13F-HR filed by Krilogy Financial LLC
Krilogy Financial LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-03, with 403 holding rows worth $1,190,095,579.
- Accession
- 0001659047-23-000002
- Filer
- CIK 1659047
- Filed
- 2023-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 403 entries on the cover page, a total value of $1,190,095,579 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,190,095,579 with VALUE read as dollars as filed, 13F file number 028-17049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,124,495 | $73,744,351 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,085,234 | $70,724,668 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,216,439 | $42,332,092 | dollars as filed | |
| Apple Inc | 037833100 | COM | 206,714 | $34,087,128 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 311,351 | $33,118,451 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 214,140 | $32,337,228 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,236,175 | $30,311,000 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 211,762 | $28,390,867 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 1,159,519 | $27,699,639 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 265,865 | $24,207,019 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 834,440 | $24,006,842 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 304,853 | $22,577,434 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 253,078 | $18,664,483 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 115,108 | $14,901,877 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 93,375 | $13,963,262 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 414,062 | $13,312,104 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 45,724 | $13,182,172 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 220,152 | $12,762,185 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 122,811 | $12,685,187 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 280,792 | $12,630,025 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 583,008 | $12,313,123 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 138,867 | $11,996,729 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 256,026 | $11,825,236 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 478,487 | $11,488,471 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 142,504 | $11,431,690 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 99,668 | $11,415,920 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 418,069 | $10,060,839 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 404,677 | $10,040,025 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 233,655 | $9,930,343 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 187,259 | $9,422,877 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 118,003 | $8,815,988 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 77,292 | $7,661,228 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 76,313 | $7,574,077 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 355,924 | $7,328,486 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 70,934 | $7,177,076 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 28,090 | $7,006,814 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 146,382 | $6,866,780 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 23,981 | $6,661,257 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,464,790 | $6,518,316 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 84,837 | $6,462,894 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 321,833 | $6,275,743 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 294,016 | $5,962,640 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 57,442 | $5,958,459 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 119,184 | $5,764,920 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 276,353 | $5,568,507 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 220,948 | $5,508,225 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 52,489 | $5,458,856 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,577 | $5,100,399 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 165,148 | $5,099,770 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 1,565,500 | $5,087,875 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 480,700 | $5,052,157 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 214,289 | $5,042,221 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 463,750 | $4,790,538 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,338 | $4,641,703 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 84,456 | $4,611,314 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 174,630 | $4,535,142 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 49,070 | $4,505,608 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 187,440 | $4,335,477 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 188,789 | $4,325,145 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 127,515 | $4,314,305 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,055 | $4,223,647 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 49,140 | $4,080,610 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,033 | $4,024,200 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 160,608 | $3,949,351 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 39,381 | $3,943,250 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 188,396 | $3,888,513 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 154,640 | $3,876,825 | dollars as filed | |
| Boeing Company | 097023105 | COM | 17,917 | $3,806,039 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 16,656 | $3,755,307 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 157,594 | $3,751,514 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 45,128 | $3,707,747 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 157,152 | $3,595,638 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 146,471 | $3,592,934 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 166,472 | $3,584,143 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 143,118 | $3,569,363 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 149,230 | $3,554,659 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 17,130 | $3,553,790 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 147,987 | $3,511,732 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,497 | $3,496,375 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 16,585 | $3,169,726 | dollars as filed | |
| SCHD | 808524797 | COM | 42,446 | $3,105,383 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 63,936 | $3,059,315 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 128,725 | $3,036,633 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 44,148 | $2,995,456 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 39,431 | $2,930,150 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 114,627 | $2,920,701 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,071 | $2,748,192 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 78,481 | $2,691,114 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 84,097 | $2,657,886 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 60,059 | $2,569,325 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 16,984 | $2,525,367 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 33,312 | $2,503,397 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 43,568 | $2,484,684 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 17,590 | $2,429,408 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 25,901 | $2,402,407 | dollars as filed | |
| VTI | 922908769 | COM | 11,644 | $2,376,618 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,128 | $2,362,281 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34,184 | $2,313,896 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 4,894 | $2,313,664 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 99,997 | $2,307,922 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,990 | $2,243,178 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 52,362 | $2,242,552 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 88,713 | $2,234,681 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 45,752 | $2,232,248 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,486 | $2,119,879 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 14,256 | $2,102,073 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,591 | $2,069,916 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,283 | $2,028,854 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,214 | $2,006,906 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 158,772 | $2,000,526 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 28,787 | $1,995,224 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,701 | $1,977,680 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,797 | $1,976,179 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 7,609 | $1,955,894 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 15,729 | $1,928,958 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 23,173 | $1,907,138 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 75,020 | $1,841,743 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,682 | $1,829,353 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 67,398 | $1,823,116 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,473 | $1,809,320 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 56,971 | $1,805,981 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 10,996 | $1,794,120 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 41,989 | $1,760,602 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,780 | $1,681,546 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 39,273 | $1,678,921 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,933 | $1,673,210 