13F-HR filed by KESTRA PRIVATE WEALTH SERVICES, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,168 holding rows worth $3,180,784,602.
- Accession
- 0001649451-23-000006
- Filer
- CIK 1649451
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,168 entries on the cover page, a total value of $3,180,784,602 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,180,784,602 with VALUE read as dollars as filed, 13F file number 028-20365. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,944 | $217,738 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,361 | $215,418 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,096 | $215,110 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 6,410 | $214,991 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,394 | $214,885 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,286 | $214,050 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,232 | $213,462 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,590 | $213,147 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,515 | $212,851 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 31,749 | $212,401 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,740 | $212,036 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,235 | $211,496 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 5,636 | $211,350 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 5,188 | $210,529 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,101 | $210,434 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,083 | $209,420 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,162 | $208,344 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,597 | $208,267 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,793 | $208,149 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,926 | $208,057 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 4,149 | $206,164 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 3,073 | $205,768 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 12,650 | $204,867 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 10,302 | $204,598 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,497 | $204,553 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,085 | $204,168 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,926 | $203,328 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,624 | $202,643 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,439 | $201,827 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,856 | $201,283 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,956 | $201,083 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 7,282 | $200,619 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 8,910 | $200,332 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,254 | $199,984 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,395 | $198,856 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,135 | $197,024 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 11,339 | $194,691 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,341 | $191,297 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,711 | $189,659 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,768 | $188,897 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 29,595 | $188,816 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 11,150 | $186,540 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,269 | $186,524 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,928 | $182,607 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,100 | $181,742 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 14,705 | $180,136 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,251 | $179,705 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,794 | $177,529 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,665 | $175,649 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,289 | $168,206 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 74,865 | $160,960 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,718 | $160,827 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 51,339 | $160,691 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,043 | $159,669 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,522 | $156,578 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 28,534 | $156,366 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 32,089 | $155,953 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 18,322 | $149,874 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,993 | $146,787 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,825 | $145,748 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,507 | $144,331 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,933 | $141,052 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,923 | $139,924 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,341 | $139,575 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,865 | $138,799 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,634 | $136,632 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,097 | $133,375 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 18,850 | $131,008 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,265 | $125,471 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 42,558 | $122,993 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,125 | $120,881 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 15,290 | $117,427 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,467 | $116,275 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 10,878 | $113,349 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 11,157 | $113,132 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,175 | $111,280 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 19,575 | $109,424 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,580 | $108,314 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,685 | $107,788 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,528 | $107,672 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 10,221 | $106,809 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,500 | $106,720 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,330 | $101,841 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 37,860 | $101,086 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 15,237 | $97,822 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 15,887 | $95,640 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,361 | $93,274 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,825 | $89,870 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,800 | $87,354 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,187 | $86,488 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 174,300 | $85,407 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,738 | $82,686 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 18,734 | $81,868 | dollars as filed | |
| STEM INC | 85859N102 | COM | 18,950 | $80,348 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 20,213 | $80,043 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,030 | $77,233 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,193 | $76,651 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 12,342 | $75,039 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 33,212 | $73,731 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 46,000 | $73,600 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 13,604 | $72,101 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 11,922 | $71,770 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,966 | $66,893 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 27,401 | $65,488 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 22,822 | $65,043 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 16,908 | $63,912 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,300 | $61,811 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 24,577 | $61,443 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 21,350 | $60,207 | dollars as filed | |
| OPTEX SYS HLDGS INC | 68384X209 | COM NEW | 14,386 | $59,774 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,100 | $59,163 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,359 | $59,047 | dollars as filed | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 70,000 | $58,156 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 11,600 | $56,724 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,800 | $56,684 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,514 | $56,471 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,423 | $55,437 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 11,274 | $54,679 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,324 | $52,956 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 62,800 | $49,794 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 23,100 | $49,665 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 41,000 | $47,560 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 63,701 | $45,801 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 10,031 | $45,741 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,068 | $45,600 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,088 | $44,589 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,000 | $44,300 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 10,971 | $42,897 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 19,600 | $42,532 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,198 | $42,104 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 23,062 | $41,742 | dollars as filed | |
| EXPION360 INC | 30218B100 | COM | 10,000 | $41,100 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 12,600 | $41,076 | dollars as filed | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 11,544 | $40,750 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 11,897 | $37,595 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 32,950 | $36,245 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,355 | $36,004 | dollars as filed | |
| CASTELLUM INC | 14838T204 | COM NEW | 153,323 | $35,295 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,309 | $35,057 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,193 | $34,491 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 10,000 | $33,500 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 14,000 | $32,900 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,500 | $32,500 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 11,825 | $30,509 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 31,241 | $27,961 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,035 | $25,932 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,267 | $23,693 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 32,550 | $22,134 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,100 | $20,178 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 24,000 | $18,096 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,000 | $17,640 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 20,300 | $16,898 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,855 | $16,043 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 10,500 | $11,865 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,125 | $10,635 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 12,000 | $10,225 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 10,000 | $10,100 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 27,200 | $9,955 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 14,600 | $8,643 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 17,000 | $7,839 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,596 | $7,407 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 12,000 | $7,200 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 29,353 | $7,015 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 11,000 | $6,509 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 14,000 | $6,216 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,260 | $5,477 | dollars as filed | |
| XOS INC | 98423B108 | COM | 10,000 | $3,438 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,000 | $1,848 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649451-23-000006 | this filing | 2023-11-08 | acceptance time not in the bulk data set |