13F-HR filed by Moss Adams Wealth Advisors LLC
Moss Adams Wealth Advisors LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-12-20, with 167 holding rows worth $293,021,509.
- Accession
- 0001661245-23-000005
- Filer
- CIK 1661245
- Filed
- 2023-12-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 221 entries on the cover page, a total value of $293,021,509 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,021,509 with VALUE read as dollars as filed, 13F file number 028-23480. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,037,547 | $59,295,787 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 556,990 | $52,726,997 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 935,777 | $50,120,196 | dollars as filed | |
| AXS GREEN ALPHA ETF | 46144X586 | ETF | 900,967 | $25,444,676 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 36,590 | $8,980,585 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,917 | $8,814,644 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 60,310 | $8,545,324 | dollars as filed | |
| Apple Inc | 037833100 | COM | 46,243 | $7,917,317 | dollars as filed | |
| SPDW | 78463X889 | COM | 209,402 | $6,493,549 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,099 | $4,462,198 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 24,120 | $3,180,194 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 87,513 | $2,937,818 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 22,341 | $2,839,933 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 81,244 | $2,741,668 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,552 | $2,298,887 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,484 | $1,924,729 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,848 | $1,755,669 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,522 | $1,737,218 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 17,978 | $1,571,278 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,097 | $1,561,604 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,296 | $1,541,530 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,651 | $1,399,774 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,498 | $1,392,998 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,285 | $1,103,864 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 2,066 | $1,055,603 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 11,278 | $1,029,342 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,606 | $945,388 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,347 | $830,428 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,838 | $799,313 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 20,233 | $772,918 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,191 | $728,298 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 3,495 | $723,151 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,828 | $704,174 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 833 | $694,013 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,025 | $678,638 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,456 | $646,211 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,093 | $617,714 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,337 | $584,765 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,716 | $574,693 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 3,174 | $528,408 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 5,133 | $492,026 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,112 | $485,795 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 40,000 | $484,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,137 | $466,202 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,416 | $457,857 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,818 | $438,915 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,894 | $428,419 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 4,766 | $405,206 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 730 | $392,110 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 5,316 | $388,281 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 8,547 | $378,994 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 11,334 | $375,950 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,375 | $374,427 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,916 | $367,170 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,358 | $357,761 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 2,408 | $356,072 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 807 | $347,965 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,281 | $347,524 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,146 | $347,091 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,281 | $340,006 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 668 | $338,231 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,183 | $338,185 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,268 | $337,529 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,636 | $332,696 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,427 | $312,473 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,761 | $309,713 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,110 | $299,801 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9,020 | $285,558 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,049 | $282,872 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,804 | $273,884 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 18,574 | $271,552 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 530 | $270,248 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,713 | $267,460 | dollars as filed | |
| VTI | 922908769 | COM | 1,205 | $255,957 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,266 | $254,530 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,602 | $252,004 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 565 | $251,183 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,062 | $250,761 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,470 | $249,078 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,263 | $246,904 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,310 | $246,108 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 891 | $243,243 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 883 | $241,934 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 8,500 | $241,060 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 12,657 | $240,104 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 792 | $239,312 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,692 | $237,912 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,015 | $223,755 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,501 | $222,279 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 5,000 | $221,250 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,424 | $218,590 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,341 | $215,338 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 7,739 | $211,895 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 526 | $208,251 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,253 | $200,394 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,046 | $199,727 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,230 | $198,006 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,892 | $194,023 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 2,335 | $171,016 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,580 | $130,548 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,738 | $128,126 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,264 | $114,253 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 20,000 | $106,600 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,020 | $103,408 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,522 | $98,182 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 455 | $91,627 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 230 | $90,665 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 625 | $86,207 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 912 | $78,706 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 429 | $76,266 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 996 | $76,102 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,015 | $70,811 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 751 | $70,625 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 954 | $68,984 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,000 | $68,643 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 912 | $68,546 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 20,000 | $68,400 | dollars as filed | |
| VGT | 92204A702 | SHS | 163 | $67,790 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 14,664 | $53,231 | dollars as filed | |
| APPTECH PMTS CORP | 03834B309 | COM | 15,000 | $49,425 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,007 | $49,273 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 1,608 | $47,249 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 223 | $42,163 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 733 | $39,201 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 846 | $38,335 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 474 | $32,756 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 442 | $30,463 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 315 | $29,810 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 400 | $29,002 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 250 | $27,520 | dollars as filed | |
| IJH | 464287507 | COM | 91 | $22,795 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 66 | $22,524 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 102 | $21,847 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 12,341 | $20,857 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 14,500 | $18,560 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 240 | $16,986 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 300 | $16,529 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 12,000 | $16,080 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 151 | $15,756 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 61 | $12,703 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 122 | $12,345 | dollars as filed | |
| SCHD | 808524797 | COM | 168 | $11,888 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 200 | $11,194 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 152 | $9,769 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 134 | $8,623 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 54 | $7,766 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 319 | $7,337 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 90 | $5,015 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 100 | $4,849 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 20,000 | $4,822 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 108 | $4,492 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 58 | $3,917 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 50 | $3,799 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 28 | $3,573 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 100 | $3,010 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50 | $2,947 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 20 | $2,551 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 32 | $1,844 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10 | $1,503 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 42 | $1,350 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 40 | $1,222 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11 | $1,084 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3 | $318 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 0 | $251 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G425 | COM | 2 | $195 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 0 | $118 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 0 | $92 | dollars as filed | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001661245-23-000005 | this filing | 2023-12-20 | acceptance time not in the bulk data set |