13F-HR filed by TORONTO DOMINION BANK
TORONTO DOMINION BANK filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 1,307 holding rows worth $33,759,898,000 by the sum of the rows.
- Accession
- 0001654954-18-001228
- Filer
- CIK 947263
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 3,674 entries on the cover page, a total value of $31,117,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,759,898,000 with VALUE read as thousands by filing date, 13F file number 028-11527. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $31,117,938,000, 8% less than the sum of the rows, $33,759,898,000. This page uses the sum of the rows.
Other managers
- reports for this filerTDAM USA INC.028-05929
- reports for this filerTD ASSET MANAGEMENT INC028-05987
- reports for this filerTD Securities (USA) LLC028-11451
- included managerTD SECURITIES INC028-11512
- included managerTD GLOBAL FINANCE028-11579
- included managerToronto Dominion (New York) LLC028-11510
- included managerTORONTO DOMINION (SOUTH EAST ASIA) Ltd028-15608
- included managerTD Insurance - Meloche Monnex028-18156
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,267 | $246,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,000 | $240,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,400 | $240,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 93,356 | $239,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,000 | $239,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 7,402 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,000 | $236,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,000 | $226,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 15,000 | $221,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 9,700 | $216,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,444 | $216,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,500 | $214,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 28,000 | $214,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,000 | $213,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 10,400 | $213,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,700 | $212,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,000 | $206,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 3,000 | $202,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,847 | $198,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,755 | $197,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 8,000 | $197,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,000 | $195,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,175 | $194,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,736 | $193,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,800 | $189,000 | thousands by filing date | put |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,850 | $188,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 8,593 | $188,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,062 | $187,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,235 | $185,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 53,600 | $177,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,540 | $173,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,984 | $172,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,500 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,600 | $169,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,700 | $168,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,525 | $167,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,648 | $161,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 6,812 | $161,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 5,000 | $156,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,000 | $155,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,000 | $154,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 404 | $153,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,158 | $153,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,200 | $152,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,076 | $151,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,475 | $150,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,000 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,100 | $146,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,300 | $142,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,528 | $140,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,611 | $139,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,268 | $137,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,000 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 830 | $128,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 320 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,650 | $126,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 20,700 | $123,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 19,901 | $123,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,000 | $118,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,905 | $118,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,950 | $115,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,040 | $115,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,000 | $111,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 620 | $108,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 3,220 | $108,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,800 | $107,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 612 | $106,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,490 | $105,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 829 | $104,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 5,000 | $101,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,786 | $99,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,800 | $98,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,965 | $97,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,903 | $97,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,100 | $94,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,666 | $94,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,130 | $89,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,100 | $87,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 7,000 | $87,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,537 | $84,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,000 | $81,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,000 | $80,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,511 | $79,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,964 | $79,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,559 | $79,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,500 | $75,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,000 | $73,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,300 | $70,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 6,700 | $70,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 7,800 | $69,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,667 | $68,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,000 | $67,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,704 | $65,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,000 | $65,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,000 | $65,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,000 | $63,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 3,000 | $62,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 1,140 | $61,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 312 | $60,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 470 | $60,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 12,100 | $58,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,000 | $57,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 700 | $57,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 919 | $56,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $53,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,000 | $52,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 500 | $52,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,280 | $51,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,350 | $48,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,300 | $45,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,790 | $45,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,000 | $44,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 29,300 | $43,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 800 | $42,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 150 | $42,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,000 | $41,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 700 | $40,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,000 | $40,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,200 | $37,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 370 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $37,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,700 | $36,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 50 | $35,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,000 | $35,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 692 | $34,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,010 | $34,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $33,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,100 | $32,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 14,000 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,082 | $31,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,000 | $31,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 625 | $31,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,400 | $31,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 231 | $28,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $26,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,162 | $24,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 752 | $23,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,500 | $23,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,000 | $23,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 41,255 | $22,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 260 | $21,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 690 | $21,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 210 | $21,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 500 | $20,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 1,000 | $19,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,000 | $19,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,000 | $19,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 2,000 | $18,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 285 | $18,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 400 | $18,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 325 | $17,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,100 | $17,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 954 | $17,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,946 | $16,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,600 | $15,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 490 | $15,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,611 | $15,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,000 | $15,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 6,000 | $15,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,000 | $15,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 720 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 90 | $14,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 125 | $14,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $13,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 269 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 77 | $11,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,500 | $11,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 240 | $10,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 8,400 | $10,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 300 | $9,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $9,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 278 | $9,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 610 | $9,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,500 | $8,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,071 | $8,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $7,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51 | $7,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 519 | $7,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 702 | $7,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $6,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $6,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 230 | $6,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 194 | $6,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,176 | $5,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 38 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $5,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 660 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 55 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 168 | $4,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 28 | $4,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 42 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 134 | $4,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 2,000 | $4,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,000 | $4,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 97 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $4,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 60 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 100 | $3,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 72 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 333 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,038 | $3,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 1,887 | $3,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 788 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $2,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 21 | $2,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 90 | $2,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 60 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 99 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 48 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 18 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 28 | $2,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 172 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 125 | $2,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 41 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 153 | $2,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 125 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 128 | $2,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $2,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 163 | $2,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 300 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 20 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $1,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 23 | $1,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9 | $1,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 68 | $1,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 8 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 30 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 34 | $1,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 65 | $1,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 47 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 48 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 37 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 30 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 500 | $1,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 67 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 30 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 400 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,174 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 83 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,435 | $1,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 986 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 200 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWELL INDS INC | 739128106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 2,214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 481 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUARTERHILL INC COM | 747713105 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J103 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMX RTY CORP | 26873J107 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 567 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYMEWORKS INC | 98985W102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIO GOLD INC | 01627X108 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH MEDICAL CORP | 12626F105 | COM | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H104 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001654954-18-001228 | this filing | 2018-02-08 | acceptance time not in the bulk data set |