13F-HR/A filed by NWAM LLC
NWAM LLC filed this 13F-HR/A for the quarter ended 2025-09-30, filed 2026-02-04, with 637 holding rows worth $1,842,754,408.
- Accession
- 0001655006-26-000002
- Filer
- CIK 1655006
- Filed
- 2026-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, amendment of type restatement, 637 entries on the cover page, a total value of $1,842,754,408 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,842,754,408 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Analog Devices,Inc. | 032654105 | COM | 1,312 | $322,609 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 2,500 | $317,650 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,031 | $317,496 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 27,118 | $317,009 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,277 | $316,939 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 4,572 | $316,885 | dollars as filed | |
| JPMORGAN ACTIVE BOND ETF | 46654Q716 | COM | 5,664 | $309,538 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,200 | $308,032 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,986 | $306,365 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,942 | $305,909 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,503 | $305,762 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 6,943 | $305,513 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U302 | COM NEW | 5,545 | $305,197 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,684 | $303,662 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,983 | $303,094 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 21,432 | $303,048 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 70,201 | $302,566 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 663 | $300,571 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,076 | $299,788 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,878 | $298,208 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,887 | $297,693 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,687 | $296,564 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,003 | $296,528 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,500 | $293,790 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,113 | $293,723 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 793 | $292,133 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,480 | $292,094 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 292 | $290,374 | dollars as filed | |
| Dimensional US Vector Equity ETF | 25434V559 | SHS | 4,939 | $288,884 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 3,477 | $288,227 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 2,436 | $287,922 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,600 | $286,962 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 10,883 | $286,332 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,282 | $285,630 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,431 | $283,861 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 12,771 | $283,771 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,774 | $282,113 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 674 | $282,004 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,175 | $281,036 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 27,803 | $280,670 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,217 | $279,942 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 1,790 | $279,795 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,138 | $279,041 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,541 | $275,743 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,313 | $274,354 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,296 | $271,562 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,588 | $269,030 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,044 | $267,347 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,564 | $266,058 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,365 | $264,441 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 11,204 | $263,751 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 944 | $260,854 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 14,595 | $256,585 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,400 | $256,470 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 585 | $256,271 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,197 | $256,001 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,529 | $255,353 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,644 | $255,337 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 9,636 | $248,407 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,326 | $247,957 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,947 | $247,618 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,810 | $244,241 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 6,500 | $243,285 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,086 | $240,722 | dollars as filed | |
| GRAYSCALE BITCOIN MINI TR ET | 389930207 | SHS NEW | 4,743 | $239,690 | dollars as filed | |
| MGC | 921910873 | COM | 971 | $239,451 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,221 | $239,035 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,209 | $238,800 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,964 | $238,702 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,238 | $238,155 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 934 | $237,780 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,602 | $236,560 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,465 | $236,180 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,755 | $235,778 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,267 | $234,636 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 10,981 | $234,105 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,980 | $233,054 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,116 | $230,626 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 7,232 | $230,484 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,965 | $230,343 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 2,768 | $229,993 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,719 | $228,494 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,126 | $227,030 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,456 | $225,914 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 840 | $225,711 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,551 | $224,760 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,643 | $223,274 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,972 | $223,143 | dollars as filed | |
| BLACKROCK ETF TRUST | 092528843 | ISHARES HIGH YIE | 4,509 | $222,628 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 5,003 | $222,525 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,967 | $221,605 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 918 | $221,483 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,839 | $221,433 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,306 | $218,337 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,541 | $217,282 | dollars as filed | |
| LABCORP HOLDINGS INC COM SHS | 504922105 | Stock | 743 | $213,843 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,251 | $213,713 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,917 | $212,798 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 6,926 | $211,536 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,013 | $211,091 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,107 | $211,058 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 606 | $209,624 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,520 | $209,368 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,224 | $209,220 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,708 | $209,204 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,054 | $209,105 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,079 | $208,280 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 5,541 | $207,891 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,403 | $206,323 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 3,389 | $206,279 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 968 | $205,108 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 5,991 | $203,694 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,223 | $201,629 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 20,955 | $186,500 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 63,026 | $177,733 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,481 | $172,754 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 21,376 | $164,832 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 22,369 | $160,551 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,037 | $159,531 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,462 | $156,456 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,075 | $146,832 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 48,550 | $141,281 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,893 | $130,985 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 11,916 | $127,859 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,859 | $120,232 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 36,641 | $99,346 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,830 | $90,085 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 12,000 | $86,280 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,000 | $82,500 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 20,000 | $81,600 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,236 | $74,881 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 17,414 | $71,920 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 35,000 | $57,400 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $41,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,950 | $31,322 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A303 | COM | 15,625 | $20,156 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $18,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001655006-25-000002 | superseded | 2025-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001655006-26-000002 | this filing | 2026-02-04 | acceptance time not in the bulk data set |