13F-HR filed by Lido Advisors, LLC
Lido Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 707 holding rows worth $2,974,024,000.
- Accession
- 0001650150-21-000001
- Filer
- CIK 1650150
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 707 entries on the cover page, a total value of $2,974,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,974,024,000 with VALUE read as thousands by filing date, 13F file number 028-18071. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,594 | $356,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,327 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,351 | $355,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,994 | $354,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 724 | $353,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,054 | $352,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,539 | $351,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,689 | $349,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,346 | $348,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,868 | $341,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 682 | $340,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,836 | $337,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 339 | $337,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,684 | $334,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,244 | $334,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,530 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,101 | $331,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,757 | $327,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 17,498 | $327,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,307 | $326,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,912 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,184 | $325,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,598 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,061 | $324,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,759 | $323,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 10,588 | $323,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,199 | $322,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,812 | $321,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,651 | $321,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,519 | $319,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,770 | $319,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,303 | $319,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,269 | $318,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,159 | $318,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,719 | $315,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,575 | $314,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,189 | $313,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,697 | $313,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,116 | $310,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 14,258 | $310,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,343 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,759 | $309,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 787 | $308,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 259 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,128 | $306,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,889 | $305,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,873 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,960 | $304,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,199 | $303,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 678 | $302,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,420 | $301,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,398 | $297,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,112 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,863 | $295,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,632 | $294,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 5,750 | $293,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,061 | $291,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,650 | $291,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,870 | $290,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,819 | $290,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,916 | $290,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,321 | $290,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,990 | $289,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,200 | $285,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,519 | $284,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,149 | $283,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,130 | $283,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 32,288 | $282,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 20,435 | $282,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,505 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,785 | $282,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,914 | $281,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,811 | $280,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 71,847 | $280,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,171 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,080 | $276,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,862 | $274,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 20,159 | $274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,152 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,163 | $273,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,001 | $272,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,860 | $272,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,501 | $271,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,676 | $269,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,889 | $267,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 549 | $265,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,372 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,706 | $262,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,126 | $262,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,459 | $262,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,832 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,294 | $259,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 943 | $257,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,693 | $256,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,875 | $256,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,210 | $256,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,639 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,478 | $256,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,152 | $253,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,686 | $251,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,477 | $251,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 10,066 | $251,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,912 | $250,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,056 | $249,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,259 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,332 | $248,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,479 | $247,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,892 | $245,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 20,441 | $240,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,206 | $238,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,691 | $238,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,735 | $236,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 775 | $236,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,480 | $236,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,926 | $235,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,169 | $234,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,573 | $234,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,722 | $233,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,370 | $233,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,657 | $233,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,185 | $233,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 739 | $232,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,670 | $232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,101 | $231,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 60,710 | $231,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,008 | $230,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,523 | $230,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,345 | $229,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 699 | $229,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 901 | $229,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,106 | $227,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,912 | $226,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,644 | $226,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 3,033 | $225,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,970 | $225,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 9,907 | $224,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,949 | $223,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,066 | $222,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,781 | $222,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,249 | $222,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,690 | $221,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,810 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,166 | $221,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,602 | $220,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,055 | $219,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,390 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,020 | $218,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,339 | $218,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,831 | $216,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,349 | $216,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,392 | $215,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,655 | $212,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,962 | $211,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,837 | $211,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 49,443 | $210,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,441 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,450 | $209,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,745 | $209,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,522 | $209,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,899 | $208,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,352 | $207,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,615 | $207,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,679 | $206,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,109 | $206,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,209 | $205,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 856 | $205,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,500 | $205,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,707 | $205,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 822 | $205,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,307 | $205,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 17,500 | $205,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 16,439 | $204,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 452 | $204,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,683 | $203,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 10,777 | $203,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,778 | $202,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,018 | $201,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,572 | $200,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,374 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 32,122 | $198,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,239 | $195,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,775 | $195,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,359 | $195,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 30,207 | $191,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,970 | $185,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 17,112 | $184,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,417 | $175,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,786 | $174,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,779 | $170,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,159 | $169,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,845 | $117,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,450 | $110,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 41,040 | $97,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,870 | $90,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,802 | $88,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,576 | $83,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,000 | $75,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 18,000 | $66,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 26,884 | $56,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,316 | $47,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,100 | $27,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 21,539 | $26,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 46,721 | $22,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 500,000 | $20,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,178 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 10,092 | $5,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001650150-21-000001 | this filing | 2021-02-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001650150-21-000018 | added | 2021-11-12 | acceptance time not in the bulk data set |