13F-HR/A filed by Relative Value Partners Group, LLC
Relative Value Partners Group, LLC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-06-28, with 244 holding rows worth $1,465,229,289.
- Accession
- 0001649910-23-000009
- Filer
- CIK 1649910
- Filed
- 2023-06-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, amendment of type new holdings, 245 entries on the cover page, a total value of $1,465,229,289 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,465,229,289 with VALUE read as dollars as filed, 13F file number 028-16978. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 608,493 | $84,038,967 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 417,462 | $78,082,079 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,098,572 | $65,870,368 | dollars as filed | |
| VTI | 922908769 | COM | 314,697 | $64,229,717 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 133,785 | $54,996,292 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 536,160 | $53,144,210 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 295,061 | $46,259,667 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 731,229 | $45,584,827 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,813,100 | $42,390,286 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 240,577 | $36,510,024 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,218,105 | $36,092,462 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 587,042 | $34,365,460 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 1,382,701 | $31,594,718 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 517,266 | $25,609,861 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 763,865 | $24,619,377 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 317,082 | $23,483,106 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 340,622 | $22,770,594 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 447,993 | $22,641,575 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 468,240 | $21,150,394 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 138,670 | $21,113,959 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,661,179 | $19,535,464 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,709,837 | $18,705,619 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 2,191,104 | $17,857,496 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 103,595 | $16,446,754 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,672,655 | $16,408,746 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 168,521 | $16,296,002 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,329,890 | $15,559,715 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 171,577 | $13,123,948 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 909,269 | $11,684,113 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 1,469,934 | $11,671,275 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 238,041 | $11,614,033 | dollars as filed | |
| VGT | 92204A702 | SHS | 29,110 | $11,220,874 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 236,972 | $10,850,946 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 98,467 | $10,608,841 | dollars as filed | |
| SPY | 78462F103 | SHS | 24,246 | $9,926,181 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 162,575 | $8,432,765 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 90,093 | $8,431,804 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 186,450 | $8,151,575 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 521,865 | $8,146,313 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 493,380 | $7,874,341 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 317,057 | $7,796,431 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 85,225 | $7,717,166 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 322,601 | $7,679,509 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 162,662 | $7,571,930 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 961,424 | $7,542,564 | dollars as filed | |
| VWO | 922042858 | SHS | 186,553 | $7,536,728 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 26,948 | $7,534,930 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 256,108 | $6,799,656 | dollars as filed | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 522,852 | $6,676,823 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 689,302 | $6,513,908 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 80,061 | $6,422,458 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 536,702 | $6,300,882 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 62,615 | $6,297,793 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 536,923 | $6,281,998 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 411,764 | $6,234,110 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 64,779 | $5,997,913 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 434,045 | $5,911,687 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 55,436 | $5,816,112 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,059,861 | $5,596,068 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 47,399 | $5,576,504 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 316,200 | $5,536,664 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 113,030 | $5,461,057 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 750,611 | $5,449,434 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 397,368 | $5,388,312 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 100,363 | $5,058,296 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 743,691 | $4,387,778 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 322,256 | $4,286,008 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 14,807 | $4,256,895 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 201,098 | $4,164,738 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 122,847 | $3,991,293 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 61,526 | $3,816,458 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,177 | $3,718,947 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 260,812 | $3,661,798 | dollars as filed | |
| Apple Inc | 037833100 | COM | 22,206 | $3,661,773 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 734,019 | $3,640,736 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 146,542 | $3,518,473 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 195,678 | $3,514,371 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 340,985 | $3,392,804 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,050 | $3,389,604 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 370,597 | $3,368,726 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 58,138 | $3,209,808 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 160,341 | $3,161,933 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 50,000 | $3,158,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 118,250 | $3,149,004 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 585,647 | $3,139,069 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 83,114 | $3,105,970 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,260 | $3,093,967 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 28,967 | $3,032,888 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,467 | $2,964,617 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 195,945 | $2,903,912 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 206,970 | $2,889,297 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 27,743 | $2,888,920 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 19,129 | $2,829,926 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 975,854 | $2,703,116 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 388,566 | $2,552,876 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 201,800 | $2,546,716 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 101,583 | $2,532,460 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 19,236 | $2,386,491 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,716 | $2,373,910 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 183,445 | $2,309,568 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 45,311 | $2,166,779 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 34,594 | $2,143,125 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,443 | $2,073,291 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 48,605 | $2,065,706 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 39,562 | $2,019,241 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 107,231 | $1,968,756 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 33,203 | $1,948,664 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 34,454 | $1,842,279 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 23,198 | $1,768,384 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 13,751 | $1,683,672 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,293 | $1,676,298 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,264 | $1,633,225 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 169,198 | $1,600,614 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,146 | $1,544,088 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 30,431 | $1,531,267 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,806 | $1,483,794 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 