13F-HR filed by Lido Advisors, LLC
Lido Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 513 holding rows worth $1,287,046,000.
- Accession
- 0001650150-19-000006
- Filer
- CIK 1650150
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 515 entries on the cover page, a total value of $1,287,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,287,046,000 with VALUE read as thousands by filing date, 13F file number 028-18071. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNEY J C INC | 708160106 | COM | 170,000 | $151,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,914 | $144,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 100,000 | $137,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,071 | $101,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,178 | $62,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,154 | $55,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 10,000 | $41,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,000 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,000 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 10,092 | $7,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 16,000 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001650150-19-000006 | this filing | 2019-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001650150-21-000013 | added | 2021-11-12 | acceptance time not in the bulk data set |