13F-HR filed by RPG Investment Advisory, LLC
RPG Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-06, with 359 holding rows worth $356,418,000.
- Accession
- 0001666664-18-000003
- Filer
- CIK 1666664
- Filed
- 2018-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 360 entries on the cover page, a total value of $356,418,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $356,418,000 with VALUE read as thousands by filing date, 13F file number 028-17376. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chevron Corporation | 166764100 | COM | 115,246 | $14,704,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 26,406 | $10,201,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 105,173 | $8,711,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 179,594 | $7,996,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 81,523 | $7,742,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 116,661 | $7,365,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 120,465 | $7,311,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 208,158 | $7,128,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 276,564 | $6,999,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 47,063 | $6,934,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 238,151 | $6,836,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 270,534 | $6,691,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 265,189 | $6,532,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 77,602 | $6,425,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 70,729 | $6,416,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 57,095 | $6,079,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 57,210 | $5,974,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 184,810 | $5,930,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 141,767 | $5,836,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 78,578 | $5,599,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 245,695 | $5,486,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 180,093 | $5,357,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 85,171 | $5,065,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 65,098 | $4,946,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 80,765 | $4,916,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 200,876 | $4,911,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,062,728 | $4,911,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 211,163 | $4,898,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 75,591 | $4,872,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 286,833 | $4,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 152,173 | $4,512,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 181,535 | $4,500,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 85,249 | $4,499,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 57,478 | $4,278,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 309,246 | $4,233,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 156,978 | $4,063,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 33,460 | $3,959,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 37,129 | $3,897,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 133,211 | $3,881,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 515,509 | $3,837,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 60,276 | $3,835,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 57,071 | $3,828,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 167,131 | $3,783,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 112,000 | $3,781,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 63,249 | $3,691,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 168,039 | $3,685,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 56,058 | $3,661,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 213,001 | $3,656,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 96,683 | $3,650,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 81,842 | $3,595,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 57,831 | $3,571,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 104,290 | $3,551,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 36,807 | $3,542,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 43,129 | $3,539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 183,070 | $3,496,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 55,431 | $3,261,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 82,526 | $3,202,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,526 | $3,081,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 237,444 | $2,803,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 375,203 | $2,683,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,325 | $2,641,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 66,690 | $2,545,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,431 | $2,465,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 121,774 | $2,447,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 108,687 | $2,274,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 63,318 | $2,271,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 36,400 | $2,229,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 83,523 | $2,138,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 89,418 | $2,126,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 57,410 | $2,020,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,531 | $1,913,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 158,526 | $1,856,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,125 | $1,723,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,527 | $1,634,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 69,040 | $1,582,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,582 | $1,327,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 111,570 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 27,018 | $790,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,637 | $770,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,810 | $724,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 34,831 | $651,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,611 | $531,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,292 | $473,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 437 | $460,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,913 | $442,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,353 | $418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 34,074 | $356,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,402 | $352,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 94,784 | $306,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,932 | $256,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,630 | $219,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 700 | $215,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,099 | $213,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,275 | $195,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,655 | $193,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 98 | $167,000 | thousands by filing date | |
| Western Alliance Bancorp Cd | 95763PBA8 | CD | 131 | $150,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 9,395 | $141,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,244 | $130,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,397 | $129,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,025 | $116,000 | thousands by filing date | |
| Investors Svgs Bank Nj Cd | 46176PHY4 | CD | 125 | $100,000 | thousands by filing date | principal |
| Jpmorgan Chase Bk | 48126XNB7 | CD | 100 | $100,000 | thousands by filing date | principal |
| Marlin Business Bk Salt Lake Cd | 57116ARG5 | CD | 100 | $100,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,875 | $99,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 680 | $85,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 300 | $84,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 926 | $79,000 | thousands by filing date | |
