13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 918 holding rows worth $874,745,000.
- Accession
- 0001664626-17-000002
- Filer
- CIK 1593324
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,057 entries on the cover page, a total value of $874,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $874,745,000 with VALUE read as thousands by filing date, 13F file number 028-17117. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerETF MANAGERS GROUP, LLC
- included managerInnovator Management LLC
- included managerETF Series Solutions
- included managerAmplify ETF Trust
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,452 | $26,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 390 | $26,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 342 | $25,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,992 | $25,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 166 | $25,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 282 | $25,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 542 | $25,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 205 | $25,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 703 | $25,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 597 | $25,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,867 | $25,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 847 | $25,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 574 | $25,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,028 | $25,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 289 | $25,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 42 | $25,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 9,820 | $25,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,012 | $25,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 790 | $25,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,418 | $25,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,307 | $25,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,641 | $25,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 197 | $24,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 357 | $24,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $24,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 632 | $24,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 285 | $24,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 981 | $24,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 496 | $24,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 192 | $24,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 459 | $24,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 542 | $24,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,332 | $24,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 320 | $24,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,264 | $24,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 4,724 | $24,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 202 | $23,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 420 | $23,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 297 | $23,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 378 | $23,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 153 | $23,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 277 | $23,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 338 | $23,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 217 | $23,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 366 | $23,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 242 | $23,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 172 | $23,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,600 | $23,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,052 | $23,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,254 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $23,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 61 | $23,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,199 | $23,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 439 | $23,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 193 | $23,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 434 | $23,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 207 | $22,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,453 | $22,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 495 | $22,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 548 | $22,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 240 | $22,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 280 | $22,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 102 | $22,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 471 | $22,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 350 | $22,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 193 | $22,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,420 | $22,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 547 | $22,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 283 | $22,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,194 | $22,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 691 | $22,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 631 | $22,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,043 | $22,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 174 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,748 | $22,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 324 | $22,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 584 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,180 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 394 | $22,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 199 | $22,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 198 | $22,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 983 | $22,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,272 | $22,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 642 | $22,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 948 | $22,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28 | $21,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 133 | $21,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 147 | $21,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 250 | $21,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 579 | $21,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 688 | $21,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 255 | $21,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 184 | $21,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 298 | $21,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 184 | $21,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 105 | $21,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 937 | $21,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 681 | $21,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 597 | $21,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 129 | $21,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 210 | $21,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 219 | $21,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 382 | $21,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 282 | $21,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 188 | $21,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,664 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 204 | $21,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 307 | $21,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 33 | $20,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 291 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 174 | $20,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 96 | $20,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 642 | $20,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 275 | $20,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 12 | $20,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 274 | $20,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 759 | $20,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 87 | $20,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,501 | $20,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 555 | $20,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 525 | $20,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 384 | $20,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 111 | $20,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 276 | $20,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 306 | $20,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 289 | $20,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 268 | $20,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 460 | $20,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 90 | $20,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 153 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 741 | $20,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 433 | $20,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 373 | $20,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 965 | $20,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 858 | $20,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 25 | $20,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 798 | $20,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 657 | $20,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,074 | $20,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 196 | $20,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,561 | $20,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 558 | $20,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 538 | $20,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 544 | $20,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 3,176 | $20,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 279 | $19,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 262 | $19,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 22 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 345 | $19,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 207 | $19,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 261 | $19,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 436 | $19,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 406 | $19,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 294 | $19,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 230 | $19,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25 | $19,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 264 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 637 | $19,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 109 | $19,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,174 | $19,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 308 | $19,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 923 | $19,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 294 | $19,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 496 | $19,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 218 | $19,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 134 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,256 | $19,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 478 | $19,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 266 | $19,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,177 | $19,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 429 | $19,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 146 | $19,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,309 | $19,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 702 | $19,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 824 | $19,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,940 | $19,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 312 | $18,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 70 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 338 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 508 | $18,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 633 | $18,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 272 | $18,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 248 | $18,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 763 | $18,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 339 | $18,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 430 | $18,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 898 | $18,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,110 | $18,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 238 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,038 | $18,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,120 | $18,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 224 | $18,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,245 | $18,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 607 | $18,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 630 | $18,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,457 | $18,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 278 | $18,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 279 | $17,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 164 | $17,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 267 | $17,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 689 | $17,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 49 | $17,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 237 | $17,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 730 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 99 | $17,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 358 | $17,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,372 | $17,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 684 | $17,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 370 | $17,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 420 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 517 | $17,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 694 | $17,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 2,908 | $17,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 331 | $16,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 218 | $16,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 706 | $16,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 176 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,152 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,192 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,039 | $16,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,245 | $16,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 7,764 | $16,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 199 | $15,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 298 | $15,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,568 | $15,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 832 | $15,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 472 | $15,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 229 | $15,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 837 | $15,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 930 | $15,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,494 | $15,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,553 | $15,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,109 | $15,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,033 | $14,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,183 | $14,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 342 | $14,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 70 | $14,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,340 | $14,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 36 | $13,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,889 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 171 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 703 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,380 | $13,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 821 | $13,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 453 | $13,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,962 | $13,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,138 | $13,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 336 | $12,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 879 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,164 | $12,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 595 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 794 | $12,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 560 | $12,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 513 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 667 | $12,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 868 | $11,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 427 | $11,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,006 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,773 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 572 | $11,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,117 | $11,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 778 | $11,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 454 | $11,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 644 | $11,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 516 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 307 | $11,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 740 | $11,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 318 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 875 | $10,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 715 | $10,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 617 | $10,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 669 | $10,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 705 | $10,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 939 | $10,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 282 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 509 | $9,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 639 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,137 | $9,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 563 | $9,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 508 | $9,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,892 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 622 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,379 | $9,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 652 | $9,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,206 | $9,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 885 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 541 | $9,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 473 | $9,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 965 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 595 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 948 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 417 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 751 | $8,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 588 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,939 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 587 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,152 | $8,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 686 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,397 | $8,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,181 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 432 | $8,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 535 | $8,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 364 | $8,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,555 | $8,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 205 | $8,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 884 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 829 | $7,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 364 | $7,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 362 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 529 | $7,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 612 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,080 | $7,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 122 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,237 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 310 | $7,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 382 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 366 | $7,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 488 | $7,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 469 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,039 | $6,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 924 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 342 | $6,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 749 | $6,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 432 | $6,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 320 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 224 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 446 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,184 | $6,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 885 | $6,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 255 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 443 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,337 | $6,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 281 | $6,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 678 | $6,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 282 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 110 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 244 | $5,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 371 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 397 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 236 | $5,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 207 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 425 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 808 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 373 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 379 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 505 | $5,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 231 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 676 | $5,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 371 | $5,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 238 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 832 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,007 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 121 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 252 | $4,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 270 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 497 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 302 | $4,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 435 | $4,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 489 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 239 | $4,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 616 | $4,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 246 | $4,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 462 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 383 | $4,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 769 | $4,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,606 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 406 | $4,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 239 | $4,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 190 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 129 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,336 | $4,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 432 | $4,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 491 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 110 | $3,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 202 | $3,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 282 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 576 | $3,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 370 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 311 | $3,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 229 | $3,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 214 | $3,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 264 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 317 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 166 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 254 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 157 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 288 | $3,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 182 | $3,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 254 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 172 | $3,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 786 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,166 | $3,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 788 | $3,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 118 | $3,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 252 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 336 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 172 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 173 | $3,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 443 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 51 | $2,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 200 | $2,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 156 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 336 | $2,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 173 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 577 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 167 | $2,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 146 | $2,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 508 | $2,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 279 | $2,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 113 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 52 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 390 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 209 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 102 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP | 756109904 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAFT HEINZ CO | 500754906 | COM | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001664626-17-000002 | this filing | 2017-02-10 | acceptance time not in the bulk data set |