13F-HR filed by Relative Value Partners Group, LLC
Relative Value Partners Group, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 182 holding rows worth $1,285,313,000.
- Accession
- 0001649910-21-000009
- Filer
- CIK 1649910
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 182 entries on the cover page, a total value of $1,285,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,285,313,000 with VALUE read as thousands by filing date, 13F file number 028-16978. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287101 | S&P 100 ETF | 447,115 | $87,715,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 474,380 | $65,208,000 | thousands by filing date | |
| VTI | 922908769 | COM | 245,652 | $54,736,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,572,795 | $54,199,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,938,246 | $51,557,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 467,024 | $47,622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,508,209 | $47,207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 285,594 | $45,789,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 732,495 | $43,708,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 2,305,433 | $34,743,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 637,184 | $34,650,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 234,247 | $34,584,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 7,284,917 | $34,312,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 342,751 | $34,284,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 280,092 | $32,348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 865,619 | $31,768,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,959,602 | $25,984,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 468,959 | $24,161,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,739,449 | $23,048,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 893,614 | $22,698,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,825,367 | $19,714,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 39,920 | $17,162,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,504,798 | $15,891,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 37,334 | $14,888,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,028,559 | $14,071,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 690,754 | $13,674,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 398,666 | $13,591,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 983,110 | $13,478,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 809,119 | $12,163,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 189,369 | $11,052,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 683,049 | $11,045,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 488,060 | $10,235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 217,618 | $10,056,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,073,634 | $9,738,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,071,727 | $9,699,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 898,590 | $8,478,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,061,026 | $7,098,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 589,158 | $6,917,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 89,893 | $6,729,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 41,470 | $6,578,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 381,031 | $6,126,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 88,998 | $5,962,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 117,753 | $5,907,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 442,149 | $5,867,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 32,948 | $5,722,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 386,783 | $5,705,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 41,575 | $5,427,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 395,924 | $5,404,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 538,579 | $5,135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 164,878 | $4,943,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 35,733 | $4,748,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 56,842 | $4,670,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 326,770 | $4,575,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 64,443 | $4,370,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 89,839 | $4,357,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 628,263 | $4,271,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 206,000 | $4,237,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 156,633 | $4,104,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 261,835 | $4,038,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 216,954 | $3,955,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,402 | $3,870,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 377,168 | $3,836,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 16,812 | $3,787,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 386,236 | $3,677,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 266,223 | $3,412,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 338,226 | $3,328,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 164,188 | $3,216,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 786,483 | $3,201,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 178,818 | $3,140,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 356,543 | $3,071,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 38,977 | $3,025,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 179,090 | $2,694,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 446,644 | $2,662,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 113,266 | $2,614,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 169,636 | $2,514,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 23,742 | $2,494,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 154,506 | $2,344,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,508 | $2,310,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 300,445 | $2,251,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 19,362 | $2,041,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 10,044 | $2,017,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,435 | $2,014,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 151,260 | $1,945,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 81,419 | $1,826,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 31,268 | $1,824,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 95,719 | $1,792,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 52,297 | $1,763,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,502 | $1,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 53,270 | $1,303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 30,219 | $1,271,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 87,518 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 31,401 | $1,235,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 31,681 | $1,138,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,514 | $1,066,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31,088 | $1,056,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,100 | $1,016,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 18,541 | $1,013,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 18,723 | $981,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 152,516 | $912,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,120 | $910,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 35,725 | $885,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,827 | $859,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,640 | $859,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 35,845 | $837,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,889 | $826,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,957 | $816,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,895 | $809,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,805 | $795,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 17,026 | $775,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,430 | $735,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,337 | $714,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 21,685 | $672,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,671 | $657,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,285 | $657,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 51,432 | $646,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,200 | $639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 12,136 | $636,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 12,275 | $591,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,250 | $585,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 41,000 | $582,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 40,898 | $582,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,950 | $562,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,218 | $555,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,166 | $535,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 17,626 | $529,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,206 | $520,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 27,890 | $518,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,644 | $511,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 42,402 | $509,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,000 | $504,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,114 | $465,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,995 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,264 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,139 | $453,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 22,056 | $446,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 22,252 | $445,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,578 | $439,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,806 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,840 | $435,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 29,216 | $430,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $429,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,787 | $418,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,386 | $407,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,388 | $407,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,428 | $400,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $392,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,540 | $392,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 54,797 | $382,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 22,645 | $375,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,562 | $368,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,250 | $327,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,185 | $318,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,730 | $311,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,948 | $306,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,150 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,280 | $301,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,165 | $300,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,429 | $294,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,599 | $283,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 83,300 | $277,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,225 | $276,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 31,360 | $276,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,144 | $272,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,857 | $265,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 22,925 | $261,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,119 | $257,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,000 | $255,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,950 | $254,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,831 | $248,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,959 | $239,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,610 | $232,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,026 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,890 | $222,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,228 | $217,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 8,800 | $213,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,035 | $210,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,990 | $183,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,423 | $166,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,000 | $141,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $119,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,250 | $51,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,000 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649910-21-000009 | this filing | 2021-08-12 | acceptance time not in the bulk data set |