| Investors Svgs Bank Nj Cd | 46176PHP3 | CD | 20 | $75,000 | thousands by filing date | principal |
| Merchants Bk Ind Lynn Cd | 588493JL1 | CD | 1,400 | $75,000 | thousands by filing date | principal |
| Rbs Ctzns Na Providence Ri Cd | 75524KKP8 | CD | 75 | $75,000 | thousands by filing date | principal |
| Wells Fargo Bk | 94986T4U8 | CD CALLABLE | 75 | $74,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 437 | $63,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,900 | $58,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 400 | $56,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 270 | $50,000 | thousands by filing date | |
| Zions First National Bank Cd | 98878BKR8 | COM | 204 | $50,000 | thousands by filing date | principal |
| Discover Bk Cd | 254672P28 | CD | 80 | $50,000 | thousands by filing date | principal |
| Discover Bk Cd | 254673MF0 | COM | 12 | $50,000 | thousands by filing date | principal |
| Everbank Cd | 29976DV98 | CD | 50 | $50,000 | thousands by filing date | principal |
| First National Bk Omaha Cd | 332135HF2 | CD | 2,079 | $50,000 | thousands by filing date | principal |
| Goldman Sachs Bk Usa Ny Cd | 38148PXU6 | CD | 50 | $50,000 | thousands by filing date | principal |
| Morgan Stanley Bank Cd | 61747MK59 | CD | 54,915 | $50,000 | thousands by filing date | principal |
| Morgan Stanley Bank Cd | 61747MK75 | CD | 50 | $50,000 | thousands by filing date | principal |
| Morgan Stanley Pvt Bk Purchas Cd | 61760AJS9 | CD | 50 | $50,000 | thousands by filing date | principal |
| Umpqua Bank Roseburg Or Cd | 90421MCA9 | CD | 50 | $50,000 | thousands by filing date | principal |
| Citizens Bk Pa Philadelphia N Cd | 17417QFA6 | CD | 50 | $50,000 | thousands by filing date | principal |
| Wells Fargo Bank Na Cd Mthly | 949763NN2 | CD MTHLY | 50 | $50,000 | thousands by filing date | principal |
| Wells Fargo Bank Na Cd Mthly | 949763PL4 | CD MTHLY | 502 | $50,000 | thousands by filing date | principal |
| Capital One Na Cd | 14042REE7 | CD | 50 | $49,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 838 | $48,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 112 | $48,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 256 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 41,484 | $46,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 50 | $45,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 20,400 | $43,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 150 | $41,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 310 | $41,000 | thousands by filing date | |
| ICAHN ENTERPRISES L P / ICAHN | 451102BF3 | Fixed Income | 70 | $40,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 255 | $37,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 337 | $36,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 52,271 | $35,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 740 | $35,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 180 | $34,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 384 | $34,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,319 | $33,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 23,892 | $33,000 | thousands by filing date | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 660 | $33,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 180 | $32,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 621 | $32,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,457 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 265 | $31,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,535 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,000 | $31,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 450 | $30,000 | thousands by filing date | |
| TRANSOCEAN INC NOTE M/W CLBL | 893830AY5 | NOTE M/W CLBL | 530 | $30,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,600 | $29,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,980 | $28,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $28,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 742 | $28,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,271 | $28,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 29,356 | $27,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,875 | $27,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 225 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 310 | $26,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 250 | $25,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 138 | $25,000 | thousands by filing date | |
| PROSPECT CAPITA 5point875percent23 DUE 03 15 23 | 74348TAJ1 | cb | 25 | $25,000 | thousands by filing date | principal |
| Caterpillar Fin Serv Corp Senior Medium Term Note Clbl | 14912HTG5 | SENIOR MEDIUM TERM NOTE CLBL | 25 | $25,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 635 | $24,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 13 | $24,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,405 | $24,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 880 | $24,000 | thousands by filing date | |
| Ford Motor Credit Company Senior Medium Term Note Clbl | 34540TQJ4 | SENIOR MEDIUM TERM NOTE CLBL | 65 | $24,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 9,522 | $23,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 230 | $23,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 250 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,245 | $22,000 | thousands by filing date | |
| Cbl & Associates Lp Senior Note Callable M/W | 12505JAA1 | SENIOR NOTE CALLABLE M/W | 784 | $22,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,200 | $21,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 250 | $21,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,001 | $21,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 750 | $21,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 425 | $20,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $20,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 400 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,650 | $20,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,990 | $20,000 | thousands by filing date | |
| SLM CORP GLB | 78442FEQ7 | BOND | 20 | $20,000 | thousands by filing date | principal |
| Hertz Corp Senior Note Callable M/W | 428040CG2 | SENIOR NOTE CALLABLE M/W | 40 | $20,000 | thousands by filing date | principal |
| Avis Budget Car Rent Llc /Avi Senior Note Callable M/W | 053773AV9 | SENIOR NOTE CALLABLE M/W | 23,872 | $20,000 | thousands by filing date | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 100 | $19,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 290 | $19,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 542 | $18,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 70 | $18,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 13,158 | $18,000 | thousands by filing date | |
| Frontier Communications Corp Senior Note Callable M/W | 35906AAP3 | SENIOR NOTE CALLABLE M/W | 30 | $18,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 60 | $17,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,700 | $17,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 907 | $16,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 320 | $16,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 325 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,235 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,005 | $16,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,706 | $16,000 | thousands by filing date | |
