Skip to content

13F-HR filed by StoneX Group Inc.

StoneX Group Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 195 holding rows worth $95,830,000.

Accession
0001650393-18-000003
Filed
2018-02-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 195 entries on the cover page, a total value of $95,830,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,830,000 with VALUE read as thousands by filing date, 13F file number 028-17573. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Apple Inc037833100COM14,850$2,513,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS33,505$1,833,000thousands by filing date
ETF SER SOLUTIONS26922A784APTUS DRAWDOWN55,857$1,694,000thousands by filing date
ISHARES TR464288687COM42,057$1,601,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS5,948$1,599,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS24,600$1,573,000thousands by filing date
PowerShares QQQ Trust Unit Ser73935A104COM9,410$1,466,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS50,152$1,400,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS12,610$1,287,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX11,665$1,282,000thousands by filing date
META PLATFORMS INC CL A30303M102COM6,890$1,216,000thousands by filing date
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity12,023$1,215,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD36,483$1,168,000thousands by filing date
Amazon.com, Inc023135106COM973$1,138,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL13,888$1,051,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS13,323$1,023,000thousands by filing date
MONSANTO CO NEW61166W101COM8,698$1,016,000thousands by filing date
JPMorgan Chase & Co46625H100COM9,322$997,000thousands by filing date
AT&T Inc00206R102COM25,418$988,000thousands by filing date
Procter & Gamble Co742718109COM10,684$982,000thousands by filing date
REAVES UTIL INCOME FD756158101COM SH BEN INT30,447$942,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS5,990$915,000thousands by filing date
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF63,616$907,000thousands by filing date
iShares U.S. Aerospace & Defense ETF464288760SHS4,803$903,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS14,735$901,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X192CLOUD COMPUTING19,201$881,000thousands by filing date
NUTANIX INC CL A67059N108Stock24,541$866,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 13,484$862,000thousands by filing date
AbbVie,Inc.00287Y109COM8,858$857,000thousands by filing date
SPY78462F103SHS2,864$764,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X176TECH ALPHADEX14,219$730,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF14,718$716,000thousands by filing date
Verizon Communications Inc92343V104COM12,941$685,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS5,983$683,000thousands by filing date
Vanguard Value ETF922908744SHS6,322$672,000thousands by filing date
Berkshire Hathaway Inc084670702COM3,387$671,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS8,471$670,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF9,277$652,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS7,258$634,000thousands by filing date
POWERSHARES ETF TR II73937B407TXBLE MUN PRTFLO19,599$602,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS5,467$598,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF2,721$587,000thousands by filing date
GLOBAL X FDS37954Y855LITHIUM BTRY ETF14,846$575,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS9,588$561,000thousands by filing date
Walt Disney Co254687106COM5,204$560,000thousands by filing date
BARCLAYS BANK PLC06742A669IPATH SHILR CAPE4,792$558,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR5,634$556,000thousands by filing date
Philip Morris International Inc.718172109COM5,226$552,000thousands by filing date
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS9,101$551,000thousands by filing date
Microsoft Corp594918104COM6,415$549,000thousands by filing date
VICTORY PORTFOLIOS II92647N782CMN11,254$549,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS3,159$548,000thousands by filing date
INFOSYS LTD SPONSORED ADR456788108ADR33,386$542,000thousands by filing date
IJH464287507COM2,839$539,000thousands by filing date
Altria Group Inc02209S103COM7,273$519,000thousands by filing date
Boeing Company097023105COM1,753$517,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH5,914$502,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS8,800$501,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS3,220$498,000thousands by filing date
WELLS FARGO & CO949746804PERP PFD CNV A368$482,000thousands by filing date
