13F-HR filed by Krilogy Financial LLC
Krilogy Financial LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 187 holding rows worth $553,497,000 by the sum of the rows.
- Accession
- 0001659047-19-000009
- Filer
- CIK 1659047
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,920 entries on the cover page, a total value of $21,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $553,497,000 with VALUE read as thousands by filing date, 13F file number 028-17049. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $21,605,000, 96% less than the sum of the rows, $553,497,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 889,882 | $50,483,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 594,973 | $49,984,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,079,329 | $34,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 430,778 | $22,108,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 348,809 | $18,738,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 166,534 | $18,730,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 424,147 | $17,403,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 312,697 | $16,839,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 657,613 | $16,526,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 255,762 | $15,668,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 95,317 | $14,248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 202,152 | $12,046,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 87,396 | $11,082,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 207,099 | $10,195,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 85,948 | $9,360,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,815 | $8,917,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 95,087 | $7,657,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 131,757 | $6,666,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 140,653 | $6,635,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,485 | $6,050,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 96,459 | $5,359,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 94,179 | $5,325,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 183,064 | $5,126,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,443 | $4,650,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 51,095 | $4,605,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 60,140 | $4,266,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 39,478 | $3,681,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 72,439 | $3,570,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,905 | $3,503,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 26,106 | $3,402,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 48,579 | $3,387,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 15,977 | $3,179,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 32,353 | $3,098,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,987 | $3,035,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 121,084 | $3,027,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 119,301 | $3,027,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 117,769 | $3,025,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 116,859 | $3,024,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 118,133 | $3,024,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 119,424 | $3,024,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 118,366 | $3,015,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 116,330 | $3,015,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,608 | $2,949,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 24,414 | $2,947,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,659 | $2,914,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 35,351 | $2,903,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 56,509 | $2,798,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,387 | $2,762,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 18,300 | $2,734,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,160 | $2,719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 34,947 | $2,713,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 88,798 | $2,588,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 15,869 | $2,562,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 102,859 | $2,473,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34,715 | $2,465,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 46,637 | $2,352,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 46,926 | $2,349,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 19,685 | $2,320,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 36,171 | $2,222,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,277 | $2,172,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 369,012 | $2,151,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,566 | $1,912,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,702 | $1,834,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 189,618 | $1,733,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,306 | $1,728,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,662 | $1,721,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,428 | $1,698,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,425 | $1,683,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,596 | $1,390,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,240 | $1,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 19,264 | $1,348,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 12,252 | $1,246,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,254 | $1,195,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,532 | $1,180,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 37,883 | $1,165,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 944 | $1,151,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,864 | $1,129,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,218 | $1,066,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 32,034 | $1,019,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,054 | $969,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 11,980 | $959,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,428 | $796,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27,327 | $790,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,126 | $764,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,857 | $758,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,275 | $730,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 46,053 | $727,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,446 | $699,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,421 | $698,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 12,139 | $686,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 162,750 | $685,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,277 | $679,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,939 | $678,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,623 | $674,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,261 | $659,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,423 | $655,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,290 | $654,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 33,009 | $649,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 22,631 | $645,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,345 | $640,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,041 | $634,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,738 | $627,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 92,402 | $618,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,586 | $609,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,548 | $600,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,825 | $600,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,255 | $590,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,077 | $557,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,510 | $555,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,841 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,399 | $547,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,244 | $542,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,517 | $540,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,800 | $533,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,549 | $528,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,478 | $512,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,381 | $498,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 16,000 | $479,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,026 | $470,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,930 | $466,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,017 | $465,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,441 | $454,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,390 | $432,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,992 | $432,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,888 | $420,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,767 | $418,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,634 | $411,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,105 | $407,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,434 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,011 | $380,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,350 | $373,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,943 | $372,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,360 | $370,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,407 | $364,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,235 | $362,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,391 | $361,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,680 | $358,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,069 | $347,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,966 | $342,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,690 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,994 | $326,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,997 | $324,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,133 | $321,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,000 | $320,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,583 | $307,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,176 | $298,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,638 | $298,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,836 | $286,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,432 | $285,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,085 | $285,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,871 | $283,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,513 | $281,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,798 | $280,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,181 | $278,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,764 | $277,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 127,000 | $267,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,163 | $263,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,083 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,318 | $258,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,164 | $253,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,161 | $250,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,970 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,890 | $245,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,500 | $243,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,901 | $240,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,950 | $236,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,300 | $236,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,207 | $233,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 275 | $231,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,925 | $229,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,493 | $228,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,002 | $228,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,584 | $225,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,238 | $223,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,079 | $209,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,734 | $205,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,673 | $203,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,834 | $200,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,892 | $150,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 700 | $124,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 26,078 | $122,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 23,898 | $110,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,328 | $108,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 18,756 | $92,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 200 | $55,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 300 | $50,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 100 | $38,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001659047-19-000009 | this filing | 2019-11-13 | acceptance time not in the bulk data set |