| BRISTOW GROUP INC SR NT | 110394AE3 | Fixed Income | 39 | $16,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 100 | $15,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 500 | $15,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 875 | $15,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 28,900 | $15,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 200 | $15,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 812 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 3,220 | $15,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 575 | $15,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 955 | $14,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 459 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $13,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 250 | $13,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 400 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 450 | $13,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,980 | $13,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 216 | $13,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 50 | $13,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 200 | $13,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 75 | $13,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 16,650 | $13,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 49 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 95 | $12,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 100 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 290 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,500 | $12,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $12,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 371 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $11,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 250 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 17,625 | $11,000 | thousands by filing date | |
| QWEST CORP - CALLABLE | 74913G709 | Pref | 500 | $11,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 30 | $10,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 200 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 45 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 600 | $10,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 203 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 75 | $10,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 350 | $10,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 350 | $10,000 | thousands by filing date | |
| CHEMOURS CO SR GLBL NT 24 | 163851AB4 | Fixed Income | 400 | $10,000 | thousands by filing date | principal |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 75 | $10,000 | thousands by filing date | principal |
| RENT A CENTER INC SENIOR NOTE CALLABLE M/W | 76009NAH3 | SENIOR NOTE CALLABLE M/W | 10 | $10,000 | thousands by filing date | principal |
| Qep Resources Inc Senior Note Callable M/W | 74733VAB6 | SENIOR NOTE CALLABLE M/W | 10 | $10,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 57 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 225 | $9,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 40,821 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,375 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,600 | $9,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 50 | $9,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,677 | $8,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 89 | $8,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,353 | $8,000 | thousands by filing date | |
| RH | 74967X103 | COM | 60 | $8,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 100 | $8,000 | thousands by filing date | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 8 | $8,000 | thousands by filing date | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 123 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 65 | $7,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1 | $7,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2 | $7,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 66 | $7,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 141 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $7,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 55 | $7,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 2,391 | $7,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909AF5 | Fixed Income | 7 | $7,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 60 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,210 | $6,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 35 | $6,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 33 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 61 | $6,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 40 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 150 | $6,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 308 | $6,000 | thousands by filing date | |
| Liquefied Natural Gas Ltd Com | Q5570T107 | COM | 175 | $6,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,231 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 70 | $5,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 115 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10 | $5,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 35 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 503 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 37 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 120 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 34 | $5,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 500 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 364 | $5,000 | thousands by filing date | |
| US TREASURY NB | 912828PC8 | COM | 5 | $5,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 20 | $4,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 225 | $4,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 23 | $4,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 25 | $4,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 400 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 34 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 20 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 150 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 25,431 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 230 | $3,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 21 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,691 | $3,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60 | $3,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 40 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 35 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,865 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 35 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 70 | $3,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 1,000 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 5,397 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 125 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 200 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 55 | $3,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 400 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 30 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 19,450 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 60 | $2,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 40 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 100 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 55 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 100 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 175 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 348 | $2,000 | thousands by filing date | |
| US TREASURY | 912828kq2 | FIXED | 44,488 | $2,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 8 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 270 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 15 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 26 | $1,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 255 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 30 | $1,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 41 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 51 | $1,000 | thousands by filing date | |
| Walgreen Co Senior Note M/W | 931422AE9 | COM CL B | 875 | $1,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOIP-PAL COM INC | 92862Y109 | Ordinary Shares | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Green Energy Res Inc Comm | 39303P106 | COM | 2,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666664-18-000003 | this filing | 2018-08-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-18-000909 | base | 2018-11-26 | acceptance time not in the bulk data set |