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 8,347 | $1,667,564 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,726 | $1,662,561 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 21,773 | $1,653,442 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,029 | $1,622,044 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,430 | $1,609,195 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 18,244 | $1,602,556 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,038 | $1,599,773 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,450 | $1,591,091 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 12,000 | $1,577,520 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,511 | $1,576,860 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 23,984 | $1,532,323 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 26,366 | $1,505,235 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,735 | $1,499,278 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 5,942 | $1,497,622 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 29,259 | $1,493,380 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 21,545 | $1,483,374 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 49,840 | $1,412,964 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 3,139 | $1,399,461 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 27,175 | $1,398,969 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,364 | $1,382,689 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 10,726 | $1,368,471 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 40,900 | $1,364,833 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,139 | $1,353,318 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,495 | $1,346,869 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 3,856 | $1,329,449 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 18,947 | $1,328,837 | dollars as filed | |
| General Electric Company | 369604301 | COM | 13,827 | $1,321,835 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 40,496 | $1,305,194 | dollars as filed | |
| VWO | 922042858 | SHS | 32,027 | $1,293,890 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,865 | $1,269,278 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 10,301 | $1,265,218 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,207 | $1,263,753 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 65,512 | $1,261,114 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 13,523 | $1,258,190 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 6,258 | $1,251,452 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 18,115 | $1,228,379 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,107 | $1,227,811 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,715 | $1,224,840 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 8,793 | $1,216,424 | dollars as filed | |
| VGT | 92204A702 | SHS | 3,093 | $1,192,188 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,057 | $1,180,404 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 41,213 | $1,157,674 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 40,378 | $1,154,813 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,516 | $1,153,145 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,790 | $1,151,574 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 33,905 | $1,146,329 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 48,059 | $1,108,252 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,924 | $1,097,101 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 24,973 | $1,081,331 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 33,325 | $1,078,064 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,653 | $1,071,973 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,365 | $1,055,246 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,424 | $1,045,625 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,888 | $1,045,368 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,900 | $1,003,686 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,919 | $1,002,494 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 15,139 | $1,000,397 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 14,020 | $977,194 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,814 | $972,181 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 23,710 | $967,383 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,877 | $961,321 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 5,550 | $950,937 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 28,032 | $944,946 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,020 | $921,468 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 8,245 | $917,916 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 23,177 | $901,363 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,936 | $899,314 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,863 | $890,999 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 16,823 | $881,174 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,540 | $876,292 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 91,500 | $861,015 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,701 | $855,355 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 3,100 | $839,914 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 45,347 | $838,928 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 11,584 | $831,354 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,412 | $830,652 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 19,821 | $830,290 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,729 | $822,323 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,339 | $797,789 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 7,644 | $795,940 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 625,000 | $793,750 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 20,908 | $792,637 | dollars as filed | |
| IJH | 464287507 | COM | 3,117 | $779,749 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 14,343 | $770,076 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,683 | $760,687 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,222 | $759,641 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 87,735 | $753,644 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,816 | $741,045 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,647 | $738,932 | dollars as filed | |
| EA SERIES TRUST | 02072L532 | BRID OMN SMA ETF | 41,690 | $730,826 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,371 | $714,652 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2,562 | $709,905 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 15,598 | $704,561 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 21,860 | $699,201 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,118 | $692,847 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,886 | $689,029 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 29,260 | $683,227 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 61,320 | $681,879 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,805 | $654,369 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,690 | $652,548 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,562 | $651,799 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 50,000 | $639,500 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,594 | $639,266 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8,301 | $638,679 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 988 | $633,767 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,131 | $631,899 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,703 | $631,237 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 12,315 | $603,682 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 153,750 | $593,475 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 348 | $591,955 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,061 | $591,728 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 25,669 | $590,901 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,584 | $587,456 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,894 | $577,238 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,848 | $573,201 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,539 | $569,204 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,705 | $567,118 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 14,654 | $562,568 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 2,200 | $562,166 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 11,736 | $561,198 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,381 | $560,065 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,374 | $556,758 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,941 | $550,352 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,993 | $545,646 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,388 | $541,627 | dollars as filed | |
