13F-HR filed by Krilogy Financial LLC
Krilogy Financial LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 738 holding rows worth $321,989,000.
- Accession
- 0001659047-17-000002
- Filer
- CIK 1659047
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 738 entries on the cover page, a total value of $321,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,989,000 with VALUE read as thousands by filing date, 13F file number 028-17049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,013 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 122 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 239 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522109 | COM | 400 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 135 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 215 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 800 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 1,320 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 175 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 350 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 78 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 615 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 449 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048109 | COM | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 172 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604105 | CL A | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,005 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 77 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 775 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 400 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 120 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 400 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 575 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 1,264 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 637 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 257 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 339 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 130 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 77 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 46 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 212 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 500 | $8,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 149 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 347 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COACH INC | 189754104 | COM | 225 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 255 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL ATK INC | 68557N103 | COM | 91 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 334 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 550 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 1,140 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 114 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 105 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 557 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 586 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKECHERS U S A INC | 830566105 | CL A | 300 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 356 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 872 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERIFONE SYS INC | 92342Y109 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITE PHARMA INC | 49803L109 | COM | 150 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 130 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 85 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 524 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 350 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOY GLOBAL INC | 481165108 | COM | 207 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 234 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 2,500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 887 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 49 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&P Global,Inc. | 78409V104 | COM | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 150 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 151 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 68 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 231 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMTAR CORP | 257559203 | COM NEW | 125 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983L104 | COM | 150 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 776 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 800 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 75 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 90 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 217 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 59 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 120 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 330 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 89 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 58 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 37 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 56 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 155 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMB FINL CORP | 902788108 | COM | 51 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q808 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 375 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 65 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 43 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 35 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPA HOLDINGS SA | P31076105 | CL A | 32 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264109 | COM | 250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 29 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBARELLA INC | G037AX101 | SHS | 60 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 141 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 105 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 80 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM ETF | 78355W866 | cs | 46 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FQF TR | 351680855 | OSHARS FTSE US | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 800 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 14 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT INC COM | 45073V108 | Stock | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 34 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 69 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 113 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 71 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 32 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 289 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 56 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 53 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 309 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 48 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 600 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 118 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC. | 98978L204 | Common Stock | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA CORP COM | 013872106 | Stock | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSA SAFETY INC COM | 553498106 | Stock | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 81 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 37 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 96 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 120 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS CORP INC | 413875105 | COM | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 71 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,117 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 120 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COOPER TIRE & RUBR CO | 216831107 | COM | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 314 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 998 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC | 580037109 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 72 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MAIN STR CAP CORP | 56035L104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FITBIT INC | 33812L102 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001659047-17-000002 | this filing | 2017-02-15 | acceptance time not in the bulk data set |