13F-HR filed by KESTRA PRIVATE WEALTH SERVICES, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-05, with 1,219 holding rows worth $3,919,018,814.
- Accession
- 0001649451-24-000004
- Filer
- CIK 1649451
- Filed
- 2024-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,220 entries on the cover page, a total value of $3,919,018,814 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,919,018,814 with VALUE read as dollars as filed, 13F file number 028-20365. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN UN CO COM | 959802109 | Stock | 21,984 | $262,049 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 11,085 | $261,939 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,682 | $261,724 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,403 | $261,393 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,093 | $261,284 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,796 | $260,519 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 6,267 | $259,704 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,365 | $259,036 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 17,256 | $259,013 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 5,929 | $258,623 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 7,909 | $257,873 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,205 | $257,742 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 7,050 | $257,319 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 9,312 | $256,825 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 8,000 | $256,641 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,843 | $256,232 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 32,034 | $255,952 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 6,254 | $254,100 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 10,254 | $253,684 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 50,985 | $253,395 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,512 | $253,391 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,547 | $252,637 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,382 | $252,184 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,615 | $251,610 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 1,735 | $251,193 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,486 | $250,820 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,928 | $250,410 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 6,342 | $250,128 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,083 | $249,016 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 9,809 | $248,658 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 7,808 | $247,209 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,337 | $246,104 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,123 | $246,056 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,948 | $244,988 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,151 | $242,919 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,158 | $242,602 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5,327 | $242,538 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 9,455 | $242,332 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,606 | $241,499 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 5,580 | $240,498 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,850 | $240,437 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,389 | $240,333 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,162 | $238,952 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,967 | $238,893 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 10,408 | $238,551 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,047 | $238,318 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,911 | $236,238 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,270 | $236,046 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,579 | $234,903 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 6,417 | $234,092 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 3,383 | $233,934 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,368 | $233,295 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 6,011 | $232,385 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,995 | $230,512 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,843 | $230,368 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 4,641 | $229,219 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,878 | $227,755 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 27,192 | $227,053 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,990 | $226,313 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 3,113 | $225,194 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,034 | $224,982 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 2,929 | $224,742 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,139 | $224,282 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,706 | $222,612 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,093 | $222,572 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 2,872 | $222,465 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 7,446 | $222,263 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,490 | $222,255 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,267 | $222,178 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,608 | $221,711 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,439 | $221,644 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,345 | $221,334 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,461 | $221,197 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,906 | $221,093 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 8,046 | $220,702 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,235 | $219,119 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,081 | $218,977 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,836 | $218,649 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 960 | $217,930 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,559 | $217,647 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,014 | $216,555 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 799 | $216,361 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,924 | $216,262 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 755 | $216,111 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,445 | $215,695 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,104 | $214,763 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 30,704 | $213,393 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,127 | $212,167 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,010 | $211,773 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,736 | $211,492 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 13,240 | $209,986 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 16,124 | $209,290 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 5,400 | $209,087 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 11,403 | $208,447 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 5,224 | $208,020 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,092 | $206,430 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,862 | $206,295 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,802 | $206,077 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 8,803 | $205,286 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 10,550 | $204,248 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 48,180 | $202,838 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,897 | $202,340 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 4,640 | $201,886 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,144 | $200,436 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,237 | $200,270 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 82,165 | $193,088 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,775 | $191,344 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 21,980 | $190,786 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 53,760 | $190,310 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 51,339 | $187,901 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,215 | $187,739 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,921 | $182,987 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 30,049 | $181,796 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 53,150 | $179,116 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,388 | $178,466 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,426 | $172,457 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 10,084 | $170,924 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,616 | $163,688 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,874 | $162,159 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,265 | $153,067 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 11,786 | $146,971 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,479 | $143,981 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,258 | $140,952 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 17,115 | $140,856 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,825 | $140,526 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 19,350 | $138,159 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 29,598 | $132,007 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,926 | $131,704 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,175 | $130,029 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,988 | $128,359 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,512 | $128,141 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 42,341 | $127,446 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,528 | $124,964 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,785 | $123,597 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 15,769 | $121,579 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 42,558 | $121,290 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 37,860 | $120,395 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 12,363 | $119,674 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,100 | $119,548 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 10,878 | $118,897 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 12,022 | $115,652 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 13,175 | $115,018 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 11,152 | $107,505 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 31,815 | $97,354 | dollars as filed | |
| STEM INC | 85859N102 | COM | 25,000 | $97,000 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 10,000 | $94,600 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,030 | $83,969 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,861 | $81,667 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,244 | $80,524 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,505 | $78,773 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,223 | $78,615 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 13,813 | $74,866 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,966 | $71,498 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,263 | $71,469 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,400 | $68,876 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 45,300 | $68,403 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 29,726 | $68,370 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,516 | $66,777 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,100 | $65,046 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 22,822 | $64,358 | dollars as filed | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 70,000 | $60,900 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,514 | $60,194 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,705 | $59,069 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,800 | $56,684 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 16,150 | $53,780 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 10,971 | $52,771 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 16,887 | $52,519 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,088 | $50,339 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 30,500 | $50,325 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,006 | $50,204 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,000 | $47,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 17,450 | $46,941 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,131 | $46,750 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 63,701 | $45,865 | dollars as filed | |
| CASTELLUM INC | 14838T204 | COM NEW | 153,323 | $45,690 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 25,287 | $44,252 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,930 | $44,019 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 21,000 | $42,210 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,423 | $41,580 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 24,062 | $40,665 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 10,522 | $40,299 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 155,300 | $39,943 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 12,600 | $39,942 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,309 | $38,777 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 61,644 | $36,986 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 35,000 | $35,066 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,411 | $33,692 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 41,000 | $30,980 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,500 | $30,875 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 16,200 | $30,294 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,058 | $29,083 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 14,000 | $28,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 22,100 | $24,089 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 21,900 | $23,652 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 20,300 | $23,142 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 23,255 | $22,141 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 25,000 | $21,566 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 31,000 | $20,770 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 20,000 | $19,508 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $19,139 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 25,000 | $17,356 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 31,241 | $15,933 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 31,950 | $14,404 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $12,999 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,000 | $11,676 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 27,200 | $10,340 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,800 | $9,866 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 10,000 | $9,740 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 17,000 | $8,968 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 10,000 | $8,921 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 10,500 | $7,980 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 10,000 | $7,701 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,596 | $7,615 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 12,000 | $6,954 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 11,000 | $5,502 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,500 | $4,137 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 15,800 | $4,087 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,000 | $3,425 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,000 | $1,154 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649451-24-000004 | this filing | 2024-02-05 | acceptance time not in the bulk data set |