13F-HR filed by Lido Advisors, LLC
Lido Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 561 holding rows worth $2,332,464,000.
- Accession
- 0001650150-20-000005
- Filer
- CIK 1650150
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 561 entries on the cover page, a total value of $2,332,464,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,332,464,000 with VALUE read as thousands by filing date, 13F file number 028-18071. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Viewra, Inc | 92672L107 | COM | 60,710 | $212,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 536 | $211,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,691 | $210,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 574 | $207,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,126 | $206,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,814 | $205,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,718 | $205,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,832 | $205,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,148 | $205,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 627 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,519 | $204,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,600 | $203,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,949 | $203,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,386 | $201,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 310,000 | $201,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 935 | $200,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,233 | $196,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 36,439 | $192,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,940 | $187,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,158 | $187,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,801 | $183,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 17,112 | $175,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 71,457 | $171,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,766 | $167,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,417 | $166,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 300,000 | $166,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,764 | $165,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 16,867 | $151,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,222 | $143,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,700 | $135,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,815 | $135,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,762 | $133,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,076 | $125,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,273 | $124,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,450 | $114,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 33,000 | $104,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,845 | $99,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,435 | $99,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,450 | $97,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $92,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,529 | $91,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 60,855 | $90,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,525 | $87,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,870 | $84,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 13,500 | $84,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,576 | $83,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,600 | $72,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,692 | $58,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,000 | $48,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,229 | $45,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 32,100 | $39,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 46,721 | $37,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,178 | $27,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 10,100 | $23,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 21,539 | $21,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,000 | $9,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 10,092 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30,000 | $5,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 20,000 | $5,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 100,000 | $4,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001650150-20-000005 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001650150-21-000017 | added | 2021-11-12 | acceptance time not in the bulk data set |