213,445 | $1,474,906 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 15,061 | $1,464,640 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,906 | $1,453,103 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 7,733 | $1,440,834 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,806 | $1,435,576 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,502 | $1,422,912 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 108,300 | $1,420,896 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 27,203 | $1,353,099 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 30,249 | $1,332,776 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,150 | $1,282,830 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 27,658 | $1,277,456 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 112,098 | $1,256,614 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 38,609 | $1,248,991 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 127,782 | $1,174,317 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 201,252 | $1,168,267 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,383 | $1,140,341 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 69,505 | $1,096,789 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 18,742 | $1,087,411 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,725 | $980,249 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2,811 | $969,148 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 18,326 | $965,769 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 11,553 | $959,382 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 8,678 | $948,419 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 9,393 | $947,907 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 18,872 | $944,168 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 10,314 | $940,190 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,111 | $926,582 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 50,748 | $906,867 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,800 | $893,943 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 18,017 | $887,157 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,133 | $865,270 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 11,090 | $841,722 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 51,023 | $814,327 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 6,127 | $803,175 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 7,387 | $763,003 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 13,703 | $752,559 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,149 | $750,944 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 15,001 | $731,609 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 12,639 | $721,553 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,200 | $712,416 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,742 | $701,131 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,500 | $697,521 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,150 | $687,054 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,636 | $674,616 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 14,299 | $670,480 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 23,139 | $661,784 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 35,602 | $650,627 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 5,653 | $646,068 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 56,166 | $640,292 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 8,802 | $632,317 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 54,629 | $618,950 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,854 | $604,877 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 17,026 | $581,097 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 50,293 | $572,833 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,909 | $548,830 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 10,756 | $544,890 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,321 | $543,480 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,532 | $533,034 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,879 | $527,568 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 22,358 | $526,084 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,193 | $522,873 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 21,765 | $501,022 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,550 | $496,478 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,308 | $487,765 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,534 | $470,971 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,294 | $464,632 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,459 | $462,532 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 57,100 | $461,370 | dollars as filed | |
| Intel Corp | 458140100 | COM | 13,720 | $448,242 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 28,890 | $439,706 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,840 | $436,514 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,100 | $422,646 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,772 | $412,178 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,186 | $407,296 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 17,908 | $402,393 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 7,750 | $387,836 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,550 | $386,780 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 9,776 | $382,125 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,747 | $379,871 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,034 | $374,174 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,465 | $363,637 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,935 | $362,534 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,540 | $361,747 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,995 | $355,908 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 38,200 | $347,238 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 26,493 | $337,523 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 32,000 | $331,520 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,723 | $330,260 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 70,554 | $330,190 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,835 | $327,037 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,095 | $323,156 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,000 | $297,630 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 7,463 | $290,233 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 55,128 | $281,152 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,960 | $275,537 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,250 | $273,900 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 767 | $272,622 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,002 | $269,930 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,707 | $266,837 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,696 | $261,185 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,006 | $259,569 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 994 | $250,418 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 900 | $249,417 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 2,012 | $245,726 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,320 | $243,463 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,390 | $236,534 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,503 | $234,850 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,550 | $216,577 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 22,500 | $214,200 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,878 | $209,950 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,444 | $207,708 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,455 | $206,510 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,912 | $205,747 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 22,384 | $189,056 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 20,494 | $186,294 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 19,723 | $184,013 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,610 | $158,782 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 31,751 | $144,152 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 26,110 | $142,821 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,513 | $125,260 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,182 | $118,642 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,000 | $116,700 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 11,282 | $108,533 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,742 | $101,299 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 10,296 | $80,616 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,000 | $60,240 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,000 | $47,300 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 15,000 | $10,368 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649910-23-000008 | superseded | 2023-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649910-23-000009 | this filing | 2023-06-28 | acceptance time not in the bulk data set |