13F-HR filed by Alambic Investment Management, L.P.
Alambic Investment Management, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 73 holding rows worth $9,118,000.
- Accession
- 0001663368-20-000006
- Filer
- CIK 1663368
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 73 entries on the cover page, a total value of $9,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,118,000 with VALUE read as thousands by filing date, 13F file number 028-17111. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPrelude Capital Partners, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITEK SYS INC | 606710200 | COM NEW | 35,511 | $452,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 29,943 | $433,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 44,000 | $401,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 42,506 | $356,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,300 | $345,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 20,800 | $307,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 14,104 | $306,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 11,500 | $302,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 16,608 | $269,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,323 | $267,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 15,319 | $258,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 5,300 | $233,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,040 | $223,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 260 | $221,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,934 | $196,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,978 | $196,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,584 | $174,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 30,367 | $165,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 21,663 | $164,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,133 | $155,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 59,766 | $154,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 32,926 | $126,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,100 | $121,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 19,290 | $119,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25,300 | $115,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 54,164 | $114,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 18,513 | $111,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 11,879 | $111,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,300 | $110,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 22,026 | $107,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 21,135 | $102,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,607 | $102,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 19,723 | $96,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 15,502 | $87,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,500 | $86,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,850 | $86,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,212 | $84,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 38,126 | $81,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 20,711 | $81,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 24,089 | $78,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 14,191 | $78,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,840 | $78,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 25,398 | $76,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,681 | $76,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 25,828 | $71,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,000 | $70,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,735 | $70,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,516 | $68,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,553 | $67,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 11,433 | $65,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,298 | $63,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 21,655 | $57,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,354 | $54,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 60,143 | $54,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 25,901 | $52,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 18,179 | $45,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,769 | $45,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 13,390 | $44,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,810 | $43,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 13,796 | $42,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 20,682 | $42,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,200 | $41,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 36,546 | $40,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,500 | $39,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,688 | $38,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 20,880 | $36,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,800 | $32,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,712 | $31,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 16,700 | $25,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 15,200 | $25,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 23,112 | $24,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,900 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 18,724 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001663368-20-000006 | this filing | 2020-11-13 | acceptance time not in the bulk data set |