13F-HR filed by Sugarloaf Wealth Management, LLC
Sugarloaf Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 736 holding rows worth $274,278,000.
- Accession
- 0001664864-20-000008
- Filer
- CIK 1664864
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 738 entries on the cover page, a total value of $274,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $274,278,000 with VALUE read as thousands by filing date, 13F file number 028-19707. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 77 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 249 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 22 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 292 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376100 | COM | 40 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 302 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 654 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 59 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 35 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA INC COM | 23918K108 | Stock | 54 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 32 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 82 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHRODINGER INC COM | 80810D103 | Stock | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 52 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 38 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 46 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 58 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 128 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBAUD INC COM | 09227Q100 | Stock | 81 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 203 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 35 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICU MED INC | 44930G107 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 28 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 217 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 325 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VROOM INC | 92918V109 | COM | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 52 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 34 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP COM | 371901109 | Stock | 166 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 339 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 123 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 73 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 182 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 150 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 116 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 79 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 150 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 350 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,520 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 54 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 437 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEREIT INC | 92339V100 | COM | 540 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 79 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 150 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 325 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 337 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033203 | COM NEW | 1,800 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOXLIGHT CORP | 103197109 | COM CL A | 2,238 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 104 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 14 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 18 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 36 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 258 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 44 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 69 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 32 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 86 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 49 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 87 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED SHS | G3922B107 | Stock | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 21 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 18 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONALDSON INC COM | 257651109 | Stock | 68 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 38 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 37 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 179 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 139 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 27 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 102 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586100 | COM | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075402 | COM | 334 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 57 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 267 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 75 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 37 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INSTRS CORP | 636518102 | COM | 73 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HLDGS CORP | 40425J101 | COM | 121 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 437 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 15 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 33 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 174 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 7 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 227 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 448 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 146 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 69 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 5,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 154 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND EXPRESS INC | 422347104 | COM | 121 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 61 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANOS MED INC | 05350V106 | COM | 54 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 107 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP | 4616669QM | Call | 2 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 124 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 52 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC COM | 741511109 | Stock | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 79 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAC HLDGS INC | 368736104 | COM | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 76 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACERICH CO | 554382101 | COM | 88 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKOLA CORP | 654110105 | COM | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 111 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 41 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROASSURANCE CORP | 74267C106 | COM | 92 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTA INC | 715347100 | COM | 39 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 69 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIL-QUIP INC | 262037104 | COM | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 2,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 7,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 333 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RH | 4883869KI | Call | 1 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCHRODINGER INC | 4884289HH | Call | 1 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 4879049TR | Call | 1 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CERENCE INC COM | 156727109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,217 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARK GROUP INC | 65158N102 | CL A | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311206 | CL C | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KBR INC COM | 48242W106 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COM | 395259104 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259202 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNITEDHEALTH GROUP INC | 4896409XV | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MAGNITE INC | 4882059BV | Call | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RAYTHEON TECHNOLOGIES CORP | 4870099XZ | Put | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP | 4895559HD | Call | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 4896759NJ | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 4886729AW | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SVB FINANCIAL GROUP | 4884449FB | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VISA INC | 4870959OM | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VISA INC | 4886019RP | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VROOM INC | 4791369FF | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOCUSIGN INC | 4893759AA | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FASTLY INC | 4897909FD | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS GROUP INC | 4894279EE | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS GROUP INC | 4566389VT | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 4870709LF | Call | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 4870709KE | Call | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 4876159GG | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 4876159XZ | Put | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANTHEM INC | 4876659LJ | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANTHEM INC | 4949349TT | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APPLE INC | 4912229US | Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC | 4867649MK | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC | 4867649AW | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIGCOMMERCE HLDGS INC | 4877189TN | Call | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 4867759IE | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 4949459CC | Put | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CLOUDFLARE INC | 4882519IC | Call | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001664864-20-000008 | this filing | 2020-11-03 | acceptance time not in the bulk data set |