13F-HR filed by Lido Advisors, LLC
Lido Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 293 holding rows worth $611,428,000 by the sum of the rows.
- Accession
- 0001650150-18-000002
- Filer
- CIK 1650150
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 297 entries on the cover page, a total value of $10,973,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $611,428,000 with VALUE read as thousands by filing date, 13F file number 028-18071. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $10,973,850,000, 1695% more than the sum of the rows, $611,428,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,604,062 | $136,954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 165,805 | $25,330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 208,644 | $23,835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 296,650 | $20,857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 633,865 | $19,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 69,634 | $18,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 282,451 | $18,062,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 230,021 | $17,405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,024,828 | $16,017,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 528,709 | $14,756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 233,690 | $14,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 133,377 | $11,874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 66,780 | $11,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 209,028 | $11,032,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 160,601 | $8,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 38,806 | $6,138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 133,247 | $5,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 112,234 | $5,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 41,653 | $4,974,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 119,886 | $4,794,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 46,331 | $4,778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 103,408 | $4,576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 111,403 | $4,323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 78,879 | $4,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,992 | $4,294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 49,584 | $4,241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 107,799 | $4,217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 87,965 | $4,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 91,482 | $3,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,695 | $3,413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 180,183 | $3,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,054 | $2,904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 45,960 | $2,788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 20,133 | $2,763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 76,741 | $2,633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 23,748 | $2,629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 75,659 | $2,496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 23,330 | $2,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 16,281 | $2,419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 23,771 | $2,401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 16,589 | $2,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,139 | $2,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,907 | $2,230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 45,761 | $2,184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 25,576 | $2,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JERNIGAN CAP INC | 476405105 | COM | 111,998 | $2,129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,007 | $2,118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,666 | $2,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,185 | $1,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 18,400 | $1,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,934 | $1,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 90,469 | $1,813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 18,099 | $1,750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 15,030 | $1,707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 55,029 | $1,624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,374 | $1,563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 7,627 | $1,511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 16,399 | $1,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 32,184 | $1,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 40,642 | $1,472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 5,993 | $1,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,497 | $1,343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 10,535 | $1,318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 24,869 | $1,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 9,791 | $1,312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 33,860 | $1,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 10,867 | $1,239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 31,798 | $1,236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 3,977 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 24,082 | $1,138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,632 | $1,135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 28,811 | $1,096,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 43,723 | $1,079,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 5,434 | $1,051,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,396 | $1,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 921 | $1,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 8,725 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,831 | $1,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 5,470 | $1,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 10,168 | $1,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 13,877 | $1,006,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 5,663 | $974,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 17,762 | $947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 27,210 | $939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,362 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,000 | $921,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 878 | $918,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,720 | $913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 9,788 | $901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 4,551 | $862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,482 | $857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 13,000 | $850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,093 | $846,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,453 | $845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,936 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L3 TECHNOLOGIES INC | 502413107 | COM | 4,091 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 212,399 | $754,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 69,281 | $747,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,445 | $742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 7,511 | $740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 4,737 | $739,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 28,355 | $727,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 37,843 | $717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,551 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,805 | $701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 71,951 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,561 | $690,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 11,956 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 3,587 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,640 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 100,000 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,444 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 3,039 | $669,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 25,000 | $651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 20,000 | $636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 15,741 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,620 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,291 | $626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,370 | $620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,180 | $614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288372 | COM | 13,428 | $607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOWDUPONT INC | 26078J100 | COM | 8,487 | $604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,852 | $593,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 19,200 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,165 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,427 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 21,425 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETNA INC NEW | 00817Y108 | COM | 3,157 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 3,198 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 20,306 | $559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 17,081 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,567 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 11,179 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,488 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 6,164 | $518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 16,664 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,162 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 6,392 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,426 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 2,902 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUBHUB INC | 400110102 | COM | 7,000 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 35,144 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,159 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,711 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 19,383 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 38,642 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 5,955 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 5,362 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 14,120 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACCAR INC COM | 693718108 | Stock | 6,517 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,389 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 25,000 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 3,149 | $459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 14,839 | $459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 1,469 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,456 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,000 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,858 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 6,275 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 6,231 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 6,965 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,850 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,211 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 8,012 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 2,333 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,413 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 18,354 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRAXAIR INC | 74005P104 | COM | 2,712 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 23,898 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,388 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,238 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 8,727 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,727 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,587 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,275 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,302 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,019 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,691 | $377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,882 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,050 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 40,000 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,350 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,043 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,144 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,539 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 18,862 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 2,194 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 30,000 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,000 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,197 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,786 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,250 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,124 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 7,339 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 6,858 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER INC | 887317303 | COM NEW | 3,669 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 4,352 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,000 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 5,718 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,000 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,847 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 7,795 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 5,123 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,282 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,914 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,766 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HASBRO INC COM | 418056107 | Stock | 3,420 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,095 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYTHEON CO | 755111507 | COM NEW | 1,642 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 5,598 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 3,112 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 7,210 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIN STR CAP CORP | 56035L104 | COM | 7,561 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,174 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,964 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,385 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,082 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,561 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,753 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,896 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,298 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,960 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 100,000 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 3,442 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,440 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 15,936 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM LTD | Y09827109 | SHS | 1,073 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 3,397 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,230 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 1,761 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,206 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,786 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 8,506 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465106 | COM | 10,000 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BB & T CORP | 054937107 | COM | 5,334 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,745 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,049 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,517 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 702 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,126 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,359 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,150 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,219 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,073 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,064 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,216 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,969 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 20,608 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,822 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,860 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,825 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,100 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 14,890 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,313 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 2,169 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,962 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPINJ INC | 453204109 | COM | 10,000 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,426 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 17,976 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,185 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,985 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,281 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,101 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,456 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 1,401 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 10,000 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S & T BANCORP INC COM | 783859101 | Stock | 5,345 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,180 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,735 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,060 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 1,334 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,000 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,000 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,875 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096508 | COM | 15,222 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,528 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,112 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,150 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,215 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,989 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,405 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,339 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 17,028 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,155 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 100,000 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,313 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,067 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,835 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 10,590 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,951 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EnerJex Resources Inc | 292758406 | COM | 17,999 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 10,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001650150-18-000002 | this filing | 2018-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681681-21-000007 | added | 2021-11-12 | acceptance time not in the bulk data set |