13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-28, with 561 holding rows worth $1,422,049,059.
- Accession
- 0001655006-25-000002
- Filer
- CIK 1655006
- Filed
- 2025-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 561 entries on the cover page, a total value of $1,422,049,059 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,422,049,059 with VALUE read as dollars as filed, 13F file number 028-17002. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 7,232 | $228,314 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,482 | $228,140 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,975 | $227,986 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 2,768 | $227,430 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,126 | $225,621 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,541 | $224,477 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,221 | $223,553 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,710 | $223,366 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,643 | $223,300 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,972 | $223,019 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 5,003 | $222,525 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,967 | $220,329 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 1,506 | $220,008 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,066 | $218,861 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,306 | $218,444 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 918 | $217,858 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,227 | $217,183 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,566 | $216,938 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 12,367 | $216,057 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 605 | $214,006 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,376 | $213,642 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,013 | $212,845 | dollars as filed | |
| BLACKROCK ETF TRUST | 092528843 | ISHARES HIGH YIE | 4,303 | $212,285 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,244 | $211,590 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 6,926 | $211,536 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 696 | $211,507 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,201 | $209,541 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,744 | $209,458 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 13,562 | $208,177 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,559 | $207,955 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,710 | $207,913 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,079 | $206,454 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,403 | $206,188 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 604 | $205,964 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,917 | $205,570 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,520 | $203,899 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 5,991 | $203,694 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 968 | $202,242 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 1,002 | $201,382 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 20,955 | $186,500 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 63,026 | $177,733 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 10,750 | $168,775 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 48,550 | $158,759 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,462 | $156,571 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,414 | $150,594 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,575 | $140,840 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,893 | $129,370 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 11,916 | $120,709 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,859 | $120,103 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,466 | $108,263 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 20,000 | $81,600 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,000 | $77,300 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,236 | $76,590 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 17,414 | $71,920 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,256 | $65,856 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 35,000 | $56,350 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $36,600 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,950 | $28,928 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A303 | COM | 15,625 | $19,375 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $19,050 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $765 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001655006-25-000002 | this filing | 2025-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001655006-26-000002 | base | 2026-02-04 | acceptance time not in the bulk data set |