13F-HR filed by Lido Advisors, LLC
Lido Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2017-09-21, with 152 holding rows worth $327,070,000.
- Accession
- 0001650150-17-000013
- Filer
- CIK 1650150
- Filed
- 2017-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 153 entries on the cover page, a total value of $327,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,070,000 with VALUE read as thousands by filing date, 13F file number 028-18071. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,770,708 | $112,422,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 951,902 | $23,969,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,187,870 | $18,887,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 288,738 | $15,364,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 261,941 | $15,292,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 307,759 | $14,705,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 291,292 | $14,270,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 292,826 | $13,303,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 72,875 | $9,342,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,059 | $5,207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,829 | $5,154,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 39,141 | $4,119,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 33,559 | $3,141,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,828 | $2,531,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 45,048 | $1,869,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,009 | $1,572,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,992 | $1,478,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,778 | $1,430,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,924 | $1,409,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,695 | $1,250,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 31,358 | $1,239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 26,457 | $1,118,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,221 | $1,117,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,645 | $1,109,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14,034 | $1,086,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,321 | $1,082,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,613 | $1,082,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,132 | $1,081,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,720 | $1,074,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 24,808 | $1,050,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,115 | $1,032,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,086 | $989,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 33,202 | $919,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,360 | $908,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,293 | $899,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,836 | $890,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,175 | $858,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,805 | $853,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,715 | $847,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,739 | $775,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,471 | $769,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,700 | $763,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 19,505 | $743,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,931 | $743,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,714 | $738,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,530 | $714,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,420 | $698,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,187 | $693,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,734 | $689,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,165 | $686,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,961 | $682,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,678 | $676,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,516 | $636,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,324 | $628,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,519 | $624,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,656 | $599,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,978 | $576,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 35,144 | $564,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,444 | $564,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 55,691 | $534,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 38,642 | $526,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,657 | $525,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 13,358 | $517,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 6,158 | $516,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,146 | $508,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 39,282 | $498,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,658 | $495,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,412 | $486,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,598 | $486,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,517 | $474,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,470 | $471,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,826 | $466,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,905 | $460,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,955 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,958 | $443,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,842 | $435,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,910 | $421,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,359 | $417,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,310 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,736 | $407,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,271 | $398,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,744 | $380,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,600 | $379,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 36,027 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,208 | $359,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,879 | $347,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,286 | $346,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,325 | $341,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,817 | $340,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,901 | $338,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,449 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,890 | $328,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 26,300 | $323,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,370 | $317,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,000 | $313,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,442 | $313,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,300 | $312,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,600 | $311,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,822 | $309,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,201 | $308,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,877 | $308,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,730 | $305,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,215 | $303,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,134 | $297,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,270 | $292,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,372 | $287,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,123 | $280,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,889 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,193 | $279,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 20,608 | $279,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,313 | $276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,614 | $275,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,860 | $271,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,015 | $266,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,198 | $265,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,536 | $263,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,000 | $261,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,795 | $260,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,895 | $249,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,727 | $237,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,332 | $234,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,901 | $234,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,752 | $232,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,660 | $231,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,623 | $228,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,898 | $227,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 6,594 | $225,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,982 | $221,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,659 | $221,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,563 | $215,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,951 | $213,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,047 | $213,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,567 | $211,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,224 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,343 | $200,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,682 | $198,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,702 | $197,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,417 | $172,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $171,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,968 | $170,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,344 | $155,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,619 | $135,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,155 | $120,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,328 | $101,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,524 | $97,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,618 | $96,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,313 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,500 | $85,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 50,000 | $85,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,590 | $61,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 152,709 | $61,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 22,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001650150-17-000013 | this filing | 2017-09-21 | acceptance time not in the bulk data set |