13F-HR filed by Relative Value Partners Group, LLC
Relative Value Partners Group, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 125 holding rows worth $689,129,000.
- Accession
- 0001649910-16-000022
- Filer
- CIK 1649910
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 125 entries on the cover page, a total value of $689,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $689,129,000 with VALUE read as thousands by filing date, 13F file number 028-16978. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287101 | S&P 100 ETF | 681,351 | $63,298,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 4,329,781 | $36,412,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,510,665 | $32,864,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,387,588 | $31,897,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,543,390 | $31,701,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,218,471 | $29,590,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,264,476 | $29,314,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,680,179 | $28,830,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,076,128 | $28,547,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,203,924 | $28,309,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 322,120 | $27,049,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,564,110 | $21,016,000 | thousands by filing date | |
| VTI | 922908769 | COM | 187,611 | $20,104,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 186,638 | $16,894,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,626,477 | $15,740,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,274,728 | $15,192,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,158,876 | $13,640,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 814,767 | $13,396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 418,078 | $13,175,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,142,117 | $11,515,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,236,248 | $10,969,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 655,576 | $10,150,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 653,437 | $9,909,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 739,746 | $9,410,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 85,015 | $9,104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 793,215 | $8,192,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 644,606 | $7,589,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 530,086 | $7,177,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 205,375 | $6,330,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 363,773 | $5,746,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 935,844 | $5,619,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 205,251 | $4,554,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 743,629 | $4,467,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 348,997 | $4,271,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 289,922 | $3,963,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 329,516 | $3,694,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 786,874 | $3,678,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 256,148 | $3,435,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 189,965 | $2,415,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 157,778 | $1,942,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 143,516 | $1,764,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 124,060 | $1,762,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 370,864 | $1,743,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,155 | $1,717,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 235,242 | $1,710,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 61,393 | $1,699,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 134,988 | $1,647,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 89,064 | $1,464,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 86,816 | $1,432,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 159,447 | $1,365,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 100,005 | $1,352,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 102,939 | $1,329,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 66,722 | $1,296,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 189,532 | $1,295,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 191,187 | $1,262,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 105,292 | $1,215,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 72,854 | $1,179,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 76,291 | $1,172,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,382 | $1,123,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 29,807 | $1,092,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 69,717 | $1,070,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,902 | $1,055,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 66,882 | $1,031,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 16,820 | $995,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,908 | $990,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,054 | $922,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 58,693 | $897,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,840 | $733,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,025 | $718,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 78,872 | $696,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 60,059 | $691,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,400 | $669,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,902 | $647,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 55,058 | $643,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 44,449 | $636,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,120 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,496 | $615,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 31,834 | $585,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,575 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,530 | $576,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 41,000 | $546,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 57,277 | $529,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,400 | $493,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 31,995 | $480,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 36,515 | $462,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,956 | $456,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 12,196 | $456,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,202 | $443,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,421 | $439,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 51,935 | $409,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,559 | $395,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,013 | $390,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 47,945 | $385,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,500 | $374,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 11,011 | $359,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,231 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 19,783 | $352,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 68,009 | $348,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 26,632 | $347,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,003 | $338,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,000 | $336,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 44,218 | $329,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 24,243 | $321,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,300 | $314,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 14,990 | $303,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,780 | $299,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,900 | $288,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,214 | $285,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 27,485 | $273,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $253,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,800 | $250,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,226 | $242,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,540 | $241,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,800 | $233,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 325 | $225,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 11,268 | $215,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,066 | $165,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,879 | $158,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,068 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,365 | $113,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 24,346 | $111,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,000 | $103,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 11,740 | $99,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,685 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649910-16-000022 | this filing | 2016-08-15 | acceptance time not in the bulk data set |