13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-04, with 621 holding rows worth $1,737,815,946.
- Accession
- 0001655006-26-000004
- Filer
- CIK 1655006
- Filed
- 2026-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 621 entries on the cover page, a total value of $1,737,815,946 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,737,815,946 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,600 | $297,232 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 745 | $295,378 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 2,825 | $295,354 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,257 | $294,162 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,805 | $293,907 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 7,457 | $290,536 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28,552 | $290,377 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,271 | $289,907 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,868 | $288,165 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,944 | $287,887 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 14,216 | $285,038 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,783 | $284,218 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,957 | $283,579 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 12,946 | $283,388 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,023 | $283,104 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 23,724 | $282,311 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 965 | $280,327 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 10,883 | $279,911 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 891 | $279,609 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,357 | $279,314 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 2,272 | $278,956 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 669 | $278,884 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,097 | $278,589 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 27,506 | $275,886 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 11,113 | $275,602 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,904 | $272,719 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,648 | $270,523 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,762 | $269,459 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,974 | $269,292 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,582 | $267,521 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 744 | $267,060 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 63 | $265,574 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 11,375 | $264,589 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,926 | $262,500 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,128 | $261,608 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 7,711 | $260,557 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,073 | $260,428 | dollars as filed | |
| LABCORP HOLDINGS INC COM SHS | 504922105 | Stock | 975 | $260,146 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,315 | $259,107 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,212 | $258,417 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 1,702 | $257,479 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,481 | $256,870 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,033 | $253,910 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,130 | $251,930 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,540 | $250,500 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,890 | $249,790 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,237 | $249,136 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,802 | $248,848 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,466 | $248,136 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 9,814 | $247,993 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,684 | $247,250 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,446 | $246,838 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,231 | $246,545 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,238 | $243,141 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,171 | $240,395 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,184 | $240,258 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 5,452 | $240,015 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 587 | $239,149 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 3,828 | $239,067 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,408 | $237,809 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,243 | $235,734 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,985 | $235,453 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,766 | $234,860 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,595 | $234,569 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 791 | $234,500 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,516 | $234,359 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 11,183 | $234,062 | dollars as filed | |
| CAPITAL GROUP CORE BALANCED | 14021D107 | SHS | 6,678 | $229,790 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,894 | $228,978 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 6,397 | $228,869 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,403 | $226,977 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,999 | $226,675 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 2,047 | $224,351 | dollars as filed | |
| MGC | 921910873 | COM | 949 | $224,186 | dollars as filed | |
| QNITY ELECTRONICS INC COMMON STOCK | 74743L100 | Stock | 1,943 | $224,183 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 3,502 | $222,865 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,101 | $222,682 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 3,238 | $220,573 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,957 | $219,665 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,060 | $219,494 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 6,420 | $217,397 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 904 | $216,418 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 988 | $213,967 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,508 | $212,277 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 7,548 | $210,123 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 6,452 | $209,460 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,141 | $209,180 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,417 | $209,155 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,714 | $207,754 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 2,565 | $207,509 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,522 | $207,142 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,713 | $206,415 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 710 | $206,108 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 1,002 | $204,348 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,775 | $203,823 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,562 | $201,515 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 917 | $200,529 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,755 | $200,486 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 770 | $200,460 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,267 | $194,597 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,023 | $178,242 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 15,279 | $175,097 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 24,668 | $163,547 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,005 | $156,290 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,775 | $144,613 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,470 | $141,450 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,911 | $138,664 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 26,302 | $120,989 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 23,193 | $120,372 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,359 | $111,355 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 10,659 | $75,146 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 25,550 | $74,606 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,000 | $60,500 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 20,000 | $47,400 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,772 | $47,129 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 35,866 | $41,963 | dollars as filed | |
| BRANCHOUT FOOD INC | 105230106 | COM | 12,398 | $40,913 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 K | 683712129 | Stock | 14,683 | $8,877 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A303 | COM | 15,625 | $4,016 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 A | 683712137 | Stock | 14,683 | $3,612 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 Z | 683712145 | Stock | 14,683 | $3,456 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001655006-26-000004 | this filing | 2026-05-04 | acceptance time not in the bulk data set |