Vanguard Growth922908736COM3,423$481,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS5,531$474,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X150INDLS PROD DUR11,682$474,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK3,496$471,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD337345102SHS6,551$471,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R860NASDAQ BK ETF16,028$471,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS5,376$444,000thousands by filing date
POWERSHARES ETF TR II73937B654PWRSH S&P500HI10,332$438,000thousands by filing date
Schwab U.S. Small-Cap ETF808524607SHS6,234$435,000thousands by filing date
KINDER MORGAN INC DEL49456B200PFD SER A11,421$434,000thousands by filing date
VANECK ETF TRUST92189F643MRNGSTR WDE MOAT10,140$430,000thousands by filing date
EXXON MOBIL CORP30231G102COM5,109$427,000thousands by filing date
MONMOUTH REAL ESTATE INVT CO609720107CL A23,974$427,000thousands by filing date
Cisco Systems,Inc.17275R102COM10,993$421,000thousands by filing date
FORD MTR CO COM345370860Stock33,687$421,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS4,943$414,000thousands by filing date
iShares Currency Hedged MSCI EAFE ETF46434V803SHS13,841$411,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock5,075$411,000thousands by filing date
CUMMINS INC COM231021106Stock2,312$408,000thousands by filing date
Johnson & Johnson478160104COM2,905$406,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J117EUROPE ALPHADEX10,311$403,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33735K108COM SHS6,558$401,000thousands by filing date
Chevron Corporation166764100COM3,188$399,000thousands by filing date
BANK OF AMER CORP0605056827.25%CNV PFD L302$398,000thousands by filing date
VICTORY PORTFOLIOS II92647N774VCSHS US DISCVRY8,754$395,000thousands by filing date
GENERAL ELEC CO369604103COM22,572$394,000thousands by filing date
KROGER CO COM501044101Stock14,367$394,000thousands by filing date
Intel Corp458140100COM8,524$393,000thousands by filing date
POWERSHARES ETF TR II S&P SMCP73937B886ETF - EQUITY3,967$391,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS6,116$390,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM366$386,000thousands by filing date
Home Depot, Inc437076102COM2,039$386,000thousands by filing date
VICTORY PORTFOLIOS II92647N824VCSHS US EQ INCM8,302$385,000thousands by filing date
NVIDIA Corp67066G104COM1,968$381,000thousands by filing date
POWERSHARES ETF TR II S&P500 L73937B779COM7,940$379,000thousands by filing date
Netflix, Inc64110L106COM1,954$375,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS2,417$371,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734G108CMN15,850$369,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS5,080$367,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock6,105$364,000thousands by filing date
NXP SEMICONDUCTORS N V COMN6596X109Stock3,092$362,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF3,930$354,000thousands by filing date
INTELLIA THERAPEUTICS INC45826J105COM18,365$353,000thousands by filing date
ETF SER SOLUTIONS26922A826RANGE CANCER THE14,813$352,000thousands by filing date
SHOPIFY INC82509L107CL A SUB VTG SHS3,478$351,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF7,457$351,000thousands by filing date
Bank of America Corp060505104COM11,849$350,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS5,248$347,000thousands by filing date
Southern Company842587107COM7,192$346,000thousands by filing date
PIMCO DYNAMIC INCOME FD72201Y101SHS11,430$343,000thousands by filing date
Schwab US Mid-Cap ETF808524508SHS6,407$341,000thousands by filing date
VGT92204A702SHS2,063$340,000thousands by filing date
SPDR SER TR78464A359BBG CONV SEC ETF6,710$340,000thousands by filing date
FIRST TR DYNAMIC EUROPE EQUI33740D107COM SHS17,984$339,000thousands by filing date
Amgen Inc.031162100COM1,923$334,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J174DEV MRK EX US5,244$327,000thousands by filing date
DOWDUPONT INC26078J100COM4,556$324,000thousands by filing date
TUPPERWARE BRANDS CORP899896104COM5,120$321,000thousands by filing date
WYNN RESORTS LTD983134107COM1,896$320,000thousands by filing date
ARK ETF TR00214Q104INNOVATION ETF8,548$317,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS7,041$316,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R605DORSEY WRT 5 ETF11,454$316,000thousands by filing date
Vanguard S&P 500 ETF922908363COM1,283$315,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33735J101COM SHS5,749$314,000thousands by filing date
NUVEEN CORPORATE INCM NOVEME67077N106COM31,520$314,000thousands by filing date
Accelerate Diagnostics00430H102COM11,790$309,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock7,496$307,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD2,860$302,000thousands by filing date
Merck & Co.,Inc.58933Y105COM5,347$301,000thousands by filing date