| Intel Corp | 458140100 | COM | 16,446 | $537,278 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 5,586 | $535,586 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,482 | $529,979 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,782 | $527,269 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 13,101 | $524,846 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,391 | $522,979 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,789 | $521,094 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 6,606 | $518,571 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,555 | $514,125 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,095 | $508,956 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,602 | $504,473 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,752 | $501,343 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,742 | $498,082 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,153 | $497,180 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,679 | $496,100 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 9,432 | $495,355 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 6,400 | $494,272 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,297 | $490,450 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,493 | $483,678 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 13,900 | $481,774 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,946 | $478,279 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 20,640 | $477,938 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 481 | $468,062 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,676 | $463,896 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,739 | $460,878 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,590 | $453,898 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,216 | $452,514 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 16,000 | $447,360 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,291 | $446,402 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,406 | $446,109 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 18,056 | $440,928 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,080 | $439,085 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,679 | $437,095 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 13,685 | $435,183 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,593 | $431,635 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,609 | $430,355 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,353 | $426,638 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,480 | $424,031 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 8,017 | $424,020 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,294 | $422,126 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,202 | $419,751 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,014 | $418,553 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 7,408 | $408,969 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,285 | $406,351 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,118 | $406,306 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025804 | 7% SR NT 31 | 11,500 | $402,500 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,615 | $396,789 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 550 | $396,572 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 81,250 | $394,875 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,206 | $394,479 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,541 | $389,055 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,336 | $383,044 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 5,562 | $379,611 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,018 | $379,110 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,047 | $376,088 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,553 | $370,420 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 696 | $368,964 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 46,467 | $368,948 | dollars as filed | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 35,000 | $367,850 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,475 | $362,762 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 6,904 | $357,996 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 11,683 | $355,524 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,743 | $348,147 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,512 | $346,032 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 7,386 | $344,618 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,458 | $343,080 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 10,126 | $339,028 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,949 | $335,405 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,872 | $333,943 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,486 | $330,798 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 831 | $328,929 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,280 | $326,779 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 14,308 | $324,220 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 40,000 | $320,000 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,113 | $313,836 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,000 | $312,680 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 8,312 | $310,685 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,128 | $309,023 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,281 | $308,323 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,840 | $307,213 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,603 | $305,020 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 220,000 | $297,000 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,921 | $295,991 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 4,764 | $295,528 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,653 | $294,117 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,005 | $290,323 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,377 | $289,681 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,658 | $286,373 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,272 | $282,652 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 71,800 | $280,020 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,584 | $278,168 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 12,473 | $275,903 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 21,000 | $266,910 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,280 | $266,829 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,606 | $266,282 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 570 | $263,728 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,975 | $261,168 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,978 | $260,256 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 11,726 | $259,966 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 11,468 | $257,916 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,671 | $256,633 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,377 | $256,073 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,467 | $251,523 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,092 | $250,527 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 4,050 | $250,047 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 4,585 | $247,314 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,097 | $247,078 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,087 | $246,487 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 11,520 | $243,418 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 8,987 | $242,202 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,390 | $240,500 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,425 | $237,924 | dollars as filed | |
| Linde plc | G54950103 | COM | 663 | $235,657 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,522 | $234,597 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,815 | $234,363 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,932 | $230,447 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,069 | $226,439 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 3,816 | $225,412 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,592 | $224,241 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 46,000 | $223,100 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,695 | $221,071 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,637 | $219,097 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,371 | $218,181 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,625 | $216,859 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,058 | $216,192 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,054 | $215,886 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,065 | $213,754 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,579 | $212,987 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,895 | $211,815 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,874 | $206,748 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,502 | $205,855 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,703 | $200,920 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,049 | $200,653 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,109 | $200,479 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 40,000 | $164,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,839 | $157,376 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,364 | $120,948 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,025 | $94,357 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,954 | $92,562 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 26,078 | $83,711 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 30,404 | $65,065 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 50,025 | $63,032 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 45,000 | $51,750 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 36,816 | $23,298 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,054 | $22,581 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,456 | $20,048 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 20,000 | $19,998 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 10,000 | $19,800 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 10,000 | $8,987 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 17,380 | $8,381 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 27,600 | $3,591 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 16,000 | $2,101 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001659047-23-000002 | this filing | 2023-05-03 | acceptance time not in the bulk data set |