13F-HR filed by Genesee Capital Advisors, LLC
Genesee Capital Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-14, with 113 holding rows worth $202,721,000.
- Accession
- 0001652348-21-000005
- Filer
- CIK 1652348
- Filed
- 2021-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 113 entries on the cover page, a total value of $202,721,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,721,000 with VALUE read as thousands by filing date, 13F file number 028-19213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 187,591 | $16,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 137,719 | $16,922,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 149,656 | $15,543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50,481 | $7,966,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 53,582 | $7,582,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 54,630 | $6,038,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 137,252 | $5,369,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 127,075 | $5,247,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 14,066 | $5,035,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 98,519 | $4,359,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 80,501 | $3,341,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 18,920 | $3,322,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 105,503 | $3,271,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,084 | $3,182,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 19,529 | $3,129,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 56,314 | $3,056,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,870 | $3,005,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 26,246 | $2,971,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 881 | $2,894,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 21,919 | $2,817,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 56,514 | $2,793,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,314 | $2,484,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 18,577 | $2,339,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,363 | $2,308,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 23,845 | $2,281,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 34,824 | $2,221,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,769 | $2,217,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,762 | $2,213,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,223 | $2,207,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 71,423 | $2,124,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,353 | $2,073,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 45,148 | $2,042,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 33,768 | $1,971,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 70,281 | $1,958,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 27,566 | $1,917,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 40,171 | $1,862,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 73,945 | $1,833,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18,595 | $1,756,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 30,521 | $1,405,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 12,840 | $1,404,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 32,125 | $1,396,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 24,682 | $1,343,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,357 | $1,292,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,437 | $1,166,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 21,881 | $1,120,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 19,236 | $1,075,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,253 | $1,051,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 20,667 | $989,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,592 | $975,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 8,039 | $954,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,914 | $928,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 31,143 | $913,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,861 | $891,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,967 | $891,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 29,582 | $877,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 41,290 | $843,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 24,019 | $834,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,690 | $829,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,085 | $815,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,034 | $814,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 24,313 | $779,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,191 | $751,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 12,021 | $728,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,308 | $720,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,782 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,829 | $684,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 12,901 | $684,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,208 | $676,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 7,966 | $675,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,136 | $634,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,640 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,840 | $540,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,077 | $534,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 13,462 | $514,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,522 | $481,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,458 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,316 | $439,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,778 | $378,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,632 | $366,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,487 | $347,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,767 | $342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,267 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,370 | $323,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 407 | $316,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 118 | $315,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,161 | $314,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,430 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,071 | $310,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 892 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,934 | $279,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 4,048 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,390 | $268,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 767 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 9,568 | $264,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,529 | $257,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,518 | $257,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,448 | $256,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,666 | $242,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,182 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,061 | $231,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 6,525 | $227,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 676 | $226,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,087 | $225,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,706 | $216,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,959 | $215,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 550 | $208,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,897 | $202,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,389 | $111,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,916 | $97,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,000 | $74,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 22,510 | $73,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 19,860 | $54,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,500 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001652348-21-000005 | this filing | 2021-10-14 | acceptance time not in the bulk data set |