13F-HR filed by BerganKDV Wealth Management, LLC
BerganKDV Wealth Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 152 holding rows worth $289,133,000.
- Accession
- 0001660203-16-000012
- Filer
- CIK 1660203
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 152 entries on the cover page, a total value of $289,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,133,000 with VALUE read as thousands by filing date, 13F file number 028-17444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 658,670 | $27,381,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,147,624 | $24,467,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 417,868 | $23,217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 836,452 | $18,971,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 435,799 | $17,014,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 499,764 | $14,388,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 81,503 | $12,683,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 229,861 | $9,804,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 86,272 | $4,630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 23,001 | $4,396,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 33,550 | $4,279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 180,557 | $4,164,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 267,630 | $4,049,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 150,727 | $3,655,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 54,886 | $2,833,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,341 | $2,527,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 21,033 | $2,271,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 49,279 | $2,145,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 46,158 | $2,044,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,839 | $2,042,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 39,040 | $2,029,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,316 | $1,992,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 23,572 | $1,978,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,752 | $1,811,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 198,730 | $1,683,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 32,058 | $1,680,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,579 | $1,663,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,173 | $1,588,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 31,895 | $1,563,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 20,496 | $1,557,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 87,660 | $1,555,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 60,746 | $1,544,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 43,231 | $1,520,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,259 | $1,516,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 143,075 | $1,502,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 20,970 | $1,491,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 38,923 | $1,477,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11,690 | $1,450,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 29,587 | $1,439,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 81,511 | $1,436,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,323 | $1,424,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 57,760 | $1,415,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15,961 | $1,399,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 23,488 | $1,352,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 27,244 | $1,285,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,919 | $1,256,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 31,934 | $1,231,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,618 | $1,193,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,119 | $1,159,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 27,368 | $1,158,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,487 | $1,064,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 17,055 | $1,046,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,108 | $1,023,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,838 | $1,022,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,858 | $928,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,073 | $920,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,335 | $915,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,181 | $911,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 29,025 | $911,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,163 | $884,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,868 | $866,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 20,768 | $854,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,912 | $851,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 44,600 | $843,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 11,285 | $811,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,839 | $793,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,623 | $787,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,212 | $773,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,876 | $757,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 19,197 | $740,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,559 | $732,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,198 | $731,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 22,212 | $717,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 21,427 | $703,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,226 | $702,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,641 | $699,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,313 | $699,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,787 | $695,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,616 | $691,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14,838 | $690,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,948 | $690,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,935 | $690,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 40,362 | $689,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,178 | $676,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,351 | $671,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,233 | $667,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,680 | $659,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 13,273 | $655,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,200 | $654,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 19,069 | $654,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,102 | $653,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,555 | $652,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 13,211 | $645,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 12,951 | $645,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,987 | $640,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 17,413 | $640,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,305 | $631,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 13,256 | $631,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 7,036 | $610,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,752 | $609,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,333 | $603,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 782 | $601,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 12,972 | $591,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,420 | $586,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 9,342 | $578,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,235 | $572,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,245 | $556,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,705 | $552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 21,508 | $545,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,045 | $535,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,789 | $519,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,237 | $514,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 601 | $503,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,341 | $486,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,351 | $480,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,493 | $464,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,429 | $451,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,118 | $445,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,752 | $437,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,629 | $404,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,520 | $398,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,032 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,434 | $380,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,280 | $379,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 14,209 | $370,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,684 | $364,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,137 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,917 | $355,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,903 | $350,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 63,486 | $349,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,362 | $326,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,001 | $321,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,278 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,292 | $314,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,573 | $303,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,803 | $277,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,774 | $262,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,615 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,310 | $246,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,846 | $244,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,962 | $240,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,627 | $224,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,531 | $223,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,654 | $210,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,153 | $210,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,722 | $202,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 31,858 | $186,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 14,066 | $164,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,000 | $111,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,090 | $96,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 24,000 | $96,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,000 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001660203-16-000012 | this filing | 2016-10-31 | acceptance time not in the bulk data set |