| Home Depot, Inc | 437076102 | COM | 700 | $17,045 | dollars as filed | put |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 17,000 | $16,929 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 17,500 | $16,625 | dollars as filed | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,188 | $16,316 | dollars as filed | |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 16,000 | $15,800 | dollars as filed | |
| GENIUS GROUP LTD | Y3005A117 | SHS NEW | 27,500 | $15,799 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 12,500 | $15,632 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 16,156 | $15,025 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $14,993 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,500 | $14,790 | dollars as filed | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,800 | $14,710 | dollars as filed | put |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 12,364 | $14,342 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 5,200 | $14,248 | dollars as filed | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,900 | $14,210 | dollars as filed | put |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,207 | $13,984 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 20,385 | $13,597 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,018 | $13,524 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $13,516 | dollars as filed | call |
| BED BATH & BEYOND INC WT EXP 100726 | 075896159 | Stock | 20,001 | $13,200 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 12,000 | $12,930 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 17,099 | $12,825 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 3,400 | $12,546 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 2,100 | $11,947 | dollars as filed | put |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 15,775 | $11,904 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 10,000 | $11,600 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,200 | $11,440 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,800 | $11,400 | dollars as filed | put |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 12,000 | $11,160 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 2,500 | $11,010 | dollars as filed | call |
| Vanguard Growth | 922908736 | COM | 800 | $10,960 | dollars as filed | call |
| NATERA INC COM | 632307104 | Stock | 1,500 | $10,350 | dollars as filed | put |
| STRIVE INC | 862945102 | CL A COM | 13,900 | $10,259 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 200 | $10,000 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $9,579 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 11,000 | $9,241 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,100 | $9,200 | dollars as filed | call |
| CLOUDASTRUCTURE INC | 18912E207 | COM CL A | 10,817 | $8,710 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 23,800 | $6,641 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,200 | $6,462 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421MAE6 | NOTE 3.750% 3/1 | 20,000 | $5,850 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $5,725 | dollars as filed | call |
| CAMECO CORP COM | 13321L108 | Stock | 2,200 | $5,390 | dollars as filed | put |
| CLEANCORE SOLUTIONS INC | 184492106 | CLASS B COM SHS | 20,645 | $5,368 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $5,280 | dollars as filed | call |
| VOLITIONRX LTD | 928661107 | COM | 20,550 | $5,253 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 500 | $4,695 | dollars as filed | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 17,150 | $4,682 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 400 | $4,600 | dollars as filed | put |
| GE Vernova Inc. | 36828A101 | COM | 100 | $4,450 | dollars as filed | call |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 200 | $4,296 | dollars as filed | call |
| General Electric Company | 369604301 | COM | 400 | $4,220 | dollars as filed | put |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 18,006 | $4,050 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $3,216 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $2,420 | dollars as filed | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,000 | $2,340 | dollars as filed | call |
| D-WAVE QUANTUM INC | 26740W109 | COM | 1,100 | $2,102 | dollars as filed | call |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 1,200 | $2,024 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 300 | $1,800 | dollars as filed | put |
| BROADWIND INC | 11161T207 | CMN | 10,000 | $1,800 | dollars as filed | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,500 | $1,500 | dollars as filed | call |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 200 | $1,440 | dollars as filed | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,000 | $1,400 | dollars as filed | call |
| VISTRA CORP COM | 92840M102 | Stock | 200 | $1,240 | dollars as filed | call |
| PROFUSA INC | 74319X108 | COM | 11,750 | $1,231 | dollars as filed | |
| Boeing Company | 097023105 | COM | 300 | $1,104 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 500 | $1,104 | dollars as filed | call |
| SUNRUN INC | 86771W105 | COM | 600 | $1,104 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 100 | $1,029 | dollars as filed | put |
| ROCKET COS INC | 77311W101 | COM CL A | 800 | $944 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 500 | $870 | dollars as filed | put |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 500 | $860 | dollars as filed | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,500 | $810 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $700 | dollars as filed | call |
| IRENLTDF | Q4982L109 | STOK | 600 | $540 | dollars as filed | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,000 | $500 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 500 | $490 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $467 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $380 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 10,717 | $322 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 200 | $250 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,000 | $210 | dollars as filed | put |
| CARVANA CO CL A | 146869102 | Stock | 300 | $180 | dollars as filed | put |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100 | $170 | dollars as filed | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $168 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 300 | $159 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $132 | dollars as filed | put |
| VANGUARD STAR FDS | 921909768 | COM | 200 | $110 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 1,000 | $100 | dollars as filed | call |
| NEOS ETF TRUST | 78433H675 | NASDAQ 100 HIGH | 500 | $100 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 100 | $92 | dollars as filed | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $75 | dollars as filed | put |
| iShares Gold Trust | 464285204 | COM | 100 | $55 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,700 | $54 | dollars as filed | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $54 | dollars as filed | put |
| TILRAY BRANDS INC | 88688T209 | COM | 3,500 | $50 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $36 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 1,200 | $12 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $10 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 300 | $6 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $2 | dollars as filed | put |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $1 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666741-26-000001 | this filing | 2026-02-17 | acceptance time not in the bulk data set |