13F-HR filed by TORONTO DOMINION BANK
TORONTO DOMINION BANK filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-03, with 1,236 holding rows worth $30,162,203,000.
- Accession
- 0001654954-16-003461
- Filer
- CIK 947263
- Filed
- 2016-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 2,392 entries on the cover page, a total value of $30,162,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,162,198,000 with VALUE read as thousands by filing date, 13F file number 028-11527. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTDAM USA INC.028-05929
- reports for this filerTD ASSET MANAGEMENT INC028-05987
- reports for this filerTD Securities (USA) LLC028-11451
- included managerTD SECURITIES INC028-11512
- included managerTD GLOBAL FINANCE028-11579
- included managerToronto Dominion (New York) LLC028-11510
- included managerTORONTO DOMINION (SOUTH EAST ASIA) Ltd028-15608
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHLAND INC | 044186104 | COM | 536 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 652 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O-I GLASS, INC. | 690768403 | COM | 3,335 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 1,115 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,203 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,925 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 1,287 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,306 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 948 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,729 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 4,800 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,730 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 3,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 9,509 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,230 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 463 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO COM | 784117103 | Stock | 1,189 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 1,723 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,858 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,371 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABCO HLDGS INC | 92927K102 | COM | 462 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 1,300 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROW ELECTRS INC | 042735100 | COM | 791 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,266 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 931 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,797 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868103 | COM | 3,900 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 4,899 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,529 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP COM | 084423102 | Stock | 846 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 4,500 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,000 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 8,100 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 644 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVNET INC COM | 053807103 | Stock | 1,109 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B/E AEROSPACE INC | 073302101 | COM | 882 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 618 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 385 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 664 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 372 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,860 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 608 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 802 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 390 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,400 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,400 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANDGOLD RES LTD | 752344309 | ADR | 532 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,500 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 808 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARIS INC COM | 731068102 | Stock | 530 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,202 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,900 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PTC INC COM | 69370C100 | Stock | 850 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 979 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,898 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSUITE INC | 64118Q107 | COM | 347 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,300 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALPINE CORP | 131347304 | COM | 2,943 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAYA INC | 02314M108 | COM | 2,300 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 9,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,615 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,312 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B208 | CL B | 2,465 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 979 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,261 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH A O CORP COM | 831865209 | Stock | 643 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,531 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENBURY RES INC | 247916208 | COM NEW | 9,692 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,169 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 525 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 560 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 483 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 30,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLE ONE INC | 12685J105 | COM | 50 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 4,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 569 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,188 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 800 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 795 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 549 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,041 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 823 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,481 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,525 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 568 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 14,982 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,380 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 869 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 169 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 40,232 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 60 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,850 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG LOTS INC | 089302103 | COM | 400 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 2,209 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 1,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,283 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 3,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,083 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,548 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 400 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 275 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 1,057 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,700 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 460 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 10,900 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 3,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 4,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 875 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 826 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 1,450 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,645 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 3,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,600 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 2,314 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 525 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 450 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 4,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 7,286 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 107 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 140 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 280 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 110 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,337 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 455 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 502 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 2,031 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 501 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 287 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL STS INTL INC | 678026105 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDSAY CORPORATION | 535555106 | COM | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 217 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 187 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 519 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,450 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 480 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 78 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 703 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALYARD HEALTH INC | 40650V100 | COM | 51 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERITIV CORP | 923454102 | COM | 30 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 054303102 | COM | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDO INTL PLC | G30401106 | SHS | 98 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 496 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 70 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 929 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAM NAT RES FD INC | 00548F105 | COM | 69 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 63 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 600 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 84 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 137 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 272 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRUSTMARK CORP | 898402102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MGE ENERGY INC | 55277P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE VALUE TRUST | 780910105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOMTAR CORP | 257559203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CST BRANDS INC | 12646R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SEARS CDA INC | 81234D109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEOVASC INC COM STK | 64065J106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRH MEDICAL CORP | 12626F105 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001654954-16-003461 | this filing | 2016-11-03 | acceptance time not in the bulk data set |