ALBEMARLE CORP012653101COM2,342$300,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD10,252$298,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS2,433$296,000thousands by filing date
VTI922908769COM2,158$296,000thousands by filing date
Duke Energy Corporation26441C204COM3,495$294,000thousands by filing date
Qualcomm Incorporated747525103COM4,516$289,000thousands by filing date
FIRST TRUST LOW DURATION OPPORTUNITIES ETF33739Q200ETF5,554$287,000thousands by filing date
ConocoPhillips20825C104COM5,212$286,000thousands by filing date
SPROTT PHYSICAL GOLD TR85207H104UNIT27,050$286,000thousands by filing date
UnitedHealth Group Inc91324P102COM1,283$283,000thousands by filing date
POWERSHARES ETF TR II73937B712KBW RG BK PORT5,052$283,000thousands by filing date
CORNING INC219350105COM8,819$282,000thousands by filing date
UNIVERSAL DISPLAY CORP91347P105COM1,627$281,000thousands by filing date
ARK ETF TR00214Q401NEXT GNRTN INTER6,049$279,000thousands by filing date
POWERSHARES ETF TRUST INDL SEC73935X369COM4,537$277,000thousands by filing date
POWERSHARES ETF TRUST73935X344TECH SECT PORT5,266$277,000thousands by filing date
POWERSHARES ETF TRUST73935X377FINL SECT PORT7,862$276,000thousands by filing date
Walmart Inc.931142103COM2,787$275,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM259$271,000thousands by filing date
Vanguard Materials ETF92204A801SHS1,970$269,000thousands by filing date
Gilead Sciences,Inc.375558103COM3,727$267,000thousands by filing date
VANGUARD STAR FDS921909768COM4,701$267,000thousands by filing date
FIRST TR MID CAP CORE ALPHAD33735B108COM SHS4,050$266,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM2,212$264,000thousands by filing date
BLOCK INC CL A852234103Stock7,605$264,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P855INSTL PFD SECS13,000$262,000thousands by filing date
Salesforce.com, Inc79466L302COM2,539$260,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF2,042$257,000thousands by filing date
POWERSHARES ETF TRUST73935X419CON DISCRE SEC5,107$257,000thousands by filing date
Citigroup Inc.172967424COM3,354$250,000thousands by filing date
VICTORY PORTFOLIOS II92647N816VCSHS DEV ENH VL7,116$250,000thousands by filing date
RAYTHEON CO755111507COM NEW1,327$249,000thousands by filing date
ISHARES INC464286533MSCI EMERG MRKT4,085$248,000thousands by filing date
HANESBRANDS INC410345102COM11,879$248,000thousands by filing date
iShares Russell 2000 ETF464287655SHS1,616$246,000thousands by filing date
Vanguard FTSE Pacific ETF922042866SHS3,359$245,000thousands by filing date
VEREIT INC92339V100COM31,465$245,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF1,925$239,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF8,518$238,000thousands by filing date
DOLBY LABORATORIES INC COM CL A25659T107Stock3,829$237,000thousands by filing date
PepsiCo,Inc.713448108COM1,971$236,000thousands by filing date
Vanguard FTSE Europe ETF922042874SHS3,985$236,000thousands by filing date
Costco Wholesale Corporation22160K105COM1,262$235,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J190GERMANY ALPHA4,582$235,000thousands by filing date
Pfizer Inc.717081103COM6,317$229,000thousands by filing date
FIRST TR SR FLOATING RATE 2033740K101COM SHS25,115$229,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33733A102CHINDIA ETF5,698$226,000thousands by filing date
SPDR S&P Aerospace & Defense ETF78464A631SHS2,696$225,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J232SWITZLND ALPHA4,205$222,000thousands by filing date
iShares S&P Mid-Cap 400 Value ETF464287705SHS1,371$220,000thousands by filing date
BP PLC SPONSORED ADR055622104ADR5,230$220,000thousands by filing date
ARCONIC INC03965L100COM8,036$219,000thousands by filing date
iShares TIPS Bond ETF464287176SHS1,892$216,000thousands by filing date
VENTAS INC COM92276F100REIT3,535$212,000thousands by filing date
CENCORA INC COM03073E105Stock2,295$211,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock2,273$209,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D309SENIOR LN FD4,335$208,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS3,906$206,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock897$205,000thousands by filing date
FIRST TR SML CP CORE ALPHA F33734Y109COM SHS3,327$204,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM1,596$204,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS1,377$203,000thousands by filing date
TORO CO891092108COM3,110$203,000thousands by filing date
iShares Gold Trust464285105ISHARES16,085$201,000thousands by filing date
ISHARES RUSSELL 1000 ETF464287622ETF1,345$200,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM14,875$177,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001650393-18-000003this filing2018-02-09acceptance time not in